GoldmanSachs International Form 8.5 (EPT/RI) - BHP

RNS Number : 8640P

GoldmanSachs International

24 May 2024

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	510,280 484,629	23.4105 GBP 46.2400 AUD	23.0600 GBP 44.6068 AUD
Ordinary NPV	Sales	490,558 484,277	23.4105 GBP 46.2400 AUD	23.0450 GBP 44.8921 AUD
ADR / (1.00 : 2.00)	Purchases	27,815 (55,630)	58.9300 USD	58.7240 USD
ADR / (1.00 : 2.00)	Sales	27,815 (55,630)	58.7730 USD	58.7440 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	2,000	23.0787 GBP
Ordinary NPV	CFD	Reducing a long position	80	23.1133 GBP
Ordinary NPV	CFD	Reducing a long position	120	23.1134 GBP
Ordinary NPV	CFD	Reducing a long position	131	23.1142 GBP
Ordinary NPV	CFD	Reducing a long position	48	23.1142 GBP
Ordinary NPV	CFD	Reducing a long position	97	23.1143 GBP
Ordinary NPV	CFD	Reducing a long position	143	23.1147 GBP
Ordinary NPV	CFD	Reducing a long position	93	23.1204 GBP
Ordinary NPV	CFD	Reducing a long position	134	23.1255 GBP
Ordinary NPV	CFD	Reducing a long position	144	23.1267 GBP
Ordinary NPV	CFD	Reducing a long position	45	23.1267 GBP
Ordinary NPV	CFD	Opening a short position	1,799	23.1317 GBP
Ordinary NPV	CFD	Reducing a long position	2,905	23.1351 GBP
Ordinary NPV	CFD	Reducing a long position	901	23.1351 GBP
Ordinary NPV	CFD	Reducing a long position	86	23.1351 GBP
Ordinary NPV	CFD	Reducing a long position	37	23.1351 GBP
Ordinary NPV	CFD	Increasing a short position	100	23.1363 GBP
Ordinary NPV	CFD	Reducing a short position	1,799	23.1498 GBP
Ordinary NPV	CFD	Opening a short position	400	23.1528 GBP
Ordinary NPV	CFD	Reducing a long position	221	23.1535 GBP
Ordinary NPV	CFD	Reducing a long position	69	23.1535 GBP
Ordinary NPV	CFD	Increasing a long position	12,200	23.1556 GBP
Ordinary NPV	CFD	Reducing a long position	11,660	23.1578 GBP
Ordinary NPV	CFD	Reducing a long position	3,618	23.1578 GBP
Ordinary NPV	CFD	Reducing a long position	357	23.1578 GBP
Ordinary NPV	CFD	Reducing a long position	153	23.1578 GBP
Ordinary NPV	CFD	Reducing a long position	6,038	23.1604 GBP
Ordinary NPV	CFD	Reducing a long position	75,397	23.1771 GBP
Ordinary NPV	CFD	Reducing a long position	83	23.1903 GBP
Ordinary NPV	CFD	Reducing a short position	4,200	23.2067 GBP
Ordinary NPV	CFD	Opening a long position	10,800	23.2067 GBP
Ordinary NPV	CFD	Reducing a long position	1,364	23.2396 GBP
Ordinary NPV	CFD	Reducing a long position	423	23.2396 GBP
Ordinary NPV	CFD	Reducing a long position	41	23.2396 GBP
Ordinary NPV	CFD	Reducing a long position	16	23.2396 GBP
Ordinary NPV	CFD	Reducing a long position	1,084	23.2459 GBP
Ordinary NPV	CFD	Reducing a long position	336	23.2459 GBP
Ordinary NPV	CFD	Reducing a long position	35	23.2459 GBP
Ordinary NPV	CFD	Reducing a long position	50	23.3550 GBP
Ordinary NPV	CFD	Reducing a long position	16	23.3550 GBP
Ordinary NPV	CFD	Reducing a short position	68	23.3550 GBP
Ordinary NPV	CFD	Reducing a long position	1	23.3550 GBP
Ordinary NPV	CFD	Reducing a long position	1	23.3550 GBP
Ordinary NPV	CFD	Increasing a long position	350	23.3798 GBP
Ordinary NPV	CFD	Reducing a short position	744	44.6711 AUD
Ordinary NPV	CFD	Reducing a short position	1,027	44.6711 AUD
Ordinary NPV	CFD	Increasing a long position	87	44.6800 AUD
Ordinary NPV	CFD	Reducing a long position	1,771	44.6800 AUD
Ordinary NPV	CFD	Reducing a long position	118	44.6827 AUD
Ordinary NPV	CFD	Reducing a long position	36	44.6827 AUD
Ordinary NPV	CFD	Increasing a short position	87	44.6889 AUD
Ordinary NPV	CFD	Reducing a long position	318	44.7050 AUD
