JPMorgan Securities Plc Form 8.5 (EPT/RI)-Aston Martin LagondaGlblHldgsplc (8099L)

TIDMAML

RNS Number : 8099L

JPMorgan Securities Plc

10 September 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                        J.P. Morgan Securities Plc 
 (b) Name of offeror/offeree in relation to whose relevant   Aston Martin Lagonda Global Holdings plc 
 securities this form relates: 
 Use a separate form for each offeror/offeree 
                                                            ---------------------------------------------------------- 
 (c) Name of the party to the offer with which exempt        Corporate Broker to Aston Martin Lagonda Global Holdings 
 principal trader is connected:                              plc 
                                                            ---------------------------------------------------------- 
 (d) Date dealing undertaken:                                9 September 2019 
                                                            ---------------------------------------------------------- 
 (e) In addition to the company in 1(b) above, is the        N/A 
 exempt principal trader making disclosures 
 in respect of any other party to this offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
                                                            ---------------------------------------------------------- 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
   Class of relevant      Purchases/ sales       Total number of       Highest price per unit   Lowest price per unit 
        security                                   securities              paid/received            paid/received 
                                                                               (GBP)                    (GBP) 
     Ordinary Share           Purchase               153,227                   5.8426                   5.3160 
 
                                Sale                 122,951                   5.8400                   5.3380 
                         -----------------  ------------------------  -----------------------  ----------------------- 
 
   (b)        Cash-settled derivative transactions 
 
    Class of relevant       Product description      Nature of dealing         Number of reference      Price per unit 
         security                 e.g. CFD         e.g. opening/closing a           securities 
                                                    long/short position, 
                                                   increasing/reducing a 
                                                    long/short position 
      Ordinary Share            Equity Swap                 Long                       262                5.3458 GBP 
                                                                                        739               5.4520 GBP 
                                                                                        267               5.4900 GBP 
                                                                                       1,950              5.6786 GBP 
                                                                                       4,243              5.7001 GBP 
                                                                                        343               5.7729 GBP 
                                                                                        465               5.7768 GBP 
                                                                                      34,948              5.7820 GBP 
 
                                                            Short                       615               5.3819 GBP 
                                                                                       5,048              5.5309 GBP 
                                                                                        694               5.5618 GBP 
                                                                                       4,340              5.5851 GBP 
                                                                                       4,291              5.6422 GBP 
                                                                                       4,074              5.6464 GBP 
                                                                                       5,281              5.6841 GBP 
                                                                                        550               5.6884 GBP 
                                                                                      11,154              5.7440 GBP 
                                                                                        277               5.7576 GBP 
                                                                                       2,788              5.7581 GBP 
                                                                                       3,278              5.7656 GBP 
                                                                                       7,178              5.7747 GBP 
                                                                                      25,181              5.7820 GBP 
                                                                                       3,485              5.7823 GBP 
                                                                                       3,630              5.7854 GBP 
                                                                                      18,370              5.7862 GBP 
                           --------------------  -------------------------  -------------------------  --------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of       Product        Writing,      Number of       Exercise          Type       Expiry date   Option money 
   relevant     description    purchasing,     securities      price per         e.g.                        paid/ 
   security      e.g. call       selling,       to which         unit         American,                   received per 
                   option      varying etc.      option                        European                       unit 
                                                relates                          etc. 
   Ordinary 
    Share 
               -------------  -------------  -------------  --------------  -------------  ------------  ------------- 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion 
 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 
  to the offer or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
 None 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 None 
 
 
 Date of disclosure:    10 September 2019 
 Contact name:          Alwyn Basch 
                       ------------------ 
 Telephone number:      020 7742 7407 
                       ------------------ 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [e-mail] or visit www.rns.com.

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September 10, 2019 05:00 ET (09:00 GMT)