Baker Bros. Advisors Form 8.3 - Plethora - Position Dealing Disclosure

 
TIDMTTM TIDMPLE 
 
Form 8.3 - Plethora - Position Dealing Disclosure 
                                                                       FORM 8.3 
 
      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
             Rule 8.3 of the Takeover Code (the "Code") 
 
1. KEY INFORMATION 
 
 
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(a) Full name of discloser:            Baker Bros. Advisors LP 
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(b) Owner or controller of interests 
    and short positions disclosed, if 
    different from 1(a): 
    The naming of nominee or vehicle 
    companies is insufficient. For a 
    trust, the trustee(s), settlor and 
    beneficiaries must be named. 
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(c) Name of offeror/offeree in           PLETHORA SOLUTIONS HOLDINGS PLC 
    relation to whose relevant 
    securities this form relates: 
    Use a separate form for each 
    offeror/offeree 
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(d) If an exempt fund manager 
    connected with an offeror/offeree, 
    state this and specify identity 
    of offeror/offeree: 
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(e) Date position held/dealing           February 26, 2016 
    undertaken: 
    For an opening position disclosure, 
    state the latest practicable date 
    prior to the disclosure 
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(f) In addition to the company in 1(c)   NO 
    above, is the discloser making 
    disclosures in respect of any other 
    party to the offer? 
    If it is a cash offer or possible 
    cash offer, state "N/A" 
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror 
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 
 
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 
following the dealing (if any) 
 
 
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Class of relevant security:                                  1p Ordinary 
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                                                       Interests         Short 
                                                                       positions 
                                                  -------------------------------- 
                                                     Number      %   Number    % 
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(1) Relevant securities owned and/or controlled:   47,681,385  5.79 
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(2) Cash-settled derivatives: 
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(3) Stock-settled derivatives (including options) 
    and agreements to purchase/DEALING: 
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                                                   47,681,385  5.79 
TOTAL: 
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Class of relevant security:                             Fund raising warrants 
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                                                       Interests          Short 
                                                                        positions 
                                                  --------------------------------- 
                                                     Number      %    Number    % 
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(1) Relevant securities owned and/or controlled:   28,619,528  28.29 
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(2) Cash-settled derivatives: 
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(3) Stock-settled derivatives (including options) 
    and agreements to purchase/DEALING: 
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                                                   28,619,528  28.29 
TOTAL: 
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All interests and all short positions should be disclosed. 
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell 
relevant securities, should be given on a Supplemental Form 8 (Open Positions). 
 
(b) Rights to subscribe for new securities (including directors' and other employee options) 
 
 
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Class of relevant security in relation 
to which subscription right exists: 
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Details, including nature of the 
rights concerned and relevant 
percentages: 
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), 
copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 
 
The currency of all prices and other monetary amounts should be stated. 
 
(a) Purchases and sales 
 
 
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Class of relevant  Purchase/DEALING      Number of          Price per unit 
security                              securities 
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Ordinary 1p        Sale               100,000            3.75p 
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(b) Cash-settled derivative transactions 
 
 
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    Class of       Product      Nature of dealing    Number of    Price per unit 
    relevant     description  e.g. opening/closing   reference 
    security       e.g. CFD       a long/short       securities 
                                    position, 
                               increasing/reducing 
                                  a long/short 
                                    position 
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(c) Stock-settled derivative transactions (including options) 
 
(i) Writing, selling, purchasing or varying 
 
 
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 Class of    Product      Writing,    Number of   Exercise     Type     Expiry   Option 
 relevant  description  purchasing, securities to price per    e.g.      date     money 
 security   e.g. call     selling,   which option   unit     American,            paid/ 
              option    varying etc.   relates               European           received 
                                                               etc.             per unit 
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(ii) Exercise 
 
 
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    Class of       Product       Exercising/     Number of    Exercise price 
    relevant     description      exercised      securities      per unit 
    security      e.g. call        against 
                    option 
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(d) Other dealings (including subscribing for new securities) 
 
 
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 Class of relevant  Nature of dealing       Details       Price per unit (if 
      security      e.g. subscription,                       applicable) 
                        conversion 
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4. OTHER INFORMATION 
 
(a) Indemnity and other dealing arrangements 
 
 
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Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: 
Irrevocable commitments and letters of intent should not be included. If 
there are no such agreements, arrangements or understandings, state "none" 
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None 
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(b) Agreements, arrangements or understandings relating to options or derivatives 
 
 
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NONE 
 
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