Ordinary NPV	CFD	Reducing a long position	9	44.7050 AUD
Ordinary NPV	CFD	Reducing a long position	5	44.7050 AUD
Ordinary NPV	CFD	Reducing a long position	99	44.7050 AUD
Ordinary NPV	CFD	Reducing a short position	74	44.7791 AUD
Ordinary NPV	CFD	Reducing a long position	57	44.7858 AUD
Ordinary NPV	CFD	Reducing a long position	17	44.7858 AUD
Ordinary NPV	CFD	Increasing a long position	266	44.7976 AUD
Ordinary NPV	CFD	Increasing a long position	474	44.7976 AUD
Ordinary NPV	CFD	Increasing a long position	113	44.7976 AUD
Ordinary NPV	CFD	Increasing a long position	231	44.7976 AUD
Ordinary NPV	CFD	Increasing a long position	3,935	44.8042 AUD
Ordinary NPV	CFD	Increasing a long position	13,119	44.8042 AUD
Ordinary NPV	CFD	Increasing a long position	40	44.8042 AUD
Ordinary NPV	CFD	Increasing a long position	163	44.8042 AUD
Ordinary NPV	CFD	Increasing a short position	1,542	44.8125 AUD
Ordinary NPV	CFD	Increasing a long position	2,290	44.8367 AUD
Ordinary NPV	CFD	Reducing a short position	52,000	44.8500 AUD
Ordinary NPV	CFD	Increasing a long position	2,070	44.8576 AUD
Ordinary NPV	CFD	Opening a short position	52,000	44.8590 AUD
Ordinary NPV	CFD	Increasing a short position	33,600	44.8637 AUD
Ordinary NPV	CFD	Opening a long position	9,295	44.8665 AUD
Ordinary NPV	CFD	Opening a short position	9,295	44.8698 AUD
Ordinary NPV	CFD	Reducing a long position	178	44.8806 AUD
Ordinary NPV	CFD	Reducing a long position	56	44.8806 AUD
Ordinary NPV	CFD	Reducing a short position	710	44.8836 AUD
Ordinary NPV	CFD	Reducing a short position	465	44.8836 AUD
Ordinary NPV	CFD	Reducing a short position	425	44.8836 AUD
Ordinary NPV	CFD	Reducing a long position	1,090	44.8844 AUD
Ordinary NPV	CFD	Reducing a long position	28	44.8844 AUD
Ordinary NPV	CFD	Reducing a long position	15	44.8844 AUD
Ordinary NPV	CFD	Reducing a long position	338	44.8844 AUD
Ordinary NPV	CFD	Reducing a long position	15,000	44.8923 AUD
Ordinary NPV	CFD	Opening a long position	15,000	44.8923 AUD
Ordinary NPV	CFD	Increasing a long position	123,828	44.8985 AUD
Ordinary NPV	CFD	Reducing a short position	57	44.9002 AUD
Ordinary NPV	CFD	Opening a short position	19,074	44.9008 AUD
Ordinary NPV	CFD	Reducing a long position	104,754	44.9008 AUD
Ordinary NPV	CFD	Opening a short position	1,600	44.9016 AUD
Ordinary NPV	CFD	Increasing a long position	162	44.9033 AUD
Ordinary NPV	CFD	Increasing a long position	524	44.9033 AUD
Ordinary NPV	CFD	Increasing a long position	40	44.9033 AUD
Ordinary NPV	CFD	Reducing a short position	8,410	44.9055 AUD
Ordinary NPV	CFD	Reducing a long position	57	44.9058 AUD
Ordinary NPV	CFD	Reducing a short position	6,765	44.9062 AUD
Ordinary NPV	CFD	Reducing a long position	4,446	44.9064 AUD
Ordinary NPV	CFD	Reducing a short position	4,446	44.9064 AUD
Ordinary NPV	CFD	Increasing a long position	5,974	44.9078 AUD
Ordinary NPV	CFD	Increasing a long position	145	44.9082 AUD
Ordinary NPV	CFD	Increasing a long position	444	44.9082 AUD
Ordinary NPV	CFD	Increasing a long position	12	44.9082 AUD
Ordinary NPV	CFD	Increasing a long position	27	44.9082 AUD
Ordinary NPV	CFD	Opening a short position	8,410	44.9091 AUD
Ordinary NPV	CFD	Reducing a short position	2,451	44.9100 AUD
Ordinary NPV	CFD	Increasing a short position	5,974	44.9100 AUD
Ordinary NPV	CFD	Reducing a long position	1,030	44.9100 AUD
Ordinary NPV	CFD	Opening a long position	58	44.9100 AUD
Ordinary NPV	CFD	Opening a short position	109,708	44.9100 AUD
Ordinary NPV	CFD	Reducing a long position	6,765	44.9100 AUD
Ordinary NPV	CFD	Reducing a short position	109,708	44.9100 AUD
