UBS AG (EPT) Form 8.5 (EPT/RI) - BHP Group Limited

RNS Number : 4850P

UBS AG (EPT)

22 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	1661398	24.37013 GBP	23.30785        GBP
Ordinary NPV	Sell	1689749	24.37000 GBP	23.30785        GBP
ADR	Buy	34196	61.83505 USD	61.63000 USD
ADR	Sell	81656	61.83505 USD	61.63000 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	755	45.899165        AUD
Ordinary NPV	CFD	Long	593	45.896666        AUD
Ordinary NPV	CFD	Long	910	45.911743        AUD
Ordinary NPV	CFD	Long	20583	46.0304282660448        AUD
Ordinary NPV	CFD	Long	47	558.962        ZAR
Ordinary NPV	CFD	Long	860	558.7777        ZAR
Ordinary NPV	CFD	Long	13984	558.9246167        ZAR
Ordinary NPV	CFD	Long	7543	559.1932        ZAR
Ordinary NPV	CFD	Long	743	30.625428262991        USD
Ordinary NPV	CFD	Long	8288	45.877294        AUD
Ordinary NPV	CFD	Long	505	45.9447525        AUD
Ordinary NPV	CFD	Long	45601	46.0304298151356        AUD
Ordinary NPV	CFD	Long	1838	45.839301        AUD
Ordinary NPV	CFD	Long	304155	45.898008        AUD
Ordinary NPV	CFD	Long	1445	45.958346        AUD
Ordinary NPV	CFD	Long	235	45.8023829787234        AUD
Ordinary NPV	CFD	Long	215	45.8633023255814        AUD
Ordinary NPV	CFD	Long	65	46.02        AUD
Ordinary NPV	CFD	Long	7001	45.869        AUD
Ordinary NPV	CFD	Long	37327	45.945221        AUD
Ordinary NPV	CFD	Long	1941	45.86705049        AUD
Ordinary NPV	CFD	Long	55493	46.039998        AUD
Ordinary NPV	CFD	Long	271430	45.864078        AUD
Ordinary NPV	CFD	Long	43771	45.94433        AUD
Ordinary NPV	CFD	Long	10308	45.88765522        AUD
Ordinary NPV	CFD	Long	3058	45.947137        AUD
Ordinary NPV	CFD	Long	1416	46.010014        AUD
Ordinary NPV	CFD	Long	11493	45.89276        AUD
Ordinary NPV	CFD	Long	678	45.956106        AUD
Ordinary NPV	CFD	Long	8468	45.93293        AUD
Ordinary NPV	CFD	Long	9036	559.25743913        ZAR
Ordinary NPV	CFD	Long	1174	24.34        GBP
Ordinary NPV	CFD	Long	3729	24.356283        GBP
Ordinary NPV	CFD	Long	478	24.3455020920502        GBP
Ordinary NPV	CFD	Long	1598	45.9483291406508        AUD
Ordinary NPV	CFD	Long	57182	45.884139        AUD
Ordinary NPV	CFD	Long	26360	46.04        AUD
Ordinary NPV	CFD	Long	601	45.86182196        AUD
Ordinary NPV	CFD	Long	2328	24.326791237122        GBP
Ordinary NPV	CFD	Long	19299	24.30057042        GBP
Ordinary NPV	CFD	Long	27433	24.2938895836843        GBP
Ordinary NPV	CFD	Long	13357	45.9363236523651        AUD
Ordinary NPV	CFD	Long	12652	559.14019997        ZAR
Ordinary NPV	CFD	Long	1635	30.595125        USD
Ordinary NPV	CFD	Long	11	45.868182        AUD
Ordinary NPV	CFD	Long	1310	45.742653        AUD
Ordinary NPV	CFD	Long	113	24.310354        GBP
Ordinary NPV	CFD	Long	4718	45.978046        AUD
Ordinary NPV	CFD	Long	35828	45.91357        AUD
Ordinary NPV	CFD	Long	77225	45.968716        AUD
Ordinary NPV	CFD	Long	20893	45.8684530704064        AUD
Ordinary NPV	CFD	Long	4217	45.9183969646668        AUD
Ordinary NPV	CFD	Long	2107	24.3454959658282        GBP
Ordinary NPV	CFD	Long	65006	45.8761533882657        AUD
Ordinary NPV	CFD	Long	16213	45.9995374061679        AUD
Ordinary NPV	CFD	Long	311	45.8661698948553        AUD
Ordinary NPV	CFD	Long	80663	45.974392        AUD
Ordinary NPV	CFD	Long	3133	46.0171915787424        AUD
Ordinary NPV	CFD	Long	3991	45.931912        AUD
Ordinary NPV	CFD	Long	1348	46.013553        AUD
Ordinary NPV	CFD	Long	1923	45.804818        AUD
Ordinary NPV	CFD	Long	72972	45.883656        AUD
Ordinary NPV	CFD	Long	127683	45.878685        AUD
Ordinary NPV	CFD	Short	12652	559.14019997        ZAR
Ordinary NPV	CFD	Short	65006	45.876153        AUD
Ordinary NPV	CFD	Short	8094	24.370134        GBP
Ordinary NPV	CFD	Short	8091	24.345766        GBP
