Oxford Tech 3 VCT Holding(s) In Company

 
TIDMOTT 
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0031420390

Issuer Name

OXFORD TECHNOLOGY 3 VENTURE CAPITAL TRUST PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; Other

Comments

As a result of a share buyback and subsequent cancellation of those shares

3. Details of person subject to the notification obligation

Name

Shivani Parikh

City of registered office (if applicable)

Coulsdon

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

30-Nov-2021

6. Date on which Issuer notified

01-Dec-2021

7. Total positions of person(s) subject to the notification obligation

 
                                                                                                                                                        Total 
                                                                                                                                                        number 
                                                                                                                                                          of 
                                                        % of voting                                                                                     voting 
                                                           rights                                                                                       rights 
                                                        attached to                                                                                      held 
                                                       shares (total     % of voting rights through financial instruments (total    Total of both in      in 
.                                                         of 8.A)                           of 8.B 1 + 8.B 2)                        % (8.A + 8.B)      issuer 
                                                     ----------------  ---------------------------------------------------------  ------------------  -------- 
Resulting situation on the date on which threshold 
 was crossed or reached                                      3.410000                                                   0.000000            3.410000    215848 
---------------------------------------------------  ----------------  ---------------------------------------------------------  ------------------  -------- 
Position of previous notification (if applicable)            7.230000                                                   0.000000            7.230000 
---------------------------------------------------  ----------------  ---------------------------------------------------------  ------------------  -------- 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
                      Number of      Number of 
Class/Type of       direct voting    indirect      % of direct   % of indirect 
shares ISIN            rights      voting rights  voting rights  voting rights 
code(if possible)     (DTR5.1)      (DTR5.2.1)      (DTR5.1)      (DTR5.2.1) 
------------------  -------------  -------------  -------------  ------------- 
GB0031420390               215848              0       3.410000       0.000000 
------------------  -------------  -------------  -------------  ------------- 
Sub Total 8.A                             215848                     3.410000% 
------------------  ----------------------------  ---------------------------- 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of     Expiration  Exercise/conversion  Number of voting rights that may be acquired if the  % of 
financial   date        period                instrument is exercised/converted                   voting 
instrument                                                                                        rights 
----------  ----------  -------------------  ---------------------------------------------------  ------ 
 
Sub Total 
8.B1 
----------  -------------------------------  ---------------------------------------------------  ------ 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of     Expiration  Exercise/conversion  Physical    Number of  % of 
financial   date        period               or cash     voting     voting 
instrument                                   settlement  rights     rights 
----------  ----------  -------------------  ----------  ---------  ---------- 
 
Sub Total 
8.B2 
----------  -------------------------------------------  ---------  ---------- 
 

9. Information in relation to the person subject to the notification obligation

1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.

 
Ultimate     Name of      % of voting rights if it equals or is higher than  % of voting rights through financial instruments if    Total of both if it equals or is higher than the notifiable 
controlling  controlled    the notifiable threshold                           it equals or is higher than the notifiable threshold   threshold 
person       undertaking 
-----------  -----------  -------------------------------------------------  -----------------------------------------------------  ----------------------------------------------------------- 
 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Voting rights are held via Redmayne Bentley Nominees Limited and Hargreaves Lansdown Nominees Limited.

12. Date of Completion

01-Dec-2021

13. Place Of Completion

Surrey

(END) Dow Jones Newswires

December 02, 2021 02:00 ET (07:00 GMT)

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