Trinity Capital PLC Holding(s) in Company (4263Q)

TIDMTRC

RNS Number : 4263Q

Trinity Capital PLC

29 November 2016

 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
------------------------------------------------- 
 
 
 
1. Identity of the issuer or                                   Trinity Capital PLC 
 the underlying issuer 
 of existing shares to which 
 voting rights are 
 attached: 
------------------------------------------------------------  -------------------- 
2 Reason for the notification (please tick the appropriate 
 box or boxes): 
---------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                             X 
-------------------------------------------------------------  --------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
-------------------------------------------------------------  --------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
-------------------------------------------------------------  --------------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------  --------------------- 
 Other (please 
  specify): 
-----------------------------------------------------------    --------------------- 
3. Full name of person(s)                                        Lars Ernest Bader 
 subject to the 
 notification obligation: 
 (iii) 
------------------------------------------------------------  -------------------- 
4. Full name of shareholder(s) 
 (if different from 3.):(iv) 
------------------------------------------------------------  -------------------- 
5. Date of the transaction                                              28/11/2016 
 and date on 
 which the threshold is crossed 
 or 
 reac 
------------------------------------------------------------  -------------------- 
6. Date on which issuer notified:                                       28/11/2016 
------------------------------------------------------------  -------------------- 
7. Threshold(s) that is/are 
 crossed or 
 reached: (vi, vii)                                                            16% 
------------------------------------------------------------  -------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------------------------- 
 Class/type            Situation previous                Resulting situation after the 
  of                    to the triggering                 triggering transaction 
  shares                transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------------  --------------------------------  ----------------------------------------------------------------------- 
                       Number           Number           Number         Number of               % of voting 
                        of               of               of shares      voting                  rights (x) 
                        Shares           Voting                          rights 
                                         Rights 
--------------------  ---------------  ---------------  -------------  ----------------------  -------------------------------- 
                                                         Direct         Direct       Indirect   Direct         Indirect 
                                                                         (xi)         (xii) 
--------------------      -----------    -----------    -------------  -----------  ---------  -------------  ----------------- 
 Ordinary 
 (ISIN GB00B0ZL5243)   33605803         15.97%           35205803       35205803     0          16.73%         0 
                      ---------------  ---------------  -------------  -----------  ---------  -------------  ----------------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------------- 
 Type of financial         Expiration     Exercise/                       Number of voting          % of voting 
  instrument                date           Conversion                      rights that               rights 
                            (xiii)         Period (xiv)                    may be 
                                                                           acquired if 
                                                                           the 
                                                                           instrument 
                                                                           is 
                                                                           exercised/ 
                                                                           converted. 
------------------------  -------------  ------------------------------  ------------------------  ---------------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------------- 
 Type of financial       Exercise       Expiration     Exercise/        Number of voting          % of voting 
  instrument              price         date           Conversion        rights instrument         rights (xix, 
                                        (xvii)         period            refers to                 xx) 
                                                       (xviii) 
----------------------  -------------  -------------  ---------------  ------------------------  ------------------------------ 
                                                                                                  Nominal        Delta 
----------------------  -------------  -------------  ---------------  ------------------------  -------------  --------------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                   Percentage of voting rights 
--------------------------------------------------------  --------------------------------------------------------------------- 
 35205803                                                  16.73% 
--------------------------------------------------------  --------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------- 
 
 
 Proxy Voting: 
----------------------------------------------------------------------- 
 10. Name of the proxy holder: 
--------------------------------------------------------------  ------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
--------------------------------------------------------------  ------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
--------------------------------------------------------------  ------- 
 
 
  13. Additional information: 
------------------------------------------------------------  --------- 
 14. Contact name: 
------------------------------------------------------------  --------- 
 15. Contact telephone number: 
------------------------------------------------------------  --------- 
 
 
 
Note: Annex should only be submitted to the FSA not the 
 issuer 
Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
------------------------------------------------------------------------------------------------------ 
 Full name                                                                           Lars Ernest Bader 
  (including legal form of 
  legal entities) 
-------------------------------------------------------  --------------------------------------------- 
 Contact address                                                         Fort Cambridge, Tigne Street, 
  (registered office for legal                                                           Sliema, Malta 
  entities) 
-------------------------------------------------------  --------------------------------------------- 
 Phone number & email                                           001 202 681 1279 [e-mail] 
-------------------------------------------------------  --------------------------------------------- 
 Other useful information 
  (at least legal representative 
  for legal persons) 
-------------------------------------------------------  --------------------------------------------- 
 
 B: Identity of the notifier, if applicable 
------------------------------------------------------------------------------------------------------ 
 Full name                                                                           Lars Ernest Bader 
-------------------------------------------------------  --------------------------------------------- 
 Contact address                                                         Fort Cambridge, Tigne Street, 
                                                                                         Sliema, Malta 

-------------------------------------------------------  --------------------------------------------- 
 Phone number & email                                           001 202 681 1279 [e-mail] 
-------------------------------------------------------  --------------------------------------------- 
 Other useful information 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
-------------------------------------------------------  --------------------------------------------- 
 
 C: Additional information 
------------------------------------------------------------------------------------------------------ 
 
For notes on how to complete form TR-1 please see the 
 FSA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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November 29, 2016 04:43 ET (09:43 GMT)