Numis Corporation PLC Holding(s) in Company (7468J)
14 September 2016 - 7:01AM
UK Regulatory
TIDMNUM TIDMAV.
RNS Number : 7468J
Numis Corporation PLC
14 September 2016
NUMIS CORPORATION PLC ("NUMIS")
14 SEPTEMBER 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying Numis Corporation plc
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject Aviva plc & its subsidiaries
to the
notification obligation: (iii)
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4. Full name of shareholder(s) Registered Holder:
(if different from 3.):(iv)
BNY Norwich Union Nominees Limited
618,583*
Chase (GA Group) Nominees Limited 5,821,488*
* denotes direct interest
Chase Nominees Limited 243,307
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5. Date of the transaction and date 09 September 2016
on
which the threshold is crossed or
reached: (v)
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6. Date on which issuer notified: 13 September 2016
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7. Threshold(s) that is/are crossed 6% to 5% Change at Direct Interest
or Level (Box 8A + B)
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
--------------- --------------------------- ----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
--------------- -------------- ----------- -------------- ------------------------- ---------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- -------------- ----------- -------------- ---------- ------------- ------- ------------
Ordinary
Shares
GB00B05M6465 7,123,049* 7,123,049* 6,683,378 6,440,071 243,307 5.66% 0.22%
-------------- ----------- -------------- ---------- ------------- ------- ------------
*INC. RIGHT TO RECALL LOANED SHARES (60,000)
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion Period rights that may rights
instrument (xiv) be
acquired if the
instrument is
exercised/ converted.
--------------- -------------- --------------------------- ------------------------- ---------------------
RIGHT TO
RECALL 60,000*
LOANED SHARES N/A N/A *Direct interest 0.05%
--------------- -------------- --------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date (xvii) Conversion rights instrument (xix, xx)
period refers to
(xviii)
------------------ --------- ------------- ------------ ------------------- ---------------------
Nominal Delta
------------------ --------- ------------- ------------ ------------------- ----------- --------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
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6,743,378 5.93%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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The voting rights are managed and controlled by Aviva Investors Global
Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Investors Holdings Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Aviva Investors Global Services Limited (wholly owned
subsidiary of Aviva Investors Holdings Limited)
Proxy Voting:
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10. Name of the proxy holder: See Section 4
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11. Number of voting rights proxy holder will
cease
to hold:
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12. Date on which proxy holder will cease to
hold
voting rights:
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13. Additional information: This disclosure has been calcualted
on the total number of voting rights
in the Company of 113,747,448.
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14. Contact name: Simon Denyer
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15. Contact telephone number: 0207 260 1225
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Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256
Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7728 2578
Jen Clarke 020 7865 2474
This information is provided by RNS
The company news service from the London Stock Exchange
END
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September 14, 2016 02:01 ET (06:01 GMT)