SVM UK Emerg Fund Holding(s) in Company

 
TIDMSVM 
 
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES 
 
(1). Identity of the issuer or the underlying issuer of existing shares to 
which voting rights are attached (ii): SVM UK Emerging Fund 
 
 
 
(2). Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights: (X) 
 
An acquisition or disposal of financial instruments which may result in the 
acquisition of shares already issued to which voting rights are attached: ( ) 
 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments: ( ) 
 
 
An event changing the breakdown of voting rights: ( ) 
 
Other (please specify) : ( ) 
 
(3). Full name of person(s) subject to the notification obligation (iii): 
Charles Stanley Group PLC 
 
 
 
(4). Full name of shareholder(s) (if different from 3.) (iv): Charles Stanley & 
Co Ltd - Rock (Nominees) Ltd 
 
 
(5). Date of the transaction and date on which the threshold is crossed or 
reached (v): 13 February 2017 
 
(6). Date on which issuer notified: 14 February 2017 
 
 
 
(7). Threshold(s) that is/are crossed or reached: 5% 
 
 
 
(8). Notified details: 
 
A: Voting rights attached to shares (viii, ix) 
 
Class/type of shares (if possible using the ISIN code):  GB0000684174 
 
Situation previous to the triggering transaction: 
     Number of Shares: 297,800 
     Number of Voting rights: 297,800 
 
Resulting situation after the triggering transaction: 
     Number of shares: 
          Direct: 
     Number of voting rights: 
          Direct (xi): 
          Indirect (xii):  327,800 
 
% of voting rights (x): 
     Direct: 5.46% 
     Indirect: 
 
B. Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction: 
 
Type of financial instrument: 
 
Expiration date (xiii): 
 
Exercise/Conversion Period (xiv): 
 
Number of voting rights that may be acquired if the instrument is exercised/ 
converted: 
 
% of voting rights: 
 
C. Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
 
Resulting situation after the triggering transaction: 
 
 
Type of financial instrument: 
 
 
Exercise price: 
 
Expiration date (xvii): 
 
Exercise/Conversion period (xviii): 
 
Number of voting rights instrument refers to: 
 
% of voting rights (xix, xx): 
 
Nominal: 
 
Delta: 
 
Total (A + B + C): 
 
Number of voting rights:  327,800 
 
% of voting rights:  5.46% 
 
 
(9). Chain of controlled undertakings through which the voting rights and/or 
the financial instruments are effectively held, if applicable (xxi): Rock 
(Nominees) Limited - Charles Stanley & Co Ltd - Charles Stanley Group PLC is 
the holding company of the above 
 
 
 
Proxy Voting: 
 
(10). Name of the proxy holder: 
 
 
 
(11). Number of voting rights proxy holder will cease to hold: 
 
 
 
(12). Date on which proxy holder will cease to hold voting rights: 
 
 
 
(13). Additional information: 
 
 
 
(14). Contact name: 
 
 
 
(15). Contact telephone number: 
 
 
 
 
Date: 14 February 2017 
 
 
 
 
END 
 

(END) Dow Jones Newswires

February 14, 2017 06:17 ET (11:17 GMT)