Sarossa PLC Holding(s) in Company (9457T)

TIDMSARS

RNS Number : 9457T

Sarossa PLC

23 July 2015

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or the underlying                               Sarossa Plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
--------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      X 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------  ------- 
 Other (please       Increase due to company share buyback program                X 
  specify): 
------------------  ---------------------------------------------------------  ------- 
 3. Full name of person(s) subject                                  David H Richardson 
  to the 
  notification obligation: (iii) 
------------------------------------------  ------------------------------------------ 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
------------------------------------------  ------------------------------------------ 
 5. Date of the transaction and date                                   20-23 July 2015 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
------------------------------------------  ------------------------------------------ 
 6. Date on which issuer notified:                                        23 July 2015 
------------------------------------------  ------------------------------------------ 
 7. Threshold(s) that is/are crossed                                              > 3% 
  or 
  reached: (vi, vii) 
------------------------------------------  ------------------------------------------ 
 
 
 
 8. Notified details: 
-------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
-------------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                  Resulting situation after the triggering 
 of               to the triggering                   transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  ----------------------------------  ---------------------------------------------------------------------- 
                 Number          Number              Number         Number of voting          % of voting rights 
                  of              of                  of shares      rights                    (x) 
                  Shares          Voting 
                                  Rights 
--------------  --------------  ------------------  -------------  ------------------------  ----------------------------- 
                                                     Direct         Direct         Indirect   Direct          Indirect 
                                                                     (xi)           (xii) 
--------------    ---  -------  ------  -----  ---  -------------  -------------  ---------  --------------  ------------- 
 
 
 
  JE00BKWBZV64   < 3%            < 3%                20,369,090     20,369,090                3.75% 
                --------------  ------------------  -------------  -------------  ---------  --------------  ------------- 
 
 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------------------- 
 Type of financial      Expiration       Exercise/                       Number of voting               % of voting 
  instrument             date (xiii)      Conversion Period               rights that may                rights 
                                          (xiv)                           be 
                                                                          acquired if the 
                                                                          instrument is 
                                                                          exercised/ converted. 
---------------------  ---------------  ------------------------------  -----------------------------  ------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
-------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise      Expiration     Exercise/           Number of voting               % of voting rights 
 financial          price         date (xvii)    Conversion          rights instrument              (xix, xx) 
 instrument                                      period              refers to 
                                                 (xviii) 
----------------  ------------  -------------  ------------------  -----------------------------  ------------------------ 
                                                                                                   Nominal       Delta 
----------------  ------------  -------------  ------------------  -----------------------------  ------------  ---------- 
 
 
 Total (A+B+C) 
-------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                          Percentage of voting rights 
---------------------------------------------------------------  --------------------------------------------------------- 
 20,369,090                                                       3.75% 
---------------------------------------------------------------  --------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
----------------------------------------  -------------------------------------- 
 14. Contact name:                                            David H Richardson 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:                                       07700769555 
----------------------------------------  -------------------------------------- 
 
 
 
 Note: Annex should only be submitted to the FCA not the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to the notification 
  obligation 
------------------------------------------------------------------------- 
 Full name 
  (including legal form of legal entities) 
----------------------------------------------------------------------- 
 Contact address 
  (registered office for legal entities) 
----------------------------------------------------------------------- 
 Phone number & email 
----------------------------------------------------------------------- 
 Other useful information 
  (at least legal representative for 
  legal persons) 
----------------------------------------------------------------------- 
 
 B: Identity of the notifier, if applicable 
------------------------------------------------------------------------- 
 Full name 
----------------------------------------------------------------------- 
 Contact address 
----------------------------------------------------------------------- 
 Phone number & email 
----------------------------------------------------------------------- 
 Other useful information 
  (e.g. functional relationship with 
  the person or legal entity subject 
  to the notification obligation) 
----------------------------------------------------------------------- 
 
 C: Additional information 
------------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the FCA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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