Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
15 August 2014 - 9:05PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
SEC
FILE NUMBER 000-22166
CUSIP
NUMBER 00817R202
(Check
One):
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[ ] Form
10-K
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[ ]
Form
20-F
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[ ] Form
11-K
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[X]
Form 10-Q
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[ ]
Form 10D
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[ ]
Form N-SAR
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[ ]
Form N-CSR
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For
Period Ended:
June 30, 2014
[ ] Transition
Report on Form 10-K
[ ] Transition
Report on Form 20-F
[ ] Transition
Report on Form 11-K
[ ] Transition
Report on Form 10-Q
[ ]
Transition Report on Form N-SAR
For
the Transition Period Ended: ___________________
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Read
Instruction (on back page) Before Preparing Form. Please Print or Type
.
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Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
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If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
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PART
I
REGISTRANT INFORMATION
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Aetrium
Incorporated
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Full
Name of Registrant
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Former
Name if Applicable
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2350
Helen Street
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Address
of Principal Executive Office (
Street and Number
)
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North St. Paul,
Minnesota 55109
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City,
State and Zip Code
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PART
II
RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if appropriate.)
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(a)
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The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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[X]
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(b)
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The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR,
or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject
quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be
filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART
III
NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period.
The
Registrant was unable to file its Form 10-Q for the fiscal quarter ended June 30, 2014 (the “Report”) without unreasonable
effort or expense due to delays in obtaining and compiling information for inclusion in the Report.
PART
IV
OTHER INFORMATION
(1)
Name and telephone number of person to contact in regard to this notification
Paul
H. Askegaard
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651
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770-2000
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the
Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file
such report(s) been filed? If answer is no, identify report(s). [ ] Yes [X] No
As
of the date hereof, the registrant has not filed the financial statements required by Item 9.01(a) and (b) of Form 8-K in connection
with the registrant’s acquisition of substantially all of the assets of KBS Building Systems, Inc. and its related entities
on April 2, 2014. The acquisition was disclosed in the registrant’s Form 8-K filed April 4, 2014.
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
The
registrant expects that its earnings statements to be included in the Report will reflect significant changes in the registrant’s
results of operations from the corresponding period for the last fiscal year as a result of the registrant’s acquisition
of a new operating business and disposition of its sole prior operating business in April 2014. A reasonable estimate of the results
cannot be made at this time due to delays in obtaining and compiling information for inclusion in the Report.
Aetrium
Incorporated
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date
August 15, 2014
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By
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/s/
Paul H. Askegaard
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Name:
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Paul H. Askegaard
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Title:
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Chief Financial
Officer
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