SME Loan Fund PLC (The) Holding(s) in Company (4034Z)

TIDMSMEF

RNS Number : 4034Z

SME Loan Fund PLC (The)

14 March 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (i) 
 
 
 1. Identity of the issuer      THE SME LOAN FUND PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached: 
  (ii) 
-----------------------------  ---------------------- 
 
 
 2 Reason for the notification (please tick the 
  appropriate box or boxes): 
--------------------------------------------------- 
 An acquisition or disposal of voting rights 
------------------------------------------------- 
 An acquisition or disposal of qualifying 
  financial instruments which may result in 
  the acquisition of shares already issued 
  to which voting rights are attached 
------------------------------------------------- 
 An acquisition or disposal of instruments 
  with similar economic effect to qualifying 
  financial instruments 
------------------------------------------------- 
 An event changing the breakdown of voting 
  rights 
------------------------------------------------- 
 Other (please 
  specify): 
----------------------------------------------- 
 
 
 
 3. Full name of person(s)          SQN ASSET MANAGEMENT 
  subject to the notification                LTD 
  obligation: (iii) 
---------------------------------  --------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.): 
  (iv) 
---------------------------------  --------------------- 
 5. Date of the transaction            08 March 2017 
  and date on which the threshold 
  is crossed or reached: (v) 
---------------------------------  --------------------- 
 6. Date on which issuer               14 March 2017 
  notified: 
---------------------------------  --------------------- 
 7. Threshold(s) that is/are              Above 5% 
  crossed or 
  reached: (vi, vii) 
---------------------------------  --------------------- 
 
 
 8. Notified details: 
--------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
--------------------------------------------------------------------------------------------- 
 Class/type       Situation              Resulting situation after 
  of               previous               the triggering transaction 
  shares           to the triggering 
                   transaction 
  if possible 
  using 
  the ISIN 
  CODE 
---------------  ---------------------  ----------------------------------------------------- 
                  Number      Number     Number      Number of              % of voting 
                   of          of         of          voting                 rights (x) 
                   Shares      Voting     shares      rights 
                               Rights 
---------------  ----------  ---------  ----------  ---------------------  ------------------ 
                                         Direct      Direct      Indirect   Direct   Indirect 
                                                      (xi)        (xii) 
---------------  ----------  ---------  ----------  ----------  ---------  -------  --------- 
 Ordinary 
  Shares                                                                    Above 
  GB00BYMK5S87        0          0       3,300,000   3,300,000     N/A       5%        N/A 
---------------  ----------  ---------  ----------  ----------  ---------  -------  --------- 
 
 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------- 
 Type of financial   Expiration   Exercise/     Number of      % of voting 
  instrument          date         Conversion    voting         rights 
                      (xiii)       Period        rights that 
                                   (xiv)         may be 
                                                 acquired 
                                                 if the 
                                                 instrument 
                                                 is 
                                                 exercised/ 
                                                 converted. 
------------------  -----------  ------------  -------------  ------------ 
        N/A             N/A           N/A           N/A            N/A 
------------------  -----------  ------------  -------------  ------------ 
 
 
 C: Financial Instruments with similar economic 
  effect to Qualifying Financial Instruments (xv, 
  xvi) 
---------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------- 
 Type of       Exercise   Expiration   Exercise/     Number of     % of voting 
  financial     price      date         Conversion    voting        rights (xix, 
  instrument               (xvii)       period        rights        xx) 
                                        (xviii)       instrument 
                                                      refers 
                                                      to 
------------  ---------  -----------  ------------  ------------  ---------------- 
                                                                   Nominal   Delta 
------------  ---------  -----------  ------------  ------------  --------  ------ 
     N/A         N/A         N/A           N/A           N/A 
------------  ---------  -----------  ------------  ------------  --------  ------ 
 
 
 Total (A+B+C) 
----------------------------------------------- 
 Number of voting rights   Percentage of voting 
                            rights 
------------------------  --------------------- 
  3,300,000                Above 5% 
------------------------  --------------------- 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------ 
 
                              N/A 
------------------------------------------------------------ 
 
 
 Proxy Voting: 
------------------------------------- 
 10. Name of the proxy holder:    N/A 
------------------------------  ----- 
 11. Number of voting rights      N/A 
  proxy holder will cease 
  to hold: 
------------------------------  ----- 
 12. Date on which proxy          N/A 
  holder will cease to hold 
  voting rights: 
------------------------------  ----- 
 
 
 13. Additional information: 
-------------------------------  --------------------- 
 14. Contact name:                 Neil Roberts 
-------------------------------  --------------------- 
 15. Contact telephone number:     [phone] 
-------------------------------  --------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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March 14, 2017 06:45 ET (10:45 GMT)