JPMorgan Securities Plc Form 8.5 (EPT/RI) - UBM plc (5657R)

TIDMUBM

RNS Number : 5657R

JPMorgan Securities Plc

15 June 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                  J.P. Morgan Securities Plc 
--------------------------------------------------------------------  ------------------------------------------------ 
 (b) Name of offeror/offeree in relation to whose relevant             UBM plc 
 securities this form relates: 
 Use a separate form for each offeror/offeree 
--------------------------------------------------------------------  ------------------------------------------------ 
 (c) Name of the party to the offer with which exempt principal        Corporate Broker & Financial Advisor to UBM plc 
 trader is connected: 
--------------------------------------------------------------------  ------------------------------------------------ 
 (d) Date dealing undertaken:                                          14 June 2018 
--------------------------------------------------------------------  ------------------------------------------------ 
 (e) In addition to the company in 1(b) above, is the exempt           Yes, Informa plc 
 principal trader making disclosures 
 in respect of any other party to this offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
--------------------------------------------------------------------  ------------------------------------------------ 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
   Class of relevant      Purchases/ sales       Total number of       Highest price per unit   Lowest price per unit 
        security                                   securities           paid/received (GBP)      paid/received (GBP) 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
 Ordinary Shares             Purchases              1,221,773                 10.8005                  10.4700 
 
                                Sales                583,274                   10.8000                  10.5210 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
 
   (b)        Cash-settled derivative transactions 
 
   Class of relevant      Product description     Nature of dealing       Number of reference     Price per unit (GBP) 
        security                e.g. CFD        e.g. opening/closing a         securities 
                                                 long/short position, 
                                                increasing/reducing a 
                                                 long/short position 
-----------------------  --------------------  -----------------------  -----------------------  --------------------- 
 Ordinary Shares             Equity Swaps                Long                     440                   10.5280 
                                                                                 38,810                  10.6932 
                                                                                  2,846                  10.7007 
                                                                                  6,774                  10.7421 
                                                                                  5,357                  10.7488 
                                                                                 11,184                  10.7528 
                                                                                   949                   10.7992 
                                                                                  8,495                  10.7995 
                                                                                   167                   10.8000 
 
                                                         Short                   10,006                  10.5159 
                                                                                 14,608                  10.5259 
                                                                                   804                   10.5511 
                                                                                 38,912                  10.5664 
                                                                                  2,721                  10.5784 
                                                                                 95,257                  10.5790 
                                                                                 274,626                 10.5900 
                                                                                  5,587                  10.6408 
                                                                                  5,180                  10.6416 
                                                                                  4,475                  10.6438 
                                                                                 10,059                  10.8000 
                                                                                 12,426                  10.8001 
                                                                                  5,497                  10.8005 
-----------------------  --------------------  -----------------------  -----------------------  --------------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of        Product        Writing,      Number of       Exercise         Type       Expiry date   Option money 
   relevant      description    purchasing,     securities     price per         e.g.                        paid/ 
   security       e.g. call       selling,       to which      unit (GBP)     American,                   received per 
                    option      varying etc.      option                       European                    unit (GBP) 
                                                 relates                         etc. 
--------------  -------------  -------------  -------------  -------------  -------------  ------------  ------------- 
 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                        unit (GBP) 
-----------------------  --------------------  -----------------------  ---------------------  ----------------------- 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion                          (GBP) 
---------------------------  -------------------------------  --------  ------------------------------- 
 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 
  to the offer or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
---------------------------------------------------------------------------------------------- 
 None 
---------------------------------------------------------------------------------------------- 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
----------------------------------------------------------------------------------------------- 
 None 
----------------------------------------------------------------------------------------------- 
 
 
 Date of disclosure:    15 June 2018 
---------------------  -------------- 
 Contact name:          Alwyn Basch 
---------------------  -------------- 
 Telephone number:      020 7742 7407 
---------------------  -------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [e-mail] or visit www.rns.com.

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June 15, 2018 06:23 ET (10:23 GMT)