Current Report Filing (8-k)
16 February 2021 - 1:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
February 16, 2021
Williams
Industrial Services Group Inc.
(Exact Name of Registrant as Specified in
its Charter)
Delaware
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001-16501
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73-1541378
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(State or Other Jurisdiction of
Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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100 Crescent Centre Parkway, Suite 1240
Tucker, Georgia 30084
(Address of Principal Executive Offices,
Zip Code)
Registrant’s telephone number, including
area code: 770-879-4400
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of
the Act:
Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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None
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N/A
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N/A
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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On February 16, 2021, Williams Industrial Services Group
Inc. (the “Company”) issued a press release announcing that the NYSE American LLC (“NYSE American”)
has approved the listing of the Company’s common stock on the NYSE American exchange. A copy of the press release is attached
hereto as Exhibit 99.1 and is incorporated herein by reference.
The Company’s common stock is expected to commence trading
on the NYSE American on February 22, 2021 under the Company’s current ticker symbol “WLMS.”
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Item 9.01
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Financial Statements and Exhibits.
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Dated: February 16, 2021
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Williams Industrial Services Group Inc.
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By:
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/s/ Charles E. Wheelock
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Charles E. Wheelock
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Senior Vice President, Chief Administrative Officer, General Counsel & Secretary
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