Ordinary NPV	CFD	Short	3058	45.947137        AUD
Ordinary NPV	CFD	Short	271430	45.864078        AUD
Ordinary NPV	CFD	Short	1445	45.958346        AUD
Ordinary NPV	CFD	Short	57182	45.884139        AUD
Ordinary NPV	CFD	Short	311	45.866174        AUD
Ordinary NPV	CFD	Short	304155	45.898008        AUD
Ordinary NPV	CFD	Short	8288	45.877294        AUD
Ordinary NPV	CFD	Short	25110	45.876841        AUD
Ordinary NPV	CFD	Short	66184	46.030429        AUD
Ordinary NPV	CFD	Short	1838	45.839301        AUD
Ordinary NPV	CFD	Short	1310	45.742653        AUD
Ordinary NPV	CFD	Short	4718	45.978046        AUD
Ordinary NPV	CFD	Short	80663	45.974392        AUD
Ordinary NPV	CFD	Short	35828	45.91357        AUD
Ordinary NPV	CFD	Short	593	45.896661        AUD
Ordinary NPV	CFD	Short	910	45.911747        AUD
Ordinary NPV	CFD	Short	26360	46.04        AUD
Ordinary NPV	CFD	Short	7001	45.869        AUD
Ordinary NPV	CFD	Short	37327	45.945221        AUD
Ordinary NPV	CFD	Short	1598	45.948329        AUD
Ordinary NPV	CFD	Short	450	45.831494        AUD
Ordinary NPV	CFD	Short	65	46.02        AUD
Ordinary NPV	CFD	Short	505	45.944752        AUD
Ordinary NPV	CFD	Short	755	45.899166        AUD
Ordinary NPV	CFD	Short	743	46.0        AUD
Ordinary NPV	CFD	Short	1635	45.944835        AUD
Ordinary NPV	CFD	Short	13357	45.93632365        AUD
Ordinary NPV	CFD	Short	4068	24.33269912        GBP
Ordinary NPV	CFD	Short	2907	24.33269694        GBP
Ordinary NPV	CFD	Short	72972	45.883656        AUD
Ordinary NPV	CFD	Short	13984	558.9246167        ZAR
Ordinary NPV	CFD	Short	49307	24.271409        GBP
Ordinary NPV	CFD	Short	773	24.205466        GBP
Ordinary NPV	CFD	Short	127683	45.878685        AUD
Ordinary NPV	CFD	Short	10308	45.8876552144781        AUD
Ordinary NPV	CFD	Short	7543	559.1932        ZAR
Ordinary NPV	CFD	Short	11493	45.89276        AUD
Ordinary NPV	CFD	Short	860	558.777716        ZAR
Ordinary NPV	CFD	Short	47	558.96197        ZAR
Ordinary NPV	CFD	Short	1416	46.010014        AUD
Ordinary NPV	CFD	Short	43771	45.94433        AUD
Ordinary NPV	CFD	Short	3991	45.931912        AUD
Ordinary NPV	CFD	Short	678	45.956106        AUD
Ordinary NPV	CFD	Short	1923	45.804818        AUD
Ordinary NPV	CFD	Short	1941	45.86705049        AUD
Ordinary NPV	CFD	Short	55493	46.0399978327537        AUD
Ordinary NPV	CFD	Short	1348	46.0135549747774        AUD
Ordinary NPV	CFD	Short	77225	45.968716        AUD
Ordinary NPV	CFD	Short	11	45.868182        AUD
Ordinary NPV	CFD	Short	3133	46.017193        AUD
Ordinary NPV	CFD	Short	16213	45.999537        AUD
Ordinary NPV	CFD	Short	601	45.86182196        AUD
Ordinary NPV	CFD	Short	8468	45.93293        AUD
Ordinary NPV	CFD	Short	9036	559.25743913        ZAR
ADR	CFD	Short	2249	61.6300 USD
ADR	CFD	Short	4675	61.6450 USD
ADR	CFD	Short	242	61.6757 USD
ADR	CFD	Short	625	61.6850 USD
ADR	CFD	Short	186	61.6900 USD
ADR	CFD	Short	232	61.6941 USD
ADR	CFD	Short	4997	61.6944 USD
ADR	CFD	Short	1229	61.6999 USD
ADR	CFD	Short	891	61.7138 USD
ADR	CFD	Short	516	61.7199 USD
ADR	CFD	Short	309	61.7770 USD
ADR	CFD	Short	440	61.7882 USD
ADR	CFD	Short	507	61.8350 USD
ADR	CFD	Long	-2249	61.6300 USD
ADR	CFD	Long	-4675	61.6450 USD
ADR	CFD	Long	-7939	61.6691 USD
ADR	CFD	Long	-15791	61.6717 USD
ADR	CFD	Long	-242	61.6757 USD
ADR	CFD	Long	-625	61.6850 USD
ADR	CFD	Long	-186	61.6900 USD
ADR	CFD	Long	-232	61.6941 USD
ADR	CFD	Long	-4997	61.6944 USD
ADR	CFD	Long	-1229	61.6999 USD
ADR	CFD	Long	-891	61.7138 USD
ADR	CFD	Long	-516	61.7199 USD
ADR	CFD	Long	-309	61.7770 USD
ADR	CFD	Long	-440	61.7882 USD
ADR	CFD	Long	-507	61.8350 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	22 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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