Ordinary NPV	CFD	Opening a short position	2,509	44.9100 AUD
Ordinary NPV	CFD	Increasing a long position	49	44.9103 AUD
Ordinary NPV	CFD	Reducing a short position	16	44.9123 AUD
Ordinary NPV	CFD	Opening a long position	33,469	44.9131 AUD
Ordinary NPV	CFD	Reducing a short position	93,506	44.9131 AUD
Ordinary NPV	CFD	Increasing a short position	49	44.9143 AUD
Ordinary NPV	CFD	Opening a short position	126,975	44.9153 AUD
Ordinary NPV	CFD	Reducing a long position	16	44.9156 AUD
Ordinary NPV	CFD	Increasing a long position	71,285	44.9159 AUD
Ordinary NPV	CFD	Reducing a long position	58	44.9165 AUD
Ordinary NPV	CFD	Increasing a long position	58	44.9166 AUD
Ordinary NPV	CFD	Reducing a long position	71,285	44.9181 AUD
Ordinary NPV	CFD	Increasing a long position	250	44.9241 AUD
Ordinary NPV	CFD	Increasing a long position	803	44.9241 AUD
Ordinary NPV	CFD	Increasing a short position	1,488	44.9284 AUD
Ordinary NPV	CFD	Reducing a short position	26,796	44.9325 AUD
Ordinary NPV	CFD	Reducing a short position	47	44.9330 AUD
Ordinary NPV	CFD	Opening a short position	47	44.9330 AUD
Ordinary NPV	CFD	Reducing a short position	3,592	44.9344 AUD
Ordinary NPV	CFD	Opening a long position	27,065	44.9344 AUD
Ordinary NPV	CFD	Opening a short position	26,796	44.9347 AUD
Ordinary NPV	CFD	Reducing a long position	3,592	44.9366 AUD
Ordinary NPV	CFD	Opening a short position	27,065	44.9366 AUD
Ordinary NPV	CFD	Opening a long position	3,592	44.9378 AUD
Ordinary NPV	CFD	Increasing a long position	9,136	44.9382 AUD
Ordinary NPV	CFD	Increasing a long position	2,947	44.9398 AUD
Ordinary NPV	CFD	Increasing a long position	9,525	44.9398 AUD
Ordinary NPV	CFD	Increasing a long position	101	44.9398 AUD
Ordinary NPV	CFD	Increasing a long position	279	44.9398 AUD
Ordinary NPV	CFD	Opening a short position	3,592	44.9401 AUD
Ordinary NPV	CFD	Opening a short position	283	44.9413 AUD
Ordinary NPV	CFD	Opening a long position	639	44.9425 AUD
Ordinary NPV	CFD	Reducing a short position	47	44.9425 AUD
Ordinary NPV	CFD	Increasing a short position	403	44.9434 AUD
Ordinary NPV	CFD	Reducing a short position	326	44.9474 AUD
Ordinary NPV	CFD	Reducing a long position	326	44.9474 AUD
Ordinary NPV	CFD	Reducing a short position	141	44.9518 AUD
Ordinary NPV	CFD	Opening a short position	141	44.9653 AUD
Ordinary NPV	CFD	Increasing a short position	478	44.9845 AUD
Ordinary NPV	CFD	Increasing a short position	50	45.0345 AUD
Ordinary NPV	CFD	Reducing a long position	8,410	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	126,975	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	15,000	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	141	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	1,600	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	52,000	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	343	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	15,000	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	15,000	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	126,975	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	2,509	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	447	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	5	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	10	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	447	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	138	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	2,290	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	10	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	257	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	343	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	2,290	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	5	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	109,708	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	52,000	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	26,796	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	2,509	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	8,410	46.2400 AUD
