UBS AG (EPT) Form 8.5 (EPT/RI) - Barratt Developments plc

RNS Number : 3451L

UBS AG (EPT)

19 April 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	18 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	789600	4.47714        GBP	4.42756        GBP
10p ordinary	Sell	223407	4.47943        GBP	4.42710        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	33512	4.463        GBP
10p ordinary	CFD	Long	32	4.4678125        GBP
10p ordinary	CFD	Long	1105	4.462778        GBP
10p ordinary	CFD	Long	15400	4.4621010001        GBP
10p ordinary	CFD	Long	6974	4.460186        GBP
10p ordinary	CFD	Long	2264	4.463719        GBP
10p ordinary	CFD	Long	2546	4.46455734        GBP
10p ordinary	CFD	Long	412	4.45943932        GBP
10p ordinary	CFD	Long	38	4.427        GBP
10p ordinary	CFD	Long	2987	4.467322        GBP
10p ordinary	CFD	Long	71	4.46747887323944        GBP
10p ordinary	CFD	Long	4212	4.462911        GBP
10p ordinary	CFD	Long	326	4.45980981595092        GBP
10p ordinary	CFD	Long	193	4.43588082901554        GBP
10p ordinary	CFD	Long	816	4.461659        GBP
10p ordinary	CFD	Long	975	4.479436        GBP
10p ordinary	CFD	Long	18392	4.4605        GBP
10p ordinary	CFD	Long	2345	4.446713        GBP
10p ordinary	CFD	Long	901	4.46950055493896        GBP
10p ordinary	CFD	Long	18688	4.46210723458904        GBP
10p ordinary	CFD	Short	17797	4.4629999        GBP
10p ordinary	CFD	Short	115047	4.463        GBP
10p ordinary	CFD	Short	4123	4.46008222        GBP
10p ordinary	CFD	Short	237545	4.467403        GBP
10p ordinary	CFD	Short	5831	4.46107297        GBP
10p ordinary	CFD	Short	112735	4.458115        GBP
10p ordinary	CFD	Short	2396	4.47715        GBP
10p ordinary	CFD	Short	23493	4.463618        GBP
10p ordinary	CFD	Short	13727	4.46731186712319        GBP
10p ordinary	CFD	Short	6438	4.46370985006524        GBP
10p ordinary	CFD	Short	22078	4.45872206        GBP
10p ordinary	CFD	Short	269	4.46278253        GBP
10p ordinary	CFD	Short	12000	4.465536        GBP
10p ordinary	CFD	Short	55200	4.46701503623188        GBP
10p ordinary	CFD	Short	33421	4.463223        GBP
10p ordinary	CFD	Short	1237	4.4667454        GBP
10p ordinary	CFD	Short	5106	4.43786154        GBP
10p ordinary	CFD	Short	10173	4.4601        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	19 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [e-mail] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

 

END

 

 

FERBGGDSLGBDGSC