UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): December 4, 2015
IPOWorld
(Exact name of registrant as specified
in its charter)
Commission
File Number: 000-54492
Nevada |
|
27-3088652 |
|
(State or other jurisdiction of |
|
(IRS Employer |
|
|
incorporation) |
|
Identification No.) |
|
|
|
|
|
|
|
1785 South Escondido Blvd., Suite D, Escondido, CA |
|
92025 |
|
(Address of principal executive offices) |
|
(Zip Code) |
|
|
|
|
|
(719) 445-1234
(Registrant’s telephone number,
including area code)
Not Applicable
(Former name or former
address, if changed since last report)
Copies of Communications to:
IPOWorld
2240 Encinitas Blvd., Suite
D
Encinitas, CA 92024
and
Law Offices of Thomas C.
Cook, Ltd.
8250 W. Charleston Blvd.,
Suite 120
Las Vegas, NV 89117
(702) 242-0099
Fax (702) 242-0241
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure
On December 4, 2015, IPOWorld (the "Company")
issued a press release entitled, "IPOWorld (IPOW) Applies to Upgrade Its Securities to OTCQB."
A copy of the press release is furnished
as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference in its entirety.
Item 9.01 Financial Statements and Exhibits
d) Exhibits:
|
|
|
|
Exhibit |
Exhibit Description |
Filed herewith |
Form |
Period Ending |
Exhibit |
Filing Date |
99.1 |
Press release issued on December 4, 2015 by IPOWorld* |
X |
|
|
|
|
* This exhibit is intended to be furnished and shall not
be deemed "filed" for purposes of the
Securities Exchange Act of 1934, as
amended.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
|
IPOWorld
Registrant |
|
|
|
|
|
Date: December 7, 2015 |
|
|
|
/s/ Edward Heckerson ___ |
|
|
Name: Edward Heckerson |
|
|
Title: Chief Executive Officer |
|
|
|
|
|
Exhbit 99.1 - Press Release
IPOWorld (IPOW) Applies
to Upgrade Its Securities to OTCQB
ESCONDIDO,
Calif.--(BUSINESS WIRE)-- IPOWorld (the
"Company") (OTCPink:IPOW),
a developer of integrated solutions for the cannabis industry, announced today that it has applied to upgrade its securities to
OTCQB®, the venture marketplace for U.S. and global companies operated by OTC
Markets Group. Currently, IPOWorld’s stock
is traded under the ticker IPOW on
OTCPink®, the open marketplace also operated by OTC Markets Group. Securities traded on OTCQB benefit from greater exposure
to the investment community and real-time price transparency for investors.
"Pursuant
to recent and unanimous approval by the Board of Directors, I'm pleased to announce that we have filed the required documentation
to upgrade our stock to OTCQB," stated Edward Heckerson,
IPOW Chief Executive Officer and Chairman of the Board. "Moving IPOW to a premier marketplace is a natural evolution in our
strategy of improving the visibility of our stock to institutional and retail investors and is another step toward our objective
to move the Company closer to a listing on a major exchange."
In making
the announcement, Mr. Heckerson cautioned that the Company's application is currently under review and that the upgrade could be
subject to delays, revisions or non-acceptance by officials at OTC Markets Group.
The OTCQB®
Venture Marketplace is for entrepreneurial and development stage U.S. and International companies. To be eligible, companies must
be current in their reporting and undergo an annual verification and management certification process. These standards provide
a strong baseline of transparency, as well as the technology and regulation to improve the information and trading experience for
investors.
"Our
drive to upgrade to OTCQB further demonstrates our commitment to higher disclosure standards to our shareholders, potential investors
and the customers we serve," stated Mr. Heckerson. "Bringing greater transparency of our operations and improved visibility
of our stock to the investment community is a critical component of fulfilling our mission of providing smart solutions to the
cannabis industry."
About
IPOWorld
IPOWorld
is an emerging growth company focused on creating a portfolio of assets that service the cannabis industry. We provide branding,
colocation and security services to licensed cannabis production and processing clients.
For
further information about IPOWorld, visit www.ipoworld.com,
read our SEC filings at http://ipoworld.com/investors.php and
subscribe to our Company Alerts at http://ipoworld.com/contact.php to
receive company news and shareholder updates.
Safe Harbor
Statement:
Some of
the statements in this release may constitute forward-looking statements under federal securities laws. Included in this release
are "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section
21E of the Securities Exchange Act of 1934, as amended. Although the company believes that the expectations reflected in such forward-looking
statements are reasonable, it can give no assurance that such expectations reflected in such forward-looking statements will prove
to have been correct. The company's actual results could differ materially from those anticipated in the forward-looking statements.
http://cts.businesswire.com/ct/CT?id=bwnews&sty=20151204005853r1&sid=acqr7&distro=nx&lang=en
View source version
on businesswire.com: http://www.businesswire.com/news/home/20151204005853/en/
Investor
Relations & Media Contact:
IPOWorld
Edward Heckerson, 719-445-1234
investors@ipoworld.com
Website: www.ipoworld.com
Source:
IPOWorld