Form 8.5 (EPT/RI)Replacement SABMiller Plc ...

/**/

RNS Number : 0310G

Morgan Stanley & Co. Int'l plc

17 November 2015

 

AMENDMENT  (Section 2 a & 2 b)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	SABMiller Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	SABMiller Plc
(d) Date dealing undertaken:	11 NOVEMBER 2015
(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?	Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/sales	Total   number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.10 ordinary	PURCHASES	6,020,798	40.9000 GBP	40.0000 GBP
USD 0.10 ordinary	SALES	3,466,855	40.9000 GBP	40.1750 GBP
USD 0.10 ordinary	PURCHASES	349	857.2441 ZAR	857.2441 ZAR
USD 0.10 ordinary	SALES	349	858.3900 ZAR	856.7400 ZAR

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description             e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.10 ordinary	CFD	LONG	2,755	40.2846 GBP
USD 0.10 ordinary	CFD	LONG	12,333	40.2846 GBP
USD 0.10 ordinary	CFD	LONG	18,154	40.2846 GBP
USD 0.10 ordinary	CFD	LONG	1,869	40.2846 GBP
USD 0.10 ordinary	CFD	LONG	77,186	40.3394 GBP
USD 0.10 ordinary	CFD	LONG	200	40.3500 GBP
USD 0.10 ordinary	CFD	LONG	7,409	40.3645 GBP
USD 0.10 ordinary	CFD	LONG	4,319	40.3645 GBP
USD 0.10 ordinary	CFD	LONG	3,324	40.3645 GBP
USD 0.10 ordinary	CFD	LONG	44,470	40.3645 GBP
USD 0.10 ordinary	CFD	LONG	46,893	40.3868 GBP
USD 0.10 ordinary	CFD	LONG	4,000	40.4152 GBP
USD 0.10 ordinary	CFD	LONG	1,361	40.4287 GBP
USD 0.10 ordinary	CFD	LONG	6,091	40.4287 GBP
USD 0.10 ordinary	CFD	LONG	8,967	40.4287 GBP
USD 0.10 ordinary	CFD	LONG	924	40.4287 GBP
USD 0.10 ordinary	CFD	LONG	4,907	40.4445 GBP
USD 0.10 ordinary	CFD	LONG	93	40.4445 GBP
USD 0.10 ordinary	CFD	LONG	11,070	40.4642 GBP
USD 0.10 ordinary	CFD	LONG	1,135	40.4642 GBP
USD 0.10 ordinary	CFD	LONG	7,520	40.4642 GBP
USD 0.10 ordinary	CFD	LONG	1,681	40.4642 GBP
USD 0.10 ordinary	CFD	LONG	18,376	40.4677 GBP
USD 0.10 ordinary	CFD	LONG	1,897	40.4677 GBP
USD 0.10 ordinary	CFD	LONG	12,483	40.4677 GBP
USD 0.10 ordinary	CFD	LONG	2,788	40.4677 GBP
USD 0.10 ordinary	CFD	LONG	443	40.4758 GBP
USD 0.10 ordinary	CFD	LONG	75	40.5000 GBP
USD 0.10 ordinary	CFD	LONG	47	40.5000 GBP
USD 0.10 ordinary	CFD	LONG	47	40.5000 GBP
USD 0.10 ordinary	CFD	LONG	1,014	40.5626 GBP
USD 0.10 ordinary	CFD	LONG	1,241	40.6035 GBP
USD 0.10 ordinary	CFD	LONG	9,119	40.6049 GBP
USD 0.10 ordinary	CFD	LONG	33,943	40.6049 GBP
USD 0.10 ordinary	CFD	LONG	11	40.6250 GBP
USD 0.10 ordinary	CFD	LONG	9,529	40.6393 GBP
USD 0.10 ordinary	CFD	LONG	37,017	40.6393 GBP
USD 0.10 ordinary	CFD	LONG	25,109	40.6397 GBP
USD 0.10 ordinary	CFD	LONG	1,287	40.6397 GBP
USD 0.10 ordinary	CFD	LONG	3,340	40.6397 GBP
USD 0.10 ordinary	CFD	LONG	6,022	40.6517 GBP
USD 0.10 ordinary	CFD	LONG	1,345	40.6517 GBP
USD 0.10 ordinary	CFD	LONG	8,864	40.6517 GBP
USD 0.10 ordinary	CFD	LONG	913	40.6517 GBP
USD 0.10 ordinary	CFD	LONG	124	40.6674 GBP
USD 0.10 ordinary	CFD	LONG	197,311	40.6674 GBP
USD 0.10 ordinary	CFD	LONG	5,000	40.7018 GBP
USD 0.10 ordinary	CFD	LONG	60,200	40.7059 GBP
USD 0.10 ordinary	CFD	LONG	7,360	40.7102 GBP
USD 0.10 ordinary	CFD	LONG	46,804	40.7102 GBP
