Swallowfield PLC Holding(s) in Company (8294M)

TIDMSWL

RNS Number : 8294M

Swallowfield PLC

18 October 2016

 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
-------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                               SWALLOWFIELD PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: 
------------------------------------------------------  ------------------------ 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                      ü 
-------------------------------------------------------  ----------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
-------------------------------------------------------  ----------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
-------------------------------------------------------  ----------------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------  ----------------------- 
 Other (please 
  specify): 
-----------------------------------------------------    ----------------------- 
 3. Full name of person(s)                               HARGREAVE HALE LIMITED 
  subject to the 
  notification obligation: 
------------------------------------------------------  ------------------------ 
 4. Full name of shareholder(s)                           DISCRETIONARY CLIENTS 
  (if different from 3.): 
------------------------------------------------------  ------------------------ 
 5. Date of the transaction                                  12 AUGUST 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: 
------------------------------------------------------  ------------------------ 
 6. Date on which issuer                                     17 OCTOBER 2016 
  notified: 
------------------------------------------------------  ------------------------ 
 7. Threshold(s) that is/are 
  crossed or 
  reached:                                                         5% 
------------------------------------------------------  ------------------------ 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares 
------------------------------------------------------------------------------------------------------------------------------ 
 Class/type      Situation previous                 Resulting situation after the triggering 
  of              to the triggering                  transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  ---------------------------------  --------------------------------------------------------------------------- 
                 Number           Number            Number                         Number of                % of voting 
                 of               of                 of shares                      voting                   rights 
                 Shares           Voting                                            rights 
                                  Rights 
--------------  ---------------  ----------------  -----------------------------  -----------------------  ------------------- 
                                                    Direct         Indirect        Direct     Indirect      Direct    Indirect 
--------------      -----------      ------------  -------------  --------------  ---------  ------------  --------  --------- 
 
  GB0008667304   715,035          715,035                          1,167,134                  1,167,134               6.92% 
                ---------------  ----------------  -------------  --------------  ---------  ------------  --------  --------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------------ 
 Type of financial   Expiration       Exercise/                        Number of voting                     % of voting 
  instrument          date             Conversion                       rights that                          rights 
                                       Period                           may be 
                                                                        acquired if 
                                                                        the 
                                                                        instrument 
                                                                        is 
                                                                        exercised/ 
                                                                        converted. 
------------------  ---------------  -------------------------------  -----------------------------------  ------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------------ 
 Type of           Exercise         Expiration        Exercise/      Number of voting           % of voting 
 financial          price            date              Conversion     rights instrument          rights 
 instrument                                            period         refers to 
----------------  ---------------  ----------------  -------------  -------------------------  ------------------------------- 
                                                                                                Nominal               Delta 
----------------  ---------------  ----------------  -------------  -------------------------  --------------------  --------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------------ 
 Number of voting rights                                             Percentage of voting rights 
------------------------------------------------------------------  ---------------------------------------------------------- 
 
   1,167,134                                                         6.92% 
------------------------------------------------------------------  ---------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
------------------------------------------------------------------------------------- 
 455,000 of these shares are held for a unit trust operated 
  by Marlborough Fund Managers Ltd, for whom Hargreave 
  Hale Ltd manages the investments on a discretionary 
  basis. The remaining shares are held for other Discretionary 
  clients. 
 
 Proxy Voting: 
------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------------------  -------------------- 
 11. Number of voting rights proxy 
  holder will cease to hold: 
---------------------------------------------------------------  -------------------- 
 12. Date on which proxy holder will 
  cease to hold voting rights: 
---------------------------------------------------------------  -------------------- 
 
 
  13. Additional information: 
---------------------------------------------------------------  -------------------- 
 14. Contact name:                                                David Clueit, 
                                                                  Hargreave Hale Ltd 
---------------------------------------------------------------  -------------------- 
 15. Contact telephone number:                                    01253 754739 
---------------------------------------------------------------  -------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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October 18, 2016 05:45 ET (09:45 GMT)