David Jeremiah Barry Form 8.3 - Sutton Harbour Holdings Plc (3687U)

TIDMSUH

RNS Number : 3687U

David Jeremiah Barry

23 October 2017

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Identity of the person               DAVID JEREMIAH 
  whose positions/dealings                 BARRY 
  are being disclosed: 
---------------------------------------  ---------------------- 
     (b) Owner or controller              SHARES REGISTERED 
      of interests and short positions     IN VALUE INVESTMENTS 
      disclosed, if different              LIMITED 
      from 1(a): 
      The naming of nominee or 
      vehicle companies is insufficient 
---------------------------------------  ---------------------- 
     (c) Name of offeror/offeree          SUTTON HARBOUR 
      in relation to whose relevant        HOLDINGS PLC 
      securities the disclosure 
      relates: 
      Use a separate form for 
      each offeror/offeree 
---------------------------------------  ---------------------- 
 (d) If an exempt fund manager 
  connected with an offeror/offeree, 
  state this and specify identity 
  of offeror/offeree: 
---------------------------------------  ---------------------- 
 (e) Date of dealing (if                  20TH OCTOBER 2017 
  any): 
---------------------------------------  ---------------------- 
 (f) Have you previously                  NO 
  disclosed, or are you today 
  disclosing, under the Code 
  in respect of any other 
  relevant security of any 
  other party to this offer? 
---------------------------------------  ---------------------- 
 
   2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
 Class of relevant                ORDINARY GBP0.01 
  security: 
-------------------------------  -------------------------------------- 
                                      Interests        Short positions 
-------------------------------  ------------------  ------------------ 
                                   Number       %        Number      % 
-------------------------------  ----------  ------  -------------  --- 
 (1) Relevant securities 
  owned and/or controlled:        1,003,000    1.04 
-------------------------------  ----------  ------  -------------  --- 
 (2) Derivatives 
  (other than options): 
-------------------------------  ----------  ------  -------------  --- 
 (3) Options and 
  agreements to purchase/sell: 
-------------------------------  ----------  ------  -------------  --- 
    TOTAL:                        1,003,000    1.04 
-------------------------------  ----------  ------  -------------  --- 
 

Gross interests and short positions should be disclosed.

(b) Rights to subscribe for new securities (including directors' and other executive options)

 
 Class of relevant security 
  in relation to which 
  subscription right 
  exists: 
--------------------------- 
 Details, including 
  nature of the rights 
  concerned and relevant 
  percentages: 
--------------------------- 
 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

Details of any open derivative or option positions should be given on a Supplemental Form 8 (Open Positions).

   3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
   (a)        Purchases and sales 
 
 Class of     Purchase/sale    Number of     Price per 
  relevant                      securities    unit 
  security 
-----------  ---------------  ------------  ---------- 
 (ORDINARY 
  GBP0.01)    Purchase         50,000        25.9p 
-----------  ---------------  ------------  ---------- 
 
   (b)        Derivatives transactions (other than options) 
 
 Class of      Product            Nature of dealing             Number         Price 
  relevant    description        e.g. opening/closing         of reference    per unit 
  security     e.g. CFD              a long/short              securities 
                             position, increasing/reducing 
                                     a long/short 
                                       position 
----------  -------------  -------------------------------  --------------  ---------- 
 
 
   (c)        Options transactions in respect of existing securities 
   (i)         Writing, selling, purchasing or varying 
 
    Class         Product        Writing,         Number       Exercise   Expiry    Option 
  of relevant    description    purchasing,    of securities     price     date      money 
   security         e.g.         selling,        to which         per                paid/ 
                    call          varying         option         unit               received 
                   option          etc.           relates                             per 
                                                                                      unit 
-------------  -------------  -------------  ---------------  ---------  -------  ---------- 
 
 
   (ii)        Exercising 
 
 Class of      Product          Number       Exercise    Exercise 
  relevant    description    of securities     date      price per 
  security     e.g. call                                   unit 
                option 
----------  -------------  ---------------  ---------  ----------- 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of     Nature of dealing    Details    Price per 
  relevant    e.g. subscription,               unit (if 
  security        conversion                  applicable) 
----------  --------------------  --------  ------------- 
 
 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

   4.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, 
  or any agreement or understanding, formal 
  or informal, relating to relevant securities 
  which may be an inducement to deal or refrain 
  from dealing entered into by the person making 
  the disclosure and any party to the offer 
  or any person acting in concert with a party 
  to the offer: 
  If there are no such agreements, arrangements 
  or understandings, state "none" 
------------------------------------------------ 
 
   none 
------------------------------------------------ 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or 
  understanding, formal or informal, between 
  the person making the disclosure and any 
  other person relating to: 
  (i) the voting rights of any relevant securities 
  under any option; or 
  (ii) the voting rights or future acquisition 
  or disposal of any relevant securities to 
  which any derivative is referenced: 
  If there are no such agreements, arrangements 
  or understandings, state "none" 
-------------------------------------------------- 
 
   none 
-------------------------------------------------- 
 
   (c)        Attachments 
 
 Is a Supplemental Form 8 (Open Positions)   NO 
  attached? 
------------------------------------------  --- 
 
 
 Date of disclosure:    23(rd) OCTOBER 2017 
---------------------  -------------------- 
 Contact name:          DAVID BARRY 
---------------------  -------------------- 
 Telephone number:      07375 404512 
---------------------  -------------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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October 23, 2017 10:19 ET (14:19 GMT)