Tullett Prebon PLC Holding(s) in Company (0655N)

TIDMTLPR TIDMSDR

RNS Number : 0655N

Tullett Prebon PLC

26 January 2016

 
 
 
 
---------------------  ---------------  -----------  -----------  -----------  ----------- 
  TR1 - Notification of Major Interest in Shares 
------------------------------------------------------------------------------------------ 
 
 1. Identity of the issuer or the underlying                         Tullett Prebon plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
----------------------------------------------------------------  ------------------------ 
 2 Reason for the notification (please tick the appropriate box or boxes): 
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 An acquisition or disposal of voting rights                                      ü 
-----------------------------------------------------------------------------  ----------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ----------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ----------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------  ----------- 
 Other (please 
  specify): 
---------------------  ------------------------------------------------------  ----------- 
 3. Full name of person(s) subject                         Schroders plc 
  to the 
  notification obligation: (iii) 
--------------------------------------  -------------------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
--------------------------------------  -------------------------------------------------- 
 5. Date of the transaction and date                         22.01.16 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
--------------------------------------  -------------------------------------------------- 
 6. Date on which issuer notified:                           25.01.16 
--------------------------------------  -------------------------------------------------- 
 7. Threshold(s) that is/are crossed                      From 12% - 11% 
  or 
  reached: (vi, vii) 
--------------------------------------  -------------------------------------------------- 
 
 
 
 8. Notified details: 
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 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                  Resulting situation after the triggering 
 of              to the triggering                   transaction 
 shares          transaction 
 
 if possible 
 using 
 the ISIN 
 CODE 
-------------  ----------------------------------  ------------------------------------------------------------------- 
                Number            Number            Number          Number of voting        % of voting rights 
                 of                of                of shares       rights                  (x) 
                 Shares            Voting 
                                   Rights 
-------------  ----------------  ----------------  --------------  ----------------------  --------------------------- 
                                                    Direct          Direct     Indirect     Direct        Indirect 
                                                                    (xi)        (xii) 
-------------      ------------    ------------    --------------  ---------  -----------  ------------  ------------- 
 
   Ordinary 
 
 GB00B1H0DZ51     29,277,409        29,277,409       28,983,139       N/A      28,983,139       N/A         11.902% 
-------------  ----------------  ----------------  --------------  ---------  -----------  ------------  ------------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration      Exercise/                         Number of voting          % of voting 
 financial           date (xiii)     Conversion Period                 rights that may           rights 
 instrument                          (xiv)                             be 
                                                                       acquired if the 
                                                                       instrument is 
                                                                       exercised/ converted. 
-----------------  --------------  --------------------------------  ------------------------  ----------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise        Expiration      Exercise/       Number of voting            % of voting rights 
 financial         price          date (xvii)     Conversion       rights instrument           (xix, xx) 
 instrument                                       period           refers to 
                                                  (xviii) 
---------------  --------------  --------------  --------------  --------------------------  ------------------------- 
                                                                                              Nominal       Delta 
---------------  --------------  --------------  --------------  --------------------------  ------------  ----------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                          Percentage of voting rights 
---------------------------------------------------------------  ----------------------------------------------------- 
                           28,983,139                                                   11.902% 
---------------------------------------------------------------  ----------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------------------------------------------- 
 Schroder Investment Management Limited 28,686,979 11.780% 
 
  Schroder & Co. Limited 296,160 0.122% 
 
 Proxy Voting: 
-------------------------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------------------  ----------------------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
-------------------------------------------------------------------------  ----------------------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
-------------------------------------------------------------------------  ----------------------------------------- 
 
                                                                            The shares referred to in section 
  13. Additional information:                                               9 are held in portfolios managed by 
                                                                            those firms on a discretionary basis 
                                                                            for clients under investment management 
                                                                            agreements. 
                                                                            This disclosure is based on issue 
                                                                            share capital amount 243,516,227. 
-------------------------------------------------------------------------  ----------------------------------------- 
 14. Contact name:                                                                        Chloe Talbot 
-------------------------------------------------------------------------  ----------------------------------------- 
 15. Contact telephone number:                                                          [phone] 
-------------------------------------------------------------------------  ----------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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January 26, 2016 11:01 ET (16:01 GMT)