SAGA PLC Holding(s) in Company (4349S)

TIDMSAGA TIDM0H7D

RNS Number : 4349S

SAGA PLC

02 October 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS 
------------------------------------------------------------------------------------------------------ 
 
 1a. Identity of the issuer                                            SAGA PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
---------------------------------------------  ------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
------------------------------------------------------------------------------------------------------ 
 Non-UK issuer 
--------------------------------------------------------------------------------------  -------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights 
--------------------------------------------------------------------------------------  -------------- 
 An acquisition or disposal of financial instruments                                           x 
--------------------------------------------------------------------------------------  -------------- 
 An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------  -------------- 
 Other (please specify)(iii) : 
--------------------------------------------------------------------------------------  -------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                           Deutsche Bank AG 
 City and country of registered                 Frankfurt, Germany 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
------------------------------------------------------------------------------------------------------ 
 Name 
---------------------------------------------  ------------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
---------------------------------------------  ------------------------------------------------------- 
 5. Date on which the threshold                 27.09.2017 
  was crossed or reached(vi) 
  : 
---------------------------------------------  ------------------------------------------------------- 
 6. Date on which issuer notified               29.09.2017 
  (DD/MM/YYYY): 
---------------------------------------------  ------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
------------------------------------------------------------------------------------------------------ 
                            % of voting           % of voting           Total of         Total number 
                           rights attached       rights through         both in %         of voting 
                              to shares             financial          (8.A + 8.B)        rights of 
                              (total of            instruments                            issuer(vii) 
                                8. A)               (total of 
                                                   8.B 1 + 8.B 
                                                       2) 
--------------------  -----------------------  -----------------  --------------------  -------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached                   4.63%                 0.38%                5.01%          1,120,295,419 
--------------------  -----------------------  -----------------  --------------------  -------------- 
 Position                 Below Notifiable      Below Notifiable    Below Notifiable 
  of previous                 Threshold            Threshold            Threshold 
  notification 
  (if 
  applicable) 
--------------------  -----------------------  -----------------  --------------------  -------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type              Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
---------------------- 
                                Direct            Indirect                 Direct                  Indirect 
                               (Art 9 of          (Art 10 of              (Art 9 of               (Art 10 of 
                               Directive          Directive               Directive                Directive 
                             2004/109/EC)        2004/109/EC)            2004/109/EC)            2004/109/EC) 
                               (DTR5.1)           (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
---------------------   ---------------------  --------------  ------------------------------  --------------- 
 GB00BLT1Y088                 51,918,751            1,556                   4.63%                   0.00% 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 
 
 SUBTOTAL 
  8. A                                51,920,307                                    4.63% 
----------------------  -------------------------------------  ----------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial       Expiration             Exercise/       Number of voting                % of voting 
  instrument              date(x)                Conversion      rights that                     rights 
                                                 Period(xi)      may be acquired 
                                                                 if the instrument 
                                                                 is 
                                                                 exercised/converted. 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 
 
 
                                                SUBTOTAL 8. 
                                                 B 1 
                                               --------------  ------------------------------  --------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                Expiration              Exercise/       Physical           Number       % of voting 
  financial              date(x)                Conversion      or cash             of voting    rights 
  instrument                                    Period          settlement(xii)     rights 
                                                (xi) 
---------------------  ----------------------  --------------  -----------------  -----------  --------------- 
        Swaps                31.08.2018                               Cash         4,230,557        0.38% 
---------------------  ----------------------  --------------  -----------------  -----------  --------------- 
 
 
                                                                SUBTOTAL 
                                                                 8.B.2             4,230,557        0.38% 
                                                               -----------------  -----------  --------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is                         x 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
--------------------------------------------------------------  --------------------- 
       Name(xv)           % of voting         % of voting           Total of both 
                          rights if it       rights through          if it equals 
                          equals or is          financial            or is higher 
                          higher than          instruments        than the notifiable 
                         the notifiable       if it equals             threshold 
                           threshold          or is higher 
                                           than the notifiable 
                                                threshold 
---------------------  ----------------  ---------------------  --------------------- 
 Deutsche Bank 
  Aktiengesellschaft 
  (100%)                     4.63%                                      5.01% 
---------------------  ----------------  ---------------------  --------------------- 
 DB USA Corporation 
  (100%) 
---------------------  ----------------  ---------------------  --------------------- 
 Deutsche Bank 
  Trust Corporation 
  (100%) 
---------------------  ----------------  ---------------------  --------------------- 
 Deutsche Bank 
  Holdings, Inc. 
  (100%) 

---------------------  ----------------  ---------------------  --------------------- 
 Deutsche Bank 
  National Trust 
  Company 
---------------------  ----------------  ---------------------  --------------------- 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------- 
 Name of the proxy holder 
---------------------------------------  -------------------------------------------- 
 The number and % of voting 
  rights held 
---------------------------------------  -------------------------------------------- 
 The date until which the voting 
  rights will be held 
---------------------------------------  -------------------------------------------- 
 
 11. Additional information(xvi) 
------------------------------------------------------------------------------------- 
 
 
 
 
 Place of completion   London 
--------------------  ----------- 
 Date of completion    29.09.2017 
--------------------  ----------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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October 02, 2017 08:08 ET (12:08 GMT)