Citigroup Global Markets Limited Form 8.5 (EPT/RI) (4910Z)

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RNS Number : 4910Z

Citigroup Global Markets Limited

11 December 2014

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
 (a) Name of exempt principal trader:                                       Citigroup Global Markets Limited 
-------------------------------------------------------------------------  --------------------------------- 
 (b) Name of offeror/offeree in relation to whose                           TUI Travel Plc 
  relevant securities this form relates: 
  Use a separate form for each offeror/offeree 
-------------------------------------------------------------------------  --------------------------------- 
 (c)Name of the party to the offer with which exempt                        TUI AG 
  principal trader is connected: 
-------------------------------------------------------------------------  --------------------------------- 
 (d) Date dealing undertaken:                                               10 December 2014 
-------------------------------------------------------------------------  --------------------------------- 
 (e)Has the EPT previously disclosed,                                       YES 
  or is it today 
  disclosing, under the Code in respect of any other party to this offer? 
-------------------------------------------------------------------------  --------------------------------- 
 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

 
    Class of relevant      Purchases/ sales    Total number of          Highest price per       Lowest price per unit 
        security                               securities               unit paid/received      paid/received 
                                                                        (GBP)                   (GBP) 
------------------------  ------------------  -----------------------  ----------------------  ----------------------- 
 10p ordinary              Sale                36,554                   4.4547                  4.2776 
------------------------  ------------------  -----------------------  ----------------------  ----------------------- 
 10p ordinary              Purchase            23,623                   4.4660                  4.2776 
------------------------  ------------------  -----------------------  ----------------------  ----------------------- 
 

(b) Derivatives transactions (other than options)

 
    Class of relevant      Product description       Nature of dealing         Number of reference      Price per unit 
        security           e.g.TRS                    e.g. opening/closing a   securities                (GBP) 
                                                      long/short position, 
                                                      increasing/reducing a 
                                                      long/short position 
------------------------  ------------------------  ------------------------  -----------------------  --------------- 
                                                     Increasing Short 
 10p ordinary              TRS                        Position                 1,411                    4.3929 
------------------------  ------------------------  ------------------------  -----------------------  --------------- 
 10p ordinary              TRS                       Reducing Short Position   5,814                    4.4096 
------------------------  ------------------------  ------------------------  -----------------------  --------------- 
                                                     Increasing Long 
 10p ordinary              TRS                        Position                 89                       4.3990 
------------------------  ------------------------  ------------------------  -----------------------  --------------- 
                                                     Increasing Long 
 10p ordinary              TRS                        Position                 108                      4.4020 
------------------------  ------------------------  ------------------------  -----------------------  --------------- 
 10p ordinary              TRS                       Opening Long Position     8,331                    4.3760 
------------------------  ------------------------  ------------------------  -----------------------  --------------- 
 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 
   Class of     Product        Writing,       Number of      Exercise       Type e.g.       Expiry date   Option money 
   relevant     description    purchasing,    securities     price per      American,                     paid/ 
   security     e.g.call       selling,       to             unit           European etc.                 received per 
                option         varying etc.   which option                                                unit 
                                              relates 
-------------  -------------  -------------  -------------  -------------  --------------  ------------  ------------- 
 
 

(ii) Exercising

 
 Class of relevant security   Product description   Number of     Exercise price per unit 
                               e.g. call option      securities 
---------------------------  --------------------  ------------  ------------------------ 
 
 

(d) Other dealings (including subscribing for new securities)

 
 Class of relevant security   Nature of dealing                Details   Price per unit 
                               e.g. subscription, conversion              (if applicable) 
---------------------------  -------------------------------  --------  ----------------- 
 
 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
 Details of any indemnity or option arrangement, or any agreement or understanding, 
  formal or informal, relating to relevant securities which may be an inducement to deal 
  or refrain from dealing entered into by the exempt principal trader making the 
  disclosure and any party to the offer or any person acting in concert with 
  a party to the offer: 
 
  If there are no such agreements, arrangements or understandings, state "none" 
---------------------------------------------------------------------------------------- 
 None 
---------------------------------------------------------------------------------------- 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
 Details of any agreement, arrangement or understanding, formal or informal, between 
  the exempt principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
 
  If there are no such agreements, arrangements or understandings, state "none" 
---------------------------------------------------------------------------------------------- 
 None 
---------------------------------------------------------------------------------------------- 
 
 
 Date of disclosure:    11 December 2014 
---------------------  ----------------- 
 Contact name:          Craig Watson 
---------------------  ----------------- 
 Telephone number:      [phone] 
---------------------  ----------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information

Service and must also be emailed to the Takeover Panel at [e-mail].

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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