PPMC Form 8.3 - RANDGOLD RESOURCES LTD

 
TIDMRRS 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code")

1.KEY INFORMATION

 
(a) Full name of discloser:           SUNRISE PARTNERS LIMITED PARTNERSHIP 
(b) Owner or controller               N/A 
of interests and short 
positions  disclosed, if 
different from 1(a): 
The naming of nominee 
or vehicle companies 
is insufficient. For  a 
trust, the trustee(s), settlor and 
beneficiaries must be named. 
(c) Name of offeror/offeree           RANDGOLD RESOURCES LTD 
in relation to whose 
relevant  securities 
this form relates: 
Use a separate form for 
each offeror/offeree 
(d) If an exempt fund                 N/A 
manager connected 
with an offeror/offeree, 
state this and specify identity 
of offeror/offeree: 
(e) Date position held/dealing        31 December 2018 
undertaken: 
For an opening position disclosure, 
state the latest 
practicable date prior 
to the disclosure 
(f) In addition to the company in     YES 
1(c) above, is the discloser          If YES, specify which: 
making disclosures in respect of      BARRICK GOLD CORP 
any other party to the offer? 
If it is a cash offer or possible 
cash offer, state "N/A" 
 
 

2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:    RANDGOLD RESOURCES LTD-ADR 
                               (ISIN:US7523443098);NSI:95,185,656 
                               Interests      Short positions 
                               Number  %      Number  % 
(1) Relevant securities        10,406  0.01 
owned 
and/or controlled: 
(2) Cash-settled 
derivatives: 
(3) Stock-settled 
derivatives 
(including options) 
and agreements  to 
purchase/sell: 
TOTAL:                         10,406  0.01 
 
 
Class of relevant security:    RANDGOLD RESOURCES LTD 
                               (ISIN: GB00B01C3S32);NSI:95,185,656 
                               Interests         Short positions 
                               Number     %      Number  % 
(1) Relevant securities 
owned 
and/or controlled: 
(2) Cash-settled               1,188,369  1.25 
derivatives: 
(3) Stock-settled 
derivatives 
(including options) 
and agreements  to 
purchase/sell: 
TOTAL:                         1,188,369  1.25 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation      N/A 
to which subscription  right exists: 
Details, including nature of the rights     N/A 
concerned and relevant  percentages: 
 
 

3.DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)Purchases and sales

 
Class of relevant   Purchase/sale  Number of   Price per unit 
security                           securities 
ISIN:US7523443098   Purchase       10,000      83.92 USD 
ISIN:US7523443098   Purchase       411         84.326 USD 
ISIN:US7523443098   Purchase       47          82.98 USD 
ISIN:US7523443098   Sell           52          83.385 USD 
 
 

(b)Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of   Price per 
security            description  dealing              reference   unit 
                    e.g. CFD     e.g.                 securities 
                                 opening/closing 
                                 a 
                                 long/short 
                                 position, 
                                 increasing/reducing 
                                 a 
                                 long/short 
                                 position 
ISIN:GB00B01C3S32   CFD          Establishing         100,000     65.46 GBP 
                                 long 
                                 position 
ISIN:GB00B01C3S32   CFD          Establishing         100,000     65.46 GBP 
                                 long 
                                 position 
ISIN:GB00B01C3S32   CFD          Establishing         100,000     65.46 GBP 
                                 long 
                                 position 
ISIN:GB00B01C3S32   CFD          Establishing         280,500     65.46 GBP 
                                 long 
                                 position 
ISIN:GB00B01C3S32   CFD          Establishing         300,000     65.46 GBP 
                                 long 
                                 position 
ISIN:GB00B01C3S32   CFD          Establishing         15,000      65.46 GBP 
                                 long 
                                 position 
ISIN:GB00B01C3S32   CFD          Establishing         292,869     65.46 GBP 
                                 long 
                                 position 
 
 

(c)Stock-settled derivative transactions (including options)

(i)Writing, selling, purchasing or varying

 
Class of   Product      Writing,     Number of   Exercise  Type       Expiry date  Option 
relevant   description  purchasing,  securities  price     e.g.                    money 
security   e.g.call     selling,     to which    per unit  American,               paid/ 
           option       varying      option                European                received 
                        etc.         relates               etc.                    per unit 
N/A        N/A          N/A          N/A         N/A       N/A        N/A          N/A 
 
 

(ii)Exercise

 
Class of   Product description  Exercising/  Number of   Exercise price 
relevant   e.g. call option     exercised    securities  per unit 
security                        against 
N/A        N/A                  N/A          N/A         N/A 
 
 

(d)Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
N/A                 N/A                 N/A      N/A 
 
 

4.OTHER INFORMATION

(a)Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement  or understanding, 
formal or informal, relating to relevant 
securities which may be an inducement to 
deal or refrain from  dealing entered into by 
the person making the disclosure and any 
party to the offer or any person acting 
in concert with a party to  the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b)Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any  option; or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c)Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?    NO 
 
 
Date of disclosure:     31 December 2018 
Contact name:           Anita Bak 
Telephone number*:      [phone] 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190101005023/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

January 02, 2019 02:00 ET (07:00 GMT)