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Share Name Share Symbol Market Type Share ISIN Share Description
Imperial Brands Plc LSE:IMB London Ordinary Share GB0004544929 ORD 10P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  21.50 1.18% 1,838.50 1,842.50 1,843.50 1,844.00 1,799.50 1,809.00 1,784,141 16:35:06
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Tobacco 32,791.0 3,238.0 299.9 6.1 17,473

Imperial Brands PLC Holding(s) in Company

14/10/2021 1:04pm

UK Regulatory (RNS & others)


TIDMIMB

RNS Number : 1291P

Imperial Brands PLC

14 October 2021

 
Imperial Brands PLC 
 Legal Entity Identifier (LEI) No. 549300DFVPOB67JL3A42 
 
  NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer 
   and to the FCA in Microsoft Word format if possible) 
 
  1a. Identity of the issuer or the                       Imperial Brands PLC 
   underlying issuer of existing shares                    ISIN GB0004544929 
   to which voting rights are attached: 
  1b. Please indicate if the issuer is a non-UK issuer (please mark 
   with an "X" if appropriate) 
  Non-UK issuer 
                                                                                                 -------- 
  2. Reason for the notification (please mark the appropriate box 
   or boxes with an "X") 
  An acquisition or disposal of voting rights                                                         X 
                                                                                                 -------- 
  An acquisition or disposal of financial instruments 
                                                                                                 -------- 
  An event changing the breakdown of voting rights 
                                                                                                 -------- 
  Other (please specify): 
                                                                                                 -------- 
  3. Details of person subject to the notification obligation 
  Name                                                    Spring Mountain Investments Ltd 
                                                        ------------------------------------------------- 
  City and country of registered                          Camana Bay, George Town, Cayman 
   office (if applicable)                                  Islands 
                                                        ------------------------------------------------- 
  4. Full name of shareholder(s) (if different from 3) 
  Name                                                    Seneca Investments Limited, Northfield 
                                                           Investments Limited and LBS Limited 
                                                        ------------------------------------------------- 
  City and country of registered                          George Town, Cayman Islands 
   office (if applicable) 
                                                        ------------------------------------------------- 
  5. Date on which the threshold                          11/10/2021 
   was crossed or reached: 
                                                        ------------------------------------------------- 
  6. Date on which issuer notified                        13/10/2021 
   (DD/MM/YYYY): 
                                                        ------------------------------------------------- 
  7. Total positions of person(s) subject to the notification obligation: 
                            % of voting       % of voting rights     Total of both       Total number 
                           rights attached     through financial          in %          of voting rights 
                              to shares           instruments                              of issuer 
                              (total of         (total of 8.B.1        (8.A + 8.B) 
                                 8.A)               + 8.B.2) 
                         -----------------  ----------------------  ---------------  -------------------- 
  Resulting situation 
   on the date on 
   which threshold 
   was crossed or 
   reached                    4.770766              0.382491            5.153257           48,770,838 
                         =================  ======================  ===============  ==================== 
  Position of previous 
   notification 
   (if applicable)            4.300718              0.382491            4.683209 
                         =================  ======================  ===============  ==================== 
 
 
 
  8. Notified details of the resulting situation on the date on which 
   the threshold was crossed or reached: 
  A: Voting rights attached to shares 
  Class/type            Number of voting rights                             % of voting rights 
   of shares 
   ISIN code 
   (if possible) 
                      --------------------------------------------------  -------------------------------- 
                           Direct                   Indirect                   Direct          Indirect 
                          (Art 9 of            (Art 10 of Directive             (Art 9         (Art 10 of 
                          Directive          2004/109/EC) (DTR5.2.1)         of Directive      Directive 
                         2004/109/EC)                                        2004/109/EC)     2004/109/EC) 
                           (DTR5.1)                                            (DTR5.1)        (DTR5.2.1) 
                      ---------------  ---------------------------------  ---------------  --------------- 
GB0004544929 
 Common Stock           44,969,410                     0                     4.751588         0.000000 
                      ===============  =================================  ===============  =============== 
US45262P1021 
 Depository 
 Receipt                  181,500                      0                     0.019178         0.000000 
                      ===============  =================================  ===============  =============== 
 
