Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)-Replacement ofBHP Group Limited

RNS Number : 5129Q

Morgan Stanley & Co. Int'l plc

30 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	485	59.9100 USD	59.6289 USD
ADR	SALES	485	59.9100 USD	59.6289 USD
Ordinary NPV	SALES	201,394	23.4194 GBP	23.2050 GBP
Ordinary NPV	PURCHASES	193,185	23.4700 GBP	23.2000 GBP
Ordinary NPV	PURCHASES	57,691	30.1064 USD	29.8196 USD
Ordinary NPV	SALES	77,025	30.1386 USD	29.7475 USD
Ordinary NPV	SALES	44,494	45.2317 AUD	45.0800 AUD
Ordinary NPV	PURCHASES	103,269	45.4144 AUD	45.0800 AUD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	1,482	23.3377 GBP
Ordinary NPV	CFD	increasing a long position	20,460	23.3399 GBP
Ordinary NPV	CFD	increasing a long position	1,807	23.3478 GBP
Ordinary NPV	CFD	increasing a long position	516	45.0800 AUD
Ordinary NPV	CFD	increasing a long position	148	45.1482 AUD
Ordinary NPV	CFD	increasing a long position	6,799	45.1509 AUD
Ordinary NPV	CFD	increasing a long position	765	45.2280 AUD
Ordinary NPV	CFD	increasing a long position	400	545.7382 ZAR
Ordinary NPV	CFD	increasing a long position	4,934	547.4108 ZAR
Ordinary NPV	CFD	increasing a short position	87	23.2400 GBP
Ordinary NPV	CFD	increasing a short position	25,983	23.2936 GBP
Ordinary NPV	CFD	increasing a short position	101	23.3209 GBP
Ordinary NPV	CFD	increasing a short position	21	23.3214 GBP
Ordinary NPV	CFD	increasing a short position	18	23.3261 GBP
Ordinary NPV	CFD	increasing a short position	13	23.3269 GBP
Ordinary NPV	CFD	increasing a short position	4	23.3300 GBP
Ordinary NPV	CFD	increasing a short position	5	23.3404 GBP
Ordinary NPV	CFD	increasing a short position	2	23.3450 GBP
Ordinary NPV	CFD	increasing a short position	4,347	45.1713 AUD
Ordinary NPV	CFD	increasing a short position	45	45.1980 AUD
Ordinary NPV	CFD	increasing a short position	3,295	45.2233 AUD
Ordinary NPV	CFD	increasing a short position	4,934	547.4108 ZAR
Ordinary NPV	CFD	reducing a long position	5,374	23.3244 GBP
Ordinary NPV	CFD	reducing a long position	8,120	23.3425 GBP
Ordinary NPV	CFD	reducing a long position	5,216	23.3500 GBP
Ordinary NPV	CFD	reducing a long position	388	23.3500 GBP
Ordinary NPV	CFD	reducing a long position	195	23.3500 GBP
Ordinary NPV	CFD	reducing a long position	57,646	29.8196 USD
Ordinary NPV	CFD	reducing a long position	499	45.0800 AUD
Ordinary NPV	CFD	reducing a long position	56	45.1341 AUD
Ordinary NPV	CFD	reducing a long position	37	45.1341 AUD
Ordinary NPV	CFD	reducing a long position	384	45.2053 AUD
Ordinary NPV	CFD	reducing a long position	536	45.2078 AUD
Ordinary NPV	CFD	reducing a long position	330	546.5637 ZAR
Ordinary NPV	CFD	reducing a long position	5,913	547.1102 ZAR
Ordinary NPV	CFD	reducing a long position	3,900	547.5442 ZAR
Ordinary NPV	CFD	reducing a short position	11,647	23.2751 GBP
Ordinary NPV	CFD	reducing a short position	7,732	23.2751 GBP
Ordinary NPV	CFD	reducing a short position	22,077	23.3303 GBP
Ordinary NPV	CFD	reducing a short position	479	23.3475 GBP
Ordinary NPV	CFD	reducing a short position	11,536	23.3500 GBP
Ordinary NPV	CFD	reducing a short position	6,502	45.1509 AUD
Ordinary NPV	CFD	reducing a short position	815	45.1523 AUD
Ordinary NPV	CFD	reducing a short position	57,646	45.2148 AUD
Ordinary NPV	CFD	reducing a short position	5,047	45.2487 AUD
Ordinary NPV	CFD	reducing a short position	21	45.3600 AUD
Ordinary NPV	CFD	reducing a short position	330	546.5637 ZAR
Ordinary NPV	CFD	reducing a short position	5,913	547.1102 ZAR
Ordinary NPV	CFD	reducing a short position	3,500	547.7506 ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	250	39.2549 AUD
Ordinary NPV	Short Call	Exercised against	180	40.5174 AUD

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

Date of disclosure:	30 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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