Dolphin Capital Investors Limited Holding(s) in Company (2226B)

TIDMDCI

RNS Number : 2226B

Dolphin Capital Investors Limited

08 January 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS 
---------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                    DOLPHIN CAPITAL INVESTORS 
  or the underlying issuer                                               LIMITED 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
---------------------------------------------------------------------------------------------------- 
 Non-UK issuer                                                                               X 
-------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                 X 
-------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
-------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
-------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                               Forager Funds Management 
                                                     Pty Ltd 
 City and country of registered                     Sydney, Australia 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
---------------------------------------------------------------------------------------------------- 
 Name                                               Forager International Shares 
                                                     Fund 
-------------------------------------------------  ------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------------  ------------------------------------------------- 
 5. Date on which the threshold                     3 JANUARY 2018 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 6. Date on which issuer notified                   8 JANUARY 2018 
  (DD/MM/YYYY): 
-------------------------------------------------  ------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
---------------------------------------------------------------------------------------------------- 
                               % of voting            % of voting        Total of       Total number 
                              rights attached       rights through       both in %       of voting 
                                 to shares             financial        (8.A + 8.B)      rights of 
                                 (total of            instruments                        issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                          2) 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached             5.31%                      0.00%             5.31%             904,626,856 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Position                N/A                        N/A               N/A 
  of previous 
  notification 
  (if 
  applicable) 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type          Number of voting                   % of voting rights 
  of                  rights(ix) 
  shares 
  ISIN code 
  (if possible) 
------------------ 
                          Direct          Indirect                 Direct                      Indirect 
                         (Art 9 of         (Art 10                (Art 9 of              (Art 10 of Directive 
                         Directive       of Directive             Directive                  2004/109/EC) 
                       2004/109/EC)      2004/109/EC)            2004/109/EC)                 (DTR5.2.1) 
                         (DTR5.1)         (DTR5.2.1)               (DTR5.1) 
-----------------   -----------------  --------------  ------------------------------  ----------------------- 
 VGG2803G1028        48,000,000         N/A             5.31%                           N/A 
------------------  -----------------  --------------  ------------------------------  ----------------------- 
 
 
 SUBTOTAL 
  8. A               48,000,000                         5.31% 
------------------  ---------------------------------  ------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of             Expiration         Exercise/       Number of                       % of voting rights 
  financial           date(x)            Conversion      voting rights 
  instrument                             Period(xi)      that may be 
                                                         acquired if 
                                                         the instrument 
                                                         is 
                                                         exercised/converted. 
------------------  -----------------  --------------  ------------------------------  ----------------------- 
 
 
 
                                        SUBTOTAL 8. 
                                         B 1 
                                       --------------  ------------------------------  ----------------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 
  (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration          Exercise/       Physical           Number       % of voting rights 
  financial          date(x)            Conversion      or cash             of voting 
  instrument                            Period          settlement(xii)     rights 
                                        (xi) 
-----------------  ------------------  --------------  -----------------  -----------  ----------------------- 
 
 
 
                                                        SUBTOTAL 
                                                         8.B.2 
                                                       -----------------  -----------  ----------------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                          x 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
------------------------------------------------------------------  --------------------- 
        Name(xv)            % of voting          % of voting            Total of both 
                            rights if it        rights through           if it equals 
                            equals or is     financial instruments       or is higher 
                            higher than          if it equals         than the notifiable 
                           the notifiable        or is higher              threshold 
                             threshold        than the notifiable 
                                                   threshold 
-----------------------  ----------------  -----------------------  --------------------- 
 Forager Funds 
  Management Pty 
  Ltd                     5.31%                                      5.31% 
-----------------------  ----------------  -----------------------  --------------------- 
 Forager International 
  Shares Fund             5.31%                                      5.31% 
-----------------------  ----------------  -----------------------  --------------------- 
 
 
 
 10. In case of proxy voting, please identify: 
----------------------------------------------------------------------------------------- 
 Name of the proxy holder 
-----------------------------------------  ---------------------------------------------- 
 The number and % of voting 

  rights held 
-----------------------------------------  ---------------------------------------------- 
 The date until which the 
  voting rights will be held 
-----------------------------------------  ---------------------------------------------- 
 
 11. Additional information(xvi) 
----------------------------------------------------------------------------------------- 
 
 
 
 
 Place of completion   Sydney, Australia 
--------------------  ------------------ 
 Date of completion    8 January 2018 
--------------------  ------------------ 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLBPMMTMBTMBAP

(END) Dow Jones Newswires

January 08, 2018 05:28 ET (10:28 GMT)