UBS AG (EPT) Form 8.5 (EPT/RI) - BHP Group Limited

RNS Number : 8754P

UBS AG (EPT)

24 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	3463063	542.22360        ZAR	23.09317        GBP
Ordinary NPV	Sell	3064953	542.22360        ZAR	23.14711        GBP
ADR	Buy	113417	61.03690 USD	58.73000 USD
ADR	Sell	98184	60.05462 USD	58.73000 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	444	45.040946        AUD
Ordinary NPV	CFD	Long	22286	23.29        GBP
Ordinary NPV	CFD	Long	168	44.55443        AUD
Ordinary NPV	CFD	Long	1276	44.781779        AUD
Ordinary NPV	CFD	Long	3287	44.754671        AUD
Ordinary NPV	CFD	Long	1644	44.971762        AUD
Ordinary NPV	CFD	Long	1320	44.603606        AUD
Ordinary NPV	CFD	Long	337	44.7689285805935        AUD
Ordinary NPV	CFD	Long	4	44.63437555        AUD
Ordinary NPV	CFD	Long	2784	541.6432        ZAR
Ordinary NPV	CFD	Long	42307	541.67809086        ZAR
Ordinary NPV	CFD	Long	340	542.2236        ZAR
Ordinary NPV	CFD	Long	8766	541.60096167        ZAR
Ordinary NPV	CFD	Long	432	44.897616        AUD
Ordinary NPV	CFD	Long	11	44.9118182        AUD
Ordinary NPV	CFD	Long	84080	44.968551        AUD
Ordinary NPV	CFD	Long	23275	44.7689170145865        AUD
Ordinary NPV	CFD	Long	164	44.6349853060976        AUD
Ordinary NPV	CFD	Long	3240	44.975        AUD
Ordinary NPV	CFD	Long	976	44.915277        AUD
Ordinary NPV	CFD	Long	384604	44.931015        AUD
Ordinary NPV	CFD	Long	4195	44.903647        AUD
Ordinary NPV	CFD	Long	12015	44.9843911776945        AUD
Ordinary NPV	CFD	Long	5277	44.9547773356074        AUD
Ordinary NPV	CFD	Long	4374	44.996212        AUD
Ordinary NPV	CFD	Long	79145	44.920503        AUD
Ordinary NPV	CFD	Long	163	44.907546        AUD
Ordinary NPV	CFD	Long	189500	44.943821        AUD
Ordinary NPV	CFD	Long	2016	44.926811        AUD
Ordinary NPV	CFD	Long	7516	23.15        GBP
Ordinary NPV	CFD	Long	100000	44.866585        AUD
Ordinary NPV	CFD	Long	69588	44.919646        AUD
Ordinary NPV	CFD	Long	2225	23.179654        GBP
Ordinary NPV	CFD	Long	20000	44.91        AUD
Ordinary NPV	CFD	Long	20000	44.950331        AUD
Ordinary NPV	CFD	Long	6457	44.9579317031702        AUD
Ordinary NPV	CFD	Long	21	44.96619        AUD
Ordinary NPV	CFD	Long	66585	46.24        AUD
Ordinary NPV	CFD	Long	5501	44.620464        AUD
Ordinary NPV	CFD	Long	61051	44.886594        AUD
Ordinary NPV	CFD	Long	98302	44.893417        AUD
Ordinary NPV	CFD	Long	22743	44.8942715467045        AUD
Ordinary NPV	CFD	Long	6023	44.6800002305828        AUD
Ordinary NPV	CFD	Long	17	44.939706        AUD
Ordinary NPV	CFD	Long	1793	44.905365        AUD
Ordinary NPV	CFD	Long	1995	45.02        AUD
Ordinary NPV	CFD	Long	8150	23.3        GBP
Ordinary NPV	CFD	Long	40335	44.919462        AUD
Ordinary NPV	CFD	Long	8182	542.00383525        ZAR
Ordinary NPV	CFD	Short	129	23.35        GBP
Ordinary NPV	CFD	Short	9829	44.919734        AUD
Ordinary NPV	CFD	Short	8766	541.60096167        ZAR
Ordinary NPV	CFD	Short	8182	542.00383525        ZAR
Ordinary NPV	CFD	Short	3240	44.975        AUD
Ordinary NPV	CFD	Short	435871	44.906042        AUD
Ordinary NPV	CFD	Short	30168	44.909069        AUD
Ordinary NPV	CFD	Short	13940	23.1381456231499        GBP
Ordinary NPV	CFD	Short	3368	23.137837188171        GBP
Ordinary NPV	CFD	Short	101	23.0931683168317        GBP
Ordinary NPV	CFD	Short	130250	23.15        GBP
Ordinary NPV	CFD	Short	2225	23.145344        GBP
Ordinary NPV	CFD	Short	3589	23.15214405        GBP
Ordinary NPV	CFD	Short	79900	23.118527        GBP
Ordinary NPV	CFD	Short	2784	541.6432        ZAR
Ordinary NPV	CFD	Short	42307	541.67809086        ZAR
Ordinary NPV	CFD	Short	210	542.211407        ZAR
Ordinary NPV	CFD	Short	66585	46.24        AUD
Ordinary NPV	CFD	Short	200	44.7        AUD
Ordinary NPV	CFD	Short	130	542.243357        ZAR
Ordinary NPV	CFD	Short	268	23.154347        GBP
Ordinary NPV	CFD	Short	4569	44.924618        AUD
Ordinary NPV	CFD	Short	58118	44.862402        AUD
Ordinary NPV	CFD	Short	41723	44.887568        AUD
Ordinary NPV	CFD	Short	339	44.725192        AUD
Ordinary NPV	CFD	Short	45	23.12580486        GBP
Ordinary NPV	CFD	Short	41	23.150926        GBP
Ordinary NPV	CFD	Short	33	23.12523919        GBP
Ordinary NPV	CFD	Short	24	23.12569375        GBP
Ordinary NPV	CFD	Short	23	23.1135332        GBP
Ordinary NPV	CFD	Short	20	23.11438678        GBP
Ordinary NPV	CFD	Short	19	23.11422245        GBP
Ordinary NPV	CFD	Short	19	23.12043771        GBP
Ordinary NPV	CFD	Short	4	23.1225432        GBP
Ordinary NPV	CFD	Short	140535	44.9276339701854        AUD
Ordinary NPV	CFD	Short	11745	44.8819702000851        AUD
Ordinary NPV	CFD	Short	65	23.12038912        GBP
Ordinary NPV	CFD	Short	58	23.19035086        GBP
Ordinary NPV	CFD	Short	50	23.12509373        GBP
Ordinary NPV	CFD	Short	11392	45.0180602977528        AUD
Ordinary NPV	CFD	Short	9238	44.9101093310024        AUD
Ordinary NPV	CFD	Short	1140	44.833605        AUD
Ordinary NPV	CFD	Short	1494	44.97248327        AUD
Ordinary NPV	CFD	Short	25000	44.6047912        AUD
Ordinary NPV	CFD	Short	25000	44.374376        AUD
Ordinary NPV	CFD	Short	433	44.9141820286374        AUD
Ordinary NPV	CFD	Short	75941	44.919874        AUD
Ordinary NPV	CFD	Short	195	44.9281839564103        AUD
Ordinary NPV	CFD	Short	22286	23.29        GBP
Ordinary NPV	CFD	Short	5	23.187        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	24 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

 

 

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