USD 0.10 ordinary	CFD	LONG	48,710	40.7108 GBP
USD 0.10 ordinary	CFD	LONG	7,660	40.7108 GBP
USD 0.10 ordinary	CFD	LONG	45,000	40.7111 GBP
USD 0.10 ordinary	CFD	LONG	3,680	40.7602 GBP
USD 0.10 ordinary	CFD	LONG	23,402	40.7602 GBP
USD 0.10 ordinary	CFD	LONG	23,402	40.7892 GBP
USD 0.10 ordinary	CFD	LONG	3,680	40.7892 GBP
USD 0.10 ordinary	CFD	LONG	15,520	40.7929 GBP
USD 0.10 ordinary	CFD	LONG	79,303	40.7929 GBP
USD 0.10 ordinary	CFD	LONG	1,841	40.7988 GBP
USD 0.10 ordinary	CFD	LONG	2,713	40.7988 GBP
USD 0.10 ordinary	CFD	LONG	12,144	40.7988 GBP
USD 0.10 ordinary	CFD	LONG	17,878	40.7988 GBP
USD 0.10 ordinary	CFD	LONG	31,157	40.8805 GBP
USD 0.10 ordinary	CFD	SHORT	862,000	40.2500 GBP
USD 0.10 ordinary	CFD	SHORT	1,419,000	40.2500 GBP
USD 0.10 ordinary	CFD	SHORT	37,836	40.2946 GBP
USD 0.10 ordinary	CFD	SHORT	4,907	40.3478 GBP
USD 0.10 ordinary	CFD	SHORT	93	40.3478 GBP
USD 0.10 ordinary	CFD	SHORT	46,893	40.4103 GBP
USD 0.10 ordinary	CFD	SHORT	46,003	40.4522 GBP
USD 0.10 ordinary	CFD	SHORT	11,500	40.4600 GBP
USD 0.10 ordinary	CFD	SHORT	500	40.4700 GBP
USD 0.10 ordinary	CFD	SHORT	500	40.4700 GBP
USD 0.10 ordinary	CFD	SHORT	8,500	40.4801 GBP
USD 0.10 ordinary	CFD	SHORT	115	40.4882 GBP
USD 0.10 ordinary	CFD	SHORT	1,580	40.4999 GBP
USD 0.10 ordinary	CFD	SHORT	11,225	40.5000 GBP
USD 0.10 ordinary	CFD	SHORT	2,120	40.5000 GBP
USD 0.10 ordinary	CFD	SHORT	3,284	40.5000 GBP
USD 0.10 ordinary	CFD	SHORT	887	40.5037 GBP
USD 0.10 ordinary	CFD	SHORT	22,621	40.5340 GBP
USD 0.10 ordinary	CFD	SHORT	43,924	40.5598 GBP
USD 0.10 ordinary	CFD	SHORT	167	40.6060 GBP
USD 0.10 ordinary	CFD	SHORT	35,400	40.6075 GBP
USD 0.10 ordinary	CFD	SHORT	4,321	40.6075 GBP
USD 0.10 ordinary	CFD	SHORT	102,887	40.6129 GBP
USD 0.10 ordinary	CFD	SHORT	194,319	40.6559 GBP
USD 0.10 ordinary	CFD	SHORT	9,455	40.7217 GBP
USD 0.10 ordinary	CFD	SHORT	27,998	40.7217 GBP
USD 0.10 ordinary	CFD	SHORT	109,600	40.7217 GBP
USD 0.10 ordinary	CFD	SHORT	8,495	40.7381 GBP
USD 0.10 ordinary	CFD	LONG	292	858.0500 ZAR
USD 0.10 ordinary	CFD	SHORT	2,512	40.5951 GBP
USD 0.10 ordinary	CFD	SHORT	2,476	874.5349 ZAR
USD 0.10 ordinary	CFD	LONG	32,867	872.5240 ZAR
USD 0.10 ordinary	CFD	SHORT	34,731	873.0046 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description             e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type            e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.10 ordinary	PUT	PURCHASE	25,000	40.0000	A	18/12/2015	0.5000 GBP
USD 0.10 ordinary	CALL	PURCHASE	25,000	40.0000	A	18/12/2015	0.7500 GBP
USD 0.10 ordinary	CALL	SALE	10,000	44.0000	A	17/06/2016	0.3100 GBP
USD 0.10 ordinary	CALL	SALE	5,000	44.0000	A	17/06/2016	0.3100 GBP
USD 0.10 ordinary	CALL	SALE	5,000	44.0000	A	17/06/2016	0.3200 GBP

 

(ii)        Exercise

 

Class of relevant security	Product description            e.g. call option	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing            e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:	17 NOVEMBER 2015
Contact name:	Craig Horsley
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS

The company news service from the London Stock Exchange

 

  END

 

 

FERPKODBQBDDDDD