Trinity Capital PLC Holding(s) in Company (8710Q)

TIDMTRC

RNS Number : 8710Q

Trinity Capital PLC

02 December 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or the underlying                                                         Trinity Capital PLC 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
--------------------------------------------------------------------------  -------------------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
------------------------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                                        X 
------------------------------------------------------------------------------  ---------------------------------------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
------------------------------------------------------------------------------  ---------------------------------------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
------------------------------------------------------------------------------  ---------------------------------------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------  ---------------------------------------- 
 Other (please 
  specify): 
--------------------------------------------------------------------  --------  ---------------------------------------- 
 3. Full name of person(s) subject                                                             Weiss Asset Management LP 
  to the 
  notification obligation: (iii) 
----------------------------------------------------------------------  ------------------------------------------------ 
 4. Full name of shareholder(s)                                                  Brookdale International Partners, L.P., 
  (if different from 3.):(iv)                                                          Brookdale Global Opportunity Fund 
----------------------------------------------------------------------  ------------------------------------------------ 
 5. Date of the transaction and date                                                                         Dec-01-2016 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
----------------------------------------------------------------------  ------------------------------------------------ 
 6. Date on which issuer notified:                                                                           Dec-01-2016 
----------------------------------------------------------------------  ------------------------------------------------ 
 7. Threshold(s) that is/are crossed                                                                                < 9% 
  or 
  reached: (vi, vii) 
----------------------------------------------------------------------  ------------------------------------------------ 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                Resulting situation after the triggering 
 of              to the triggering                 transaction 
 shares          transaction 
 
 if possible 
 using 
 the ISIN 
 CODE 
-------------  --------------------------------  ---------------------------------------------------------------------- 
                Number           Number           Number         Number of voting            % of voting rights 
                 of               of               of shares      rights                      (x) 
                 Shares           Voting 
                                  Rights 
-------------  ---------------  ---------------  -------------  --------------------------  --------------------------- 
                                                  Direct         Direct         Indirect     Direct        Indirect 
                                                                  (xi)           (xii) 
-------------      -----------    -----------    -------------  -------------  -----------  ------------  ------------- 
 GB00B0ZL5243     14,681,345       14,681,345      12,981,345     12,981,345       n/a         6.17 %          n/a 
-------------  ---------------  ---------------  -------------  -------------  -----------  ------------  ------------- 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration     Exercise/                       Number of voting              % of voting 
 financial           date (xiii)    Conversion Period               rights that may               rights 
 instrument                         (xiv)                           be 
                                                                    acquired if the 
                                                                    instrument is 
                                                                    exercised/ converted. 
-----------------  -------------  ------------------------------  ----------------------------  ----------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise       Expiration     Exercise/        Number of voting              % of voting rights 
 financial         price         date (xvii)    Conversion        rights instrument             (xix, xx) 
 instrument                                     period            refers to 
                                                (xviii) 
---------------  -------------  -------------  ---------------  ----------------------------  ------------------------- 
                                                                                               Nominal       Delta 
-------------                                                                                 ------------  ----------- 
 CFD              n/a            n/a            n/a              4,500,000                     2.14 %        1 
---------------  -------------  -------------  ---------------  ----------------------------  ------------  ----------- 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  -------------------------------------------------------------------- 
 17,481,345                                         8.31 % 
-------------------------------------------------  -------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------------------------------------------- 
 
   Brookdale International Partners, L.P.: 12,261,319 voting rights/financial 
   instruments (5.83 %) 
   Brookdale Global Opportunity Fund: 5,220,026 voting rights/financial 
   instruments (2.48 %) 
 
 Proxy Voting: 
-------------------------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-----------------------------------------------------------------------  ------------------------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
-----------------------------------------------------------------------  ------------------------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
-----------------------------------------------------------------------  ------------------------------------------- 
 
                                                                                   Please note: This notification is 
  13. Additional information:                                                 being furnished to the issuer pursuant 
                                                                                   to paragraph 83.1 of the issuer's 
                                                                           Articles of Association dated 19 December 
                                                                                 2008. It is provided on a TR-1 form 
                                                                                   for convenience purposes only and 
                                                                                    is not being filed with the FCA. 
-----------------------------------------------------------------------  ------------------------------------------- 
 14. Contact name:                                                                                   Georgiy Nikitin 
-----------------------------------------------------------------------  ------------------------------------------- 

 15. Contact telephone number:                                                                       [phone] 
-----------------------------------------------------------------------  ------------------------------------------- 
 
 

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December 02, 2016 11:14 ET (16:14 GMT)