Ordinary NPV	CFD	Opening a long position	15,000	46.2400 AUD
Ordinary NPV	CFD	Increasing a long position	1,030	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	109,708	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	26,796	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	257	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	138	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	1,600	46.2400 AUD
Ordinary NPV	CFD	Increasing a long position	639	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	639	46.2400 AUD
Ordinary NPV	CFD	Opening a short position	1,030	46.2400 AUD
Ordinary NPV	CFD	Reducing a short position	141	46.2400 AUD
Ordinary NPV	CFD	Increasing a short position	584	540.4661 ZAR
Ordinary NPV	CFD	Opening a short position	10,000	541.9838 ZAR
Ordinary NPV	SWAP	Increasing a short position	126	23.1144 GBP
Ordinary NPV	SWAP	Reducing a short position	32,248	23.1581 GBP
Ordinary NPV	SWAP	Increasing a short position	27	29.6575 USD
Ordinary NPV	SWAP	Increasing a short position	598	30.0277 USD
Ordinary NPV	SWAP	Opening a short position	65,091	44.9024 AUD
Ordinary NPV	SWAP	Opening a short position	352	44.9100 AUD
Ordinary NPV	SWAP	Increasing a long position	598	45.0535 AUD
Ordinary NPV	SWAP	Reducing a long position	65,091	46.2400 AUD
Ordinary NPV	SWAP	Increasing a long position	215,887	46.2400 AUD
Ordinary NPV	SWAP	Reducing a short position	352	46.2400 AUD
Ordinary NPV	SWAP	Reducing a long position	352	46.2400 AUD
Ordinary NPV	SWAP	Reducing a short position	65,091	46.2400 AUD
Ordinary NPV	SWAP	Reducing a long position	3,629	540.9135 ZAR
Ordinary NPV	SWAP	Increasing a long position	27,392	541.2334 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	30 (6,000)	62.5000 USD	AMERICAN	21/06/2024	0.5430 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	20 (4,000)	62.5000 USD	AMERICAN	21/06/2024	0.5055 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	30 (6,000)	62.5000 USD	AMERICAN	21/06/2024	0.5400 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	30 (6,000)	60.0000 USD	AMERICAN	21/06/2024	1.3300 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	20 (4,000)	60.0000 USD	AMERICAN	21/06/2024	1.2815 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	30 (6,000)	60.0000 USD	AMERICAN	21/06/2024	1.3083 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	30 (6,000)	52.5000 USD	AMERICAN	21/06/2024	0.1660 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	20 (4,000)	55.0000 USD	AMERICAN	21/06/2024	0.4260 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	30 (6,000)	55.0000 USD	AMERICAN	21/06/2024	0.3993 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	30 (6,000)	55.0000 USD	AMERICAN	21/06/2024	0.3900 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	1 (200)	50.0000 USD	AMERICAN	21/06/2024	0.1000 USD

 

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

Date of disclosure:	24 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

 

 

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