Holding(s) in Company

 

TIDMNEO 
 
RNS Number : 2006E 
Neovia Financial PLC 
16 December 2009 
 

 
 
+-------------------------------------------------------+ 
| Substantial Shareholding Notification under Rule 17   | 
| AIM Rules                                             | 
| 16 December 2009                                      | 
+-------------------------------------------------------+ 
 
 
 
 
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES 
 1. Identity of the issuer or the underlying issuer of existing shares to which 
voting rights are attached: 
NEOVIA Financial Plc 
2. Reason for the notification (please place an X inside the appropriate 
bracket/s): 
An acquisition or disposal of voting rights: (  ) 
An acquisition or disposal of financial instruments which may result in the 
acquisition of shares already issued to which voting rights are attached: (  X 
) 
An event changing the breakdown of voting rights: (     ) 
Other (please specify): (  )  Disclosure and Transparency Rules (Disclosure of 
Contracts for Differences) Instrument 2009 
3. Full name of person(s) subject to the notification obligation: 
QVT Financial LP 
4. Full name of shareholder(s) (if different from 3.): 
QVT Fund LP 
Quintessence Fund L.P. 
Deutsche Bank AG London 
5. Date of the transaction (and date on which the threshold is crossed or 
reached if different): 
2 December 2009 
6. Date on which issuer notified: 
4 December 2009 
7. Threshold(s) that is/are crossed or reached: 
12% 
8. Notified details: 
A: Voting rights attached to shares 
+--------------------------------+--------------+-----------+ 
| Class/type of shares           | Situation previous to    | 
|                                | the Triggering           | 
|                                | transaction              | 
+--------------------------------+--------------------------+ 
| if possible using the ISIN     | Number of    | Number    | 
| CODE                           | shares       | of        | 
|                                |              | voting    | 
|                                |              | rights    | 
+--------------------------------+--------------+-----------+ 
| GB0034264548                   | 3,337,472    | 3,337,472 | 
+--------------------------------+--------------+-----------+ 
Resulting situation after the triggering transaction 
+--------------------------------+-------------+--------+-----------+--------+-----------+ 
| Class/type of shares           | Number of   | Number of voting   | % of voting        | 
|                                | shares      | rights             | rights             | 
+--------------------------------+-------------+--------------------+--------------------+ 
| if possible using the ISIN     | Direct      | Direct | Indirect  | Direct | Indirect  | 
| CODE                           |             |        |           |        |           | 
+--------------------------------+-------------+--------+-----------+--------+-----------+ 
| GB0034264548                   | 3,337,472   | 0      | 3,337,472 | 0      | Below 3%  | 
+--------------------------------+-------------+--------+-----------+--------+-----------+ 
B: Qualifying Financial Instruments 
Resulting situation after the triggering transaction 
+------------+------------+---------------------+------------+----------+ 
| Type of    | Expiration | Exercise/Conversion | Number     | % of     | 
| financial  | Date       | Period/ Date        | of         | voting   | 
| instrument |            |                     | voting     | rights   | 
|            |            |                     | rights     |          | 
|            |            |                     | that may   |          | 
|            |            |                     | be         |          | 
|            |            |                     | acquired   |          | 
|            |            |                     | if the     |          | 
|            |            |                     | instrument |          | 
|            |            |                     | is         |          | 
|            |            |                     | exercised/ |          | 
|            |            |                     | converted. |          | 
+------------+------------+---------------------+------------+----------+ 
|            |            |                     |            |          | 
+------------+------------+---------------------+------------+----------+ 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments 
Resulting situation after the triggering transaction 
+------------+----------+------------+---------------------+------------------+---------+-------+ 
| Type of    | Exercise | Expiration | Exercise/Conversion | Number of voting | % of voting     | 
| financial  | Price    | Date       | period              | rights           | rights          | 
| instrument |          |            |                     | instrument       |                 | 
|            |          |            |                     | refers to        |                 | 
+------------+----------+------------+---------------------+------------------+-----------------+ 
|            |          |            |                     |                  | Nominal | Delta | 
+------------+----------+------------+---------------------+------------------+---------+-------+ 
| CFD        |          |            |                     | 10,576,242       | 8.82%   |       | 
+------------+----------+------------+---------------------+------------------+---------+-------+ 
Total (A+B+C) 
+------------+----------+ 
| Number     | % of     | 
| of         | voting   | 
| voting     | rights   | 
| rights     |          | 
+------------+----------+ 
| 13,913,714 | 11.6%    | 
+------------+----------+ 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable : 
N/A 
Proxy Voting: 
10. Name of the proxy holder: 
N/A 
11. Number of voting rights proxy holder will cease to hold: 
N/A. 
12. Date on which proxy holder will cease to hold voting rights: 
N/A 
13. Additional information: 
N/A 
14. Contact name: 
Meg Nowicki 
15. Contact telephone number: 
[phone] 
 
This information is provided by RNS 
            The company news service from the London Stock Exchange 
   END 
 
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