General Electric Company Director/PDMR Shareholding (0386X)

TIDMGEC

RNS Number : 0386X

General Electric Company

20 November 2017

 
FORM 4                   UNITED STATES SECURITIES AND EXCHANGE      OMB APPROVAL 
                                       COMMISSION                    OMB Number: 
 [ ] Check                       Washington, D.C. 20549              3235-0287 
 this box if                                                         Estimated 
 no longer            STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP   average burden 
 subject to                          OF SECURITIES                   hours per 
 Section 16.                                                         response... 
 Form 4 or                                                           0.5 
 Form 5 obligations 
 may continue. 
 See Instruction 
 1(b). 
------------------- 
                        Filed pursuant to Section 16(a) of the 
                       Securities Exchange Act of 1934 or Section 
                         30(h) of the Investment Company Act of 
                                          1940 
 
 
1. Name and Address                                 2. Issuer Name and                                            5. Relationship of 
 of Reporting Person                                 Ticker or Trading Symbol                                      Reporting Person(s) 
 (*)                                                                                                               to Issuer (Check all 
                                                     GENERAL ELECTRIC CO                                           applicable) 
 Hauser Jan                                          [ GE ] 
                                                                                                                   _____ Director _____ 
                                                                                                                   10% Owner 
                                                                                                                   __ X __ Officer (give 
                                                                                                                   title below) _____ 
                                                                                                                   Other (specify below) 
                                                                                                                   Vice President 
--------------------------------------------------  ------------------------------------------------------------  ------------------------------------------------------------- 
             (Last) (First) (Middle)                                    3. Date of Earliest 
                                                                      Transaction (MM/DD/YYYY) 
             GENERAL ELECTRIC COMPANY, 
               41 FARNSWORTH STREET                                          11/17/2017 
--------------------------------------------------  ------------------------------------------------------------ 
                     (Street)                                          4. If Amendment, Date                      6. Individual or Joint/Group 
                                                                     Original Filed (MM/DD/YYYY)                   Filing (Check Applicable 
                                                                                                                   Line) 
 
                 BOSTON, MA 02210                                                                                  _ X _ Form filed by 
                                                                                                                    One Reporting Person 
               (City) (State) (Zip)                                                                                 ___ Form filed by 
                                                                                                                    More than One Reporting 
                                                                                                                    Person 
--------------------------------------------------  ------------------------------------------------------------  ------------------------------------------------------------- 
 
                                                           Table I - Non-Derivative Securities Acquired, Disposed of, 
                                                                             or Beneficially Owned 
1.Title of             2.          2A.        3. Trans.         4. Securities                     5. Amount       6. Ownership         7. Nature 
 Security               Trans.     Deemed      Code              Acquired                         of Securities    Form: Direct         of Indirect 
 (Instr. 3)             Date       Execution   (Instr.           (A) or                           Beneficially     (D) or Indirect      Beneficial 
                                   Date,       8)                Disposed                         Owned            (I) (Instr.          Ownership 
                                   if any                        of (D)                           Following        4)                   (Instr. 4) 
                                                                 (Instr.                          Reported 
                                                                 3, 4 and                         Transaction(s) 
                                                                 5)                               (Instr. 
                                                                                                  3 and 4) 
---------------------  ----------  ---------  ----------------  --------------------------------  --------------  -------------------  ---------------------------------------- 
                                                                             (A) 
                                                                              or 
                                                Code      V     Amount       (D)        Price 
                                              --------  ------  -------  -----------  ---------- 
 
                                                           Table II - Derivative Securities Beneficially Owned ( e.g. 
                                                           , puts, calls, warrants, options, convertible securities) 
1. Title   2.          3. Trans.   3A.        4.        5. Number        6. Date                  7. Title                 8. Price    9. Number       10.         11. 
of         Conversion   Date       Deemed      Trans.    of Derivative    Exercisable              and Amount              of          of derivative   Ownership    Nature 
Derivate   or                      Execution   Code      Securities       and Expiration           of Securities           Derivative  Securities      Form         of Indirect 
Security   Exercise                Date,       (Instr.   Acquired         Date                     Underlying              Security    Beneficially    of           Beneficial 
(Instr.    Price                   if          8)        (A)                                       Derivative              (Instr.     Owned           Derivative   Ownership 
3)         of                      any                   or Disposed                               Security                5)          Following       Security:    (Instr. 
           Derivative                                    of (D)                                    (Instr.                             Reported        Direct       4) 
           Security                                      (Instr.                                   3 and                               Transaction(s)  (D) 
                                                         3, 4                                      4)                                  (Instr.         or 
                                                         and                                                                           4)              Indirect 
                                                         5)                                                                                            (I) 
                                                                                                                                                       (Instr. 
                                                                                                                                                       4) 
---------  ----------  ----------  ---------  --------  ---------------  -----------------------  -----------------------  ----------  --------------  ----------  ------------ 
                                                                         Date         Expiration  Title           Amount 
                                                                         Exercisable   Date                       or 
                                                                                                                  Number 
                                                                                                                  of 
                                              Code  V    (A)      (D)                                             Shares 
                                              ----      ------  -------  -----------  ----------  --------------  ------- 
Employee 
 Stock 
 Option 
 (right                                                                                               Common 
 to buy)     $18.21    11/17/2017              A        55000                (1)      11/17/2027       Stock       55000       $0          55000           D 
---------  ----------  ----------  ---------  ----      ------  -------  -----------  ----------  --------------  -------  ----------  --------------  ----------  ------------ 
 
 
 
Explanation of Responses: 
(1)  The Stock Options become exercisable in five equal annual 
      installments of 20% each beginning on the first anniversary 

      of the grant date. 
 
 
Reporting Owners 
Reporting Owner Name                 Relationships 
 / Address 
---------------------  ------------------------------------------ 
                       Director  10% Owner  Officer         Other 
                       --------  ---------  --------------  ----- 
Hauser Jan                                  Vice President 
 GENERAL ELECTRIC 
 COMPANY 
 41 FARNSWORTH STREET 
 BOSTON, MA 02210 
---------------------  --------  ---------  --------------  ----- 
 
 
Signatures 
Brian Sandstrom on behalf    11/20/2017 
 of Jan Hauser 
-------------------------    ---------- 
** Signature of Reporting       Date 
          Person 
 
 
Reminder: Report on a separate line for each class of securities 
 beneficially owned directly or indirectly. 
*      If the form is filed by more than one reporting person, 
        see Instruction 4(b)(v). 
**     Intentional misstatements or omissions of facts constitute 
        Federal Criminal Violations. See 18 U.S.C. 1001 and 15 
        U.S.C. 78ff(a). 
Note:  File three copies of this Form, one of which must be manually 
        signed. If space is insufficient, see Instruction 6 for 
        procedure. 
Persons who respond to the collection of information contained 
 in this form are not required to respond unless the form 
 displays a currently valid OMB control number. 
 

This information is provided by RNS

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November 21, 2017 02:00 ET (07:00 GMT)