Carillion PLC Holding(s) in Company (6459Z)

TIDMCLLN

RNS Number : 6459Z

Carillion PLC

16 March 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                   Carillion Plc 
  the underlying issuer                                          GB0007365546 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  -------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
----------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                n/a 
----------------------------------------------------------------  ----------------------- 
 An acquisition or disposal of qualifying financial                         n/a 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------  ----------------------- 
 An acquisition or disposal of instruments with                             Yes 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------  ----------------------- 
 An event changing the breakdown of voting rights                           n/a 
----------------------------------------------------------------  ----------------------- 
 Other (please                                                              n/a 
  specify): 
-------------------------------------------------------  -------  ----------------------- 
 3. Full name of person(s)                                  UBS Investment Bank 
  subject to the                                             UBS Group AG 
  notification obligation: 
  (iii) 
---------------------------------------------------------  ------------------------------ 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv)                                 UBS AG London Branch 
                                                              UBS Limited 
---------------------------------------------------------  ------------------------------ 
 5. Date of the transaction                                 14 March 2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
---------------------------------------------------------  ------------------------------ 
 6. Date on which issuer                                    15 March 2017 
  notified: 
---------------------------------------------------------  ------------------------------ 
 7. Threshold(s) that is/are                                5% Section (B+C) 
  crossed or 
  reached: (vi, vii) 
---------------------------------------------------------  ------------------------------ 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------- 
 Class/type       Situation previous               Resulting situation after the triggering 
  of               to the triggering                transaction 
  shares           transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
---------------  -------------------------------  --------------------------------------------------------- 
                  Number          Number           Number        Number of voting      % of voting 
                  of              of                of shares     rights                rights (x) 
                  Shares          Voting 
                                  Rights 
---------------  --------------  ---------------  ------------  --------------------  --------------------- 
                                                                 Direct    Indirect    Direct    Indirect 
                                                                 (xi)       (xii) 
---------------    ------------    -------------  ------------  --------  ----------  --------  ----------- 
 
   GB0007365546   -               -                -             -         1,270,482   -         0.295% 
                 --------------  ---------------  ------------  --------  ----------  --------  ----------- 
 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------- 
 Type of            Expiration      Exercise/                     Number of voting     % of voting 
 financial           date            Conversion                    rights that          rights 
 instrument          (xiii)          Period (xiv)                  may be 
                                                                   acquired if 
                                                                   the 
                                                                   instrument 
                                                                   is 
                                                                   exercised/ 
                                                                   converted. 
-----------------  --------------  ----------------------------  -------------------  --------------------- 
 Right to recall 
  lent shares       -               Anytime                       264,271              0.061% 
-----------------  --------------  ----------------------------  -------------------  --------------------- 
 XS1140296614       19.12.2019      4 years                       216,509              0.050% 
-----------------  --------------  ----------------------------  -------------------  --------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------- 
 Type of           Exercise        Expiration      Exercise/     Number of voting      % of voting 
  financial         price           date            Conversion    rights instrument     rights (xix, 
  instrument                        (xvii)          period        refers to             xx) 
                                                    (xviii) 
----------------  --------------  --------------  ------------  --------------------  --------------------- 
 Equity Swaps      -                   from        -             20,764,244            Nominal   Delta 
                                    02.05.2017 
                                   to 16.01.2020 
----------------  --------------  --------------  ------------  --------------------  --------  ----------- 
                                                                                       -         4.826% 
        -------------------------------------------------------  -------  ----------  --------  ----------- 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                         Percentage of voting rights 
--------------------------------------------------------------  ------------------------------------------- 
 22,515,506                                                      5.23% 
--------------------------------------------------------------  ------------------------------------------- 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------------------------------------------- 
 
        UBS Group AG is a group holding company for UBS Investment 
        Bank business. Voting rights are held through its controlled 
        undertakings as set out below. 
 
        UBS AG: 
        - directly through its branches: UBS AG London Branch 
        - 22,495,544 (5.23%) 
        - indirectly through its subsidiaries: UBS Limited 
        - 19,962 (0.005%) 
 
 Proxy Voting: 
----------------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
------------------------------------------------------------------------  --------------------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
------------------------------------------------------------------------  --------------------------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
------------------------------------------------------------------------  --------------------------------- 
 
 
  13. Additional information: 
--------------------------------------------------------------  ------------------------------------------- 
 14. Contact name:                                               Jamie Bonney / David Iglesias 
--------------------------------------------------------------  ------------------------------------------- 
 15. Contact telephone number:                                   [phone] 
--------------------------------------------------------------  ------------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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March 16, 2017 03:46 ET (07:46 GMT)