Current Report Filing (8-k)
14 October 2016 - 11:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported):
October 13, 2016
ENER-CORE,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
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001-37642
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45-0525350
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S.
Employer
Identification No.)
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9400
Toledo Way
Irvine, California 92618
(Address
of principal executive offices) (Zip Code)
(949)
616-3300
(Registrant's
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
7.01
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Regulation
FD Disclosure.
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Ener-Core,
Inc. (the “Company”) hereby furnishes as Exhibit 99.1 a copy of the updated slide presentation it posted in the investor
relations section of its website on October 13, 2016.
As
provided in General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K (including Exhibit 99.1) shall
not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any registration
statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly
set forth by specific reference in such filing.
Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits.
Exhibit
Number
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Description
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99.1
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Slide
Presentation of Ener-Core, Inc., October 13, 2016
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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ENER-CORE,
Inc.
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Dated:
October 13, 2016
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By:
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/s/
Domonic J. Carney
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Domonic
J. Carney
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Chief
Financial Officer
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EXHIBIT
INDEX
Exhibit
Number
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Description
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99.1
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Slide
Presentation of Ener-Core, Inc., October 13, 2016
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4