SUBTOTAL 8.A                              45,150,910                                 4.770766% 
                      ==================================================  ================================ 
 
  B 1: Financial Instruments according to Art. 13(1)(a) of Directive 
   2004/109/EC (DTR5.3.1.1 (a)) 
  Type of financial     Expiration       Exercise/      Number of voting                     % of voting 
   instrument            date             Conversion     rights that may be                   rights 
                                          Period         acquired if the instrument 
                                                         is exercised/converted 
                      ---------------  -------------  -----------------------------------  --------------- 
 
                                         SUBTOTAL 
                                          8.B.1 
                                                      -----------------------------------  --------------- 
 
  B 2: Financial Instruments with similar economic effect according 
   to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
  Type of financial     Expiration       Exercise/      Physical       Number of             % of voting 
   instrument            date             Conversion     or cash        voting rights         rights 
                                          Period         settlement 
                      ---------------  -------------  -------------  --------------------  --------------- 
  Total Return          December 
   Swap                  10, 2021                       Cash               3,619,928           0.382491 
                      ---------------  -------------  -------------  --------------------  --------------- 
                                                        SUBTOTAL 
                                                         8.B.2             3,619,928           0.382491 
                                                                     --------------------  --------------- 
 
 
 
  9. Information in relation to the person subject to the notification 
   obligation (please mark the applicable box with an "X") 
  Person subject to the notification obligation is not controlled 
   by any natural person or legal entity and does not control 
   any other undertaking(s) holding directly or indirectly an 
   interest in the (underlying) issuer. 
  Full chain of controlled undertakings through which the voting                                                  X 
   rights and/or the financial instruments are effectively held 
   starting with the ultimate controlling natural person or legal 
   entity (please add additional rows as necessary) 
                                                                                                              -------- 
  Ultimate controlling      Name of controlled         % of voting          % of voting            Total of both 
         person                 undertaking            rights if it       rights through            if it equals 
                                                       equals or is    financial instruments        or is higher 
                                                       higher than         if it equals          than the notifiable 
                                                      the notifiable       or is higher               threshold 
                                                        threshold       than the notifiable 
                                                                             threshold 
                        --------------------------  -----------------  ---------------------  ------------------------ 
  Kenneth Bryan 
   Dart 
                        ==========================  =================  =====================  ======================== 
  Kenneth Bryan             Portfolio Services 
   Dart                             Ltd                 0.000000             0.000000                0.000000% 
                        ==========================  =================  =====================  ======================== 
  Kenneth Bryan             Seneca Investments 
   Dart                           Limited               3.196857             0.000000                3.196857% 
                        ==========================  =================  =====================  ======================== 
                             Spring Mountain 
  Kenneth Bryan                 Investments 
   Dart                             Ltd                 0.000000             0.000000                0.000000% 
                        ==========================  =================  =====================  ======================== 
  Kenneth Bryan           Northfield Investments 
   Dart                           Limited               0.000000             0.000000                0.000000% 
                        ==========================  =================  =====================  ======================== 
  Kenneth Bryan 
   Dart                        LBS Limited              0.000000             0.000000                0.000000% 
                        ==========================  =================  =====================  ======================== 
 
  10. In case of proxy voting, please identify: 
  Name of the proxy holder                                        N/A 
                                                                ------------------------------------------------------ 
  The number and % of voting rights 
   held 
                                                                ------------------------------------------------------ 
  The date until which the voting 
   rights will be held 
                                                                ------------------------------------------------------ 
 
  11. Additional information: 
  N/A 
----------------------------------------------------------------------------------------------------------------- 
 
  12. Date of completion                13 October 2021 
  13. Place of completion               Grand Cayman, Cayman Islands 
                                      -------------------------------------------------------------------------------- 
 
 

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