ICAP PLC Holding(s) in Company (6412E)

TIDMIAP TIDMSDR

RNS Number : 6412E

ICAP PLC

19 July 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                                     ICAP plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
----------------------------------------------------------  --------------------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                             ü 
------------------------------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------------------------------  ------- 
 Other (please                                         Type 1 disclosure as per the Transparency         ü 
  specify):                                            Directive II Regulation 
----------------------------------------------------  ------------------------------------------------  ------- 
 3. Full name of person(s)                                                   Schroders plc 
  subject to the 
  notification obligation: 
  (iii) 
------------------------------------------------------  ------------------------------------------------------- 
 4. Full name of shareholder(s)                                      Schroder Investment Management 
  (if different from 3.):(iv)                                                    Limited 
------------------------------------------------------  ------------------------------------------------------- 
 5. Date of the transaction                                                     15.07.16 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
------------------------------------------------------  ------------------------------------------------------- 
 6. Date on which issuer                                                        19.07.16 
  notified: 
------------------------------------------------------  ------------------------------------------------------- 
 7. Threshold(s) that is/are                                                 From 12% - 13% 
  crossed or 
  reached: (vi, vii) 
------------------------------------------------------  ------------------------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                Resulting situation after the 
  of              to the triggering                 triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  --------------------------------  -------------------------------------------------------------------- 
                 Number           Number           Number            Number of                % of voting 
                  of               of               of shares         voting                   rights (x) 
                  Shares           Voting                             rights 
                                   Rights 
--------------  ---------------  ---------------  ----------------  -----------------------  ------------------------- 
                                                   Direct            Direct     Indirect      Direct        Indirect 
                                                                     (xi)        (xii) 
--------------      -----------  -------------    ----------------  ---------  ------------  ------------  ----------- 
   Ordinary 
                                 -------------                                 ------------ 
 GB0033872168      88,682,857       84,146,146       89,693,570        N/A      85,156,859        N/A        13.070% 
--------------  ---------------  ---------------  ----------------  ---------  ------------  ------------  ----------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration                  Exercise/             Number of voting           % of voting 
  instrument          date (xiii)                 Conversion            rights that                rights 
                                                  Period (xiv)          may be 
                                                                        acquired if 
                                                                        the 
                                                                        instrument 
                                                                        is 
                                                                        exercised/ 
                                                                        converted. 
------------------  --------------------------  --------------------  -------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise       Expiration     Exercise/           Number of voting           % of voting 
  financial         price          date          Conversion           rights instrument          rights (xix, 
  instrument                       (xvii)        period               refers to                  xx) 
                                                 (xviii) 
----------------  -------------  -------------  ------------------  -------------------------  ----------------------- 
                                                                                                  Nominal      Delta 
----------------  -------------  -------------  ------------------  -------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                             Percentage of voting rights 
--------------------------------------------------  ------------------------------------------------------------------ 
                    85,156,859                                                    13.070% 
--------------------------------------------------  ------------------------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------------------------- 
 
   Schroder Investment Management Limited 85,156,859 13.070% 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ---------------------------------- 
 11. Number of voting rights proxy 
  holder will cease to hold: 
-------------------------------------------------------------  ---------------------------------- 
 12. Date on which proxy holder will 
  cease to hold voting rights: 
-------------------------------------------------------------  ---------------------------------- 
 
                                                                This disclosure has been 
  13. Additional information:                                   made based on the legal entity 
                                                                position exceeding the 13% 
                                                                threshold. Schroders plc 
                                                                position remains as per the 
                                                                last disclosure made 15.07.16. 
                                                                The shares referred to in 
                                                                section 9 are held in portfolios 
                                                                managed by those firms on 
                                                                a discretionary basis for 
                                                                clients under investment 
                                                                management agreements. This 
                                                                disclosure has been calculated 
                                                                based on issue share capital 

                                                                amount 651,567,548. 
-------------------------------------------------------------  ---------------------------------- 
 14. Contact name: 
                                                                         Deborah Abrehart 
-------------------------------------------------------------  ---------------------------------- 
 
 15. Contact telephone number:                                             020 7000 5000 
-------------------------------------------------------------  ---------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLEALXNFLSKEFF

(END) Dow Jones Newswires

July 19, 2016 10:47 ET (14:47 GMT)