UBS AG (EPT) Form 8.5 (EPT/RI) - Anglo American plc Amendment

RNS Number : 9319O

UBS AG (EPT)

17 May 2024

 

This announcement replaces the previous RNS announcement 7504O released at 11:59 on the 16^th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, BHP Group

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	690041	30.76000        EUR	25.92750        GBP
USD 0.54945 ordinary	Sell	561800	26.48000        GBP	25.92000        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	44	26.415        GBP
USD 0.54945 ordinary	CFD	Long	27	25.95        GBP
USD 0.54945 ordinary	CFD	Long	23	26.235        GBP
USD 0.54945 ordinary	CFD	Long	44	26.43        GBP
USD 0.54945 ordinary	CFD	Long	869	26.284525        GBP
USD 0.54945 ordinary	CFD	Long	44	26.005        GBP
USD 0.54945 ordinary	CFD	Long	44	26.09        GBP
USD 0.54945 ordinary	CFD	Long	44	26.15        GBP
USD 0.54945 ordinary	CFD	Long	44	26.18        GBP
USD 0.54945 ordinary	CFD	Long	44	26.185        GBP
USD 0.54945 ordinary	CFD	Long	44	26.19        GBP
USD 0.54945 ordinary	CFD	Long	1178	26.23        GBP
USD 0.54945 ordinary	CFD	Long	76784	26.25        GBP
USD 0.54945 ordinary	CFD	Long	44	26.265        GBP
USD 0.54945 ordinary	CFD	Long	44	26.335        GBP
USD 0.54945 ordinary	CFD	Long	44	26.34        GBP
USD 0.54945 ordinary	CFD	Long	44	26.39        GBP
USD 0.54945 ordinary	CFD	Long	3724	26.152558405188        GBP
USD 0.54945 ordinary	CFD	Long	1900	26.1897131565474        GBP
USD 0.54945 ordinary	CFD	Long	3678	26.2101131066205        GBP
USD 0.54945 ordinary	CFD	Long	642	26.2401869129907        GBP
USD 0.54945 ordinary	CFD	Long	8384	26.24895        GBP
USD 0.54945 ordinary	CFD	Long	1216	26.21837028        GBP
USD 0.54945 ordinary	CFD	Long	2929023	26.48        GBP
USD 0.54945 ordinary	CFD	Long	44	26.405        GBP
USD 0.54945 ordinary	CFD	Long	2746	26.206265        GBP
USD 0.54945 ordinary	CFD	Long	42872	607.07271179        ZAR
USD 0.54945 ordinary	CFD	Long	118	26.269371        GBP
USD 0.54945 ordinary	CFD	Long	996	26.353911        GBP
USD 0.54945 ordinary	CFD	Long	267	26.303264        GBP
USD 0.54945 ordinary	CFD	Long	256	26.363654        GBP
USD 0.54945 ordinary	CFD	Long	53	26.3274162324528        GBP
USD 0.54945 ordinary	CFD	Long	8	26.389736        GBP
USD 0.54945 ordinary	CFD	Long	8	25.987401        GBP
USD 0.54945 ordinary	CFD	Long	35872	606.77041592        ZAR
USD 0.54945 ordinary	CFD	Long	100	26.025        GBP
USD 0.54945 ordinary	CFD	Long	305	26.275        GBP
USD 0.54945 ordinary	CFD	Long	560	26.10808        GBP
USD 0.54945 ordinary	CFD	Long	2558	26.105        GBP
USD 0.54945 ordinary	CFD	Long	189	26.065        GBP
USD 0.54945 ordinary	CFD	Long	473	26.11        GBP
USD 0.54945 ordinary	CFD	Long	186	26.3        GBP
USD 0.54945 ordinary	CFD	Long	9670	26.188316        GBP
USD 0.54945 ordinary	CFD	Short	42	26.4        GBP
USD 0.54945 ordinary	CFD	Short	10565	26.224956        GBP
USD 0.54945 ordinary	CFD	Short	275	26.17301818        GBP
USD 0.54945 ordinary	CFD	Short	448	26.242132        GBP
USD 0.54945 ordinary	CFD	Short	44	26.01        GBP
USD 0.54945 ordinary	CFD	Short	44	26.21        GBP
USD 0.54945 ordinary	CFD	Short	44	26.23        GBP
USD 0.54945 ordinary	CFD	Short	44	26.275        GBP
USD 0.54945 ordinary	CFD	Short	44	26.3        GBP
USD 0.54945 ordinary	CFD	Short	44	26.305        GBP
USD 0.54945 ordinary	CFD	Short	44	26.31        GBP
USD 0.54945 ordinary	CFD	Short	54	26.375        GBP
USD 0.54945 ordinary	CFD	Short	44	26.405        GBP
USD 0.54945 ordinary	CFD	Short	44	26.425        GBP
USD 0.54945 ordinary	CFD	Short	4236	26.25        GBP
USD 0.54945 ordinary	CFD	Short	576	26.2899826374653        GBP
USD 0.54945 ordinary	CFD	Short	7300	26.2710928050479        GBP
USD 0.54945 ordinary	CFD	Short	1142	26.1995621694396        GBP
USD 0.54945 ordinary	CFD	Short	555	26.20937388        GBP
USD 0.54945 ordinary	CFD	Short	13911	26.190469        GBP
USD 0.54945 ordinary	CFD	Short	2584	26.14811146        GBP
USD 0.54945 ordinary	CFD	Short	1174	26.09971465        GBP
USD 0.54945 ordinary	CFD	Short	7220	26.1827451531053        GBP
USD 0.54945 ordinary	CFD	Short	12253	26.1775314146723        GBP
USD 0.54945 ordinary	CFD	Short	4725	26.16834709        GBP
USD 0.54945 ordinary	CFD	Short	2973	26.1364497151665        GBP
USD 0.54945 ordinary	CFD	Short	15800	26.239046        GBP
USD 0.54945 ordinary	CFD	Short	10302	26.21852334        GBP
USD 0.54945 ordinary	CFD	Short	2744	26.35420638        GBP
USD 0.54945 ordinary	CFD	Short	1744	26.26635321        GBP
USD 0.54945 ordinary	CFD	Short	91000	26.22059276        GBP
USD 0.54945 ordinary	CFD	Short	468	26.249615        GBP
USD 0.54945 ordinary	CFD	Short	2929023	26.48        GBP
USD 0.54945 ordinary	CFD	Short	8750	26.3998930321        GBP
USD 0.54945 ordinary	CFD	Short	730	26.44280822        GBP
USD 0.54945 ordinary	CFD	Short	35872	606.77041592        ZAR
USD 0.54945 ordinary	CFD	Short	42872	607.07271179        ZAR
USD 0.54945 ordinary	CFD	Short	1080	26.1759584284722        GBP
USD 0.54945 ordinary	CFD	Short	10	26.258        GBP
USD 0.54945 ordinary	CFD	Short	10	26.335        GBP
USD 0.54945 ordinary	CFD	Short	779	26.2        GBP
USD 0.54945 ordinary	CFD	Short	332	26.325        GBP
USD 0.54945 ordinary	CFD	Short	54	26.235        GBP
USD 0.54945 ordinary	CFD	Short	368	26.18        GBP
USD 0.54945 ordinary	CFD	Short	167	26.32        GBP
USD 0.54945 ordinary	CFD	Short	373	26.300402        GBP
USD 0.54945 ordinary	CFD	Short	33262	26.23922133        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	17 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

 

 

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