Dunedin Smaller Cos Inv Tst PLC Holding(s) in Company (0680U)

TIDMDNDL

RNS Number : 0680U

Dunedin Smaller Cos Inv Tst PLC

12 January 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
---------------------------------------------------------------------------------------------------------------------- 
 
-------------  ---  ---  ---  -----  -------  ----  ---  ---  ----  ---  -------  ----------  ----  ----  ----  ------ 
 1. Identity of the issuer or                                                                Dunedin Smaller Companies 
  the underlying issuer                                                                           Investment Trust PLC 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------------------------  --------------------------------------------- 
 2. Reason for the notification (please tick the appropriate 
  box or boxes): 
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 An acquisition or disposal of voting rights                                                                      Yes 
--------------------------------------------------------------------------------------------------------------  ------ 
 An acquisition or disposal of qualifying financial                                                               No 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
--------------------------------------------------------------------------------------------------------------  ------ 
 An event changing the breakdown of voting rights                                                                 No 
--------------------------------------------------------------------------------------------------------------  ------ 
 Other (please                                                                                                    No 
  specify): 
-----------------------  -------------------------------------------------------------------------------------  ------ 
 3. Full name of person(s)                                     Derbyshire County Council 
  subject to the                                                as administering authority 
  notification obligation:                                      of Derbyshire Pension Fund 
  (iii) 
------------------------------------------------------------  -------------------------------------------------------- 
 4. Full name of shareholder(s)                                                              Harewood Nominees Limited 
  (if different from 3.):(iv) 
------------------------------------------------------------  -------------------------------------------------------- 
 5. Date of the transaction                                                                            11 January 2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
------------------------------------------------------------  -------------------------------------------------------- 
 6. Date on which issuer                                                                               12 January 2017 
  notified: 
------------------------------------------------------------  -------------------------------------------------------- 
 7. Threshold(s) that is/are                                                                  From over 6% to below 6% 
  crossed or 
  reached: (vi, vii) 
------------------------------------------------------------  -------------------------------------------------------- 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                        Resulting situation after the 
  of             to the triggering                         triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  ----------------------------------------  ------------------------------------------------------------- 
                Number                Number              Number          Number of            % of voting 
                 of                    of                  of shares       voting               rights (x) 
                 Shares                Voting                              rights 
                                       Rights 
-------------  --------------------  ------------------  --------------  -------------------  ------------------------ 
                                                          Direct          Direct   Indirect    Direct      Indirect 
                                                                           (xi)     (xii) 
-------------  ---  ---  ---  -----  -------  ----  ---  --------------  -------  ----------  ----------  ------------ 
   Ordinary 
     5p/ 
 GB00B1GCL258        3,319,000            3,319,000                                2,819,000                   5.9 
-------------  --------------------  ------------------  --------------  -------  ----------  ----------  ------------ 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial             Expiration      Exercise/                  Number of voting           % of voting 
  instrument                    date            Conversion                 rights that                rights 
                                (xiii)          Period (xiv)               may be 
                                                                           acquired if 
                                                                           the 
                                                                           instrument 
                                                                           is 
                                                                           exercised/ 
                                                                           converted. 
----------------------------  --------------  -------------------------  -------------------------  ------------------ 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Exercise         Expiration     Exercise/            Number of voting           % of voting 
  instrument          price            date           Conversion           rights instrument          rights (xix, 
                                       (xvii)         period               refers to                  xx) 
                                                      (xviii) 
------------------  ---------------  -------------  -------------------  -------------------------  ------------------ 
                                                                                                     Nominal     Delta 
------------------  ---------------  -------------  -------------------  -------------------------  ----------  ------ 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                             Percentage of voting rights 
------------------------------------------------------------------  -------------------------------------------------- 
 2,819,000                                                           5.9% 
------------------------------------------------------------------  -------------------------------------------------- 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
---------------------------------------------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
---------------------------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
--------------------------------------------------------------------------------  ------------------------------------ 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
--------------------------------------------------------------------------------  ------------------------------------ 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
--------------------------------------------------------------------------------  ------------------------------------ 
 
 
  13. Additional information: 
------------------------------------------------------------------  -------------------------------------------------- 
 14. Contact name: 
                                                                       GORDON HAY SMITH 
------------------------------------------------------------------  -------------------------------------------------- 
 
 15. Contact telephone number:                                         +0131 528 4287 
------------------------------------------------------------------  -------------------------------------------------- 
 
 

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January 12, 2017 10:39 ET (15:39 GMT)