UBS AG (EPT) Form 8.5 (EPT/RI) - Barratt Developments Plc

RNS Number : 6183U

UBS AG (EPT)

01 July 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	28 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	987513	4.76097 GBP	4.706608 GBP
10p ordinary	Sell	849668	4.768966 GBP	4.712530 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1331	4.73812585        GBP
10p ordinary	CFD	Long	3105	4.7431823652818        GBP
10p ordinary	CFD	Long	83908	4.722        GBP
10p ordinary	CFD	Long	687	4.73502766        GBP
10p ordinary	CFD	Long	4744	4.71253014497892        GBP
10p ordinary	CFD	Long	7690	4.7506488946684        GBP
10p ordinary	CFD	Long	10230	4.76359081405963        GBP
10p ordinary	CFD	Long	17631	4.73636334        GBP
10p ordinary	CFD	Long	1544	4.72164508        GBP
10p ordinary	CFD	Long	376	4.74050532        GBP
10p ordinary	CFD	Long	3356	4.7212634084416        GBP
10p ordinary	CFD	Long	37885	4.71895948264485        GBP
10p ordinary	CFD	Long	10529	4.722753        GBP
10p ordinary	CFD	Long	155610	4.71895932138037        GBP
10p ordinary	CFD	Long	1246	4.74618626        GBP
10p ordinary	CFD	Long	758	4.72898945015831        GBP
10p ordinary	CFD	Long	12880	4.72522205        GBP
10p ordinary	CFD	Long	570	4.736754        GBP
10p ordinary	CFD	Long	1481	4.73613808116138        GBP
10p ordinary	CFD	Long	40600	4.71981838        GBP
10p ordinary	CFD	Long	590	4.731193        GBP
10p ordinary	CFD	Long	6400	4.7222234375        GBP
10p ordinary	CFD	Long	144355	4.76307069377576        GBP
10p ordinary	CFD	Long	4129	4.721377        GBP
10p ordinary	CFD	Short	12137	4.722        GBP
10p ordinary	CFD	Short	17003	4.728645        GBP
10p ordinary	CFD	Short	69907	4.72224553433977        GBP
10p ordinary	CFD	Short	4499	4.722236        GBP
10p ordinary	CFD	Short	7792	4.7328462545598        GBP
10p ordinary	CFD	Short	1669	4.73211814        GBP
10p ordinary	CFD	Short	1121	4.737297        GBP
10p ordinary	CFD	Short	1026	4.7066088042885        GBP
10p ordinary	CFD	Short	288000	4.75285        GBP
10p ordinary	CFD	Short	7733	4.74661451098668        GBP
10p ordinary	CFD	Short	159	4.7435        GBP
10p ordinary	CFD	Short	5857	4.73895475        GBP
10p ordinary	CFD	Short	144000	4.737841        GBP
10p ordinary	CFD	Short	106392	4.760969        GBP
10p ordinary	CFD	Short	1897	4.74453664        GBP
10p ordinary	CFD	Short	444	4.744        GBP
10p ordinary	CFD	Short	885	4.74        GBP
10p ordinary	CFD	Short	25334	4.72535122712481        GBP
10p ordinary	CFD	Short	1837	4.7197631968209        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	01 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

 

 

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