ICAP PLC Holding(s) in Company (5629V)

TIDMIAP TIDMSDR

RNS Number : 5629V

ICAP PLC

18 April 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                                     ICAP plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
----------------------------------------------------------  --------------------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                             ü 
------------------------------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------------------------------  ------- 
 Other (please                                         Type 3 disclosure as per the Transparency         ü 
  specify):                                            Directive II Regulation 
----------------------------------------------------  ------------------------------------------------  ------- 
 3. Full name of person(s)                                                   Schroders plc 
  subject to the 
  notification obligation: 
  (iii) 
------------------------------------------------------  ------------------------------------------------------- 
 4. Full name of shareholder(s)                                      Schroder Investment Management 
  (if different from 3.):(iv)                                                    Limited 
------------------------------------------------------  ------------------------------------------------------- 
 5. Date of the transaction                                                     15.04.16 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
------------------------------------------------------  ------------------------------------------------------- 
 6. Date on which issuer                                                        18.04.16 
  notified: 
------------------------------------------------------  ------------------------------------------------------- 
 7. Threshold(s) that is/are                                                 From 12% - 13% 
  crossed or 
  reached: (vi, vii) 
------------------------------------------------------  ------------------------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                Resulting situation after the 
  of              to the triggering                 triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  --------------------------------  -------------------------------------------------------------------- 
                 Number           Number           Number            Number of                % of voting 
                  of               of               of shares         voting                   rights (x) 
                  Shares           Voting                             rights 
                                   Rights 
--------------  ---------------  ---------------  ----------------  -----------------------  ------------------------- 
                                                   Direct            Direct     Indirect      Direct        Indirect 
                                                                     (xi)        (xii) 
--------------      -----------  -------------    ----------------  ---------  ------------  ------------  ----------- 
   Ordinary 
                                 -------------                                 ------------ 
 GB0033872168      88,007,216       84,210,748       89,185,824        N/A      84,697,603        N/A        12.999% 
--------------  ---------------  ---------------  ----------------  ---------  ------------  ------------  ----------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration                  Exercise/             Number of voting           % of voting 
  instrument          date (xiii)                 Conversion            rights that                rights 
                                                  Period (xiv)          may be 
                                                                        acquired if 
                                                                        the 
                                                                        instrument 
                                                                        is 
                                                                        exercised/ 
                                                                        converted. 
------------------  --------------------------  --------------------  -------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise       Expiration     Exercise/           Number of voting           % of voting 
  financial         price          date          Conversion           rights instrument          rights (xix, 
  instrument                       (xvii)        period               refers to                  xx) 
                                                 (xviii) 
----------------  -------------  -------------  ------------------  -------------------------  ----------------------- 
       CFD             N/A            N/A               N/A                   13,395              Nominal      Delta 
----------------  -------------  -------------  ------------------  -------------------------  ------------  --------- 
                                                                                                  0.002%         1 
--------------      -----------  -------------      --------------    -------  ------------    ------------  --------- 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                             Percentage of voting rights 
--------------------------------------------------  ------------------------------------------------------------------ 
                    84,710,998                                                    13.001% 
--------------------------------------------------  ------------------------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
--------------------------------------------------------------------------------------------------- 
 Schroder Investment Management Limited 84,710,998 13.001% 
 
 Proxy Voting: 
--------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ------------------------------------ 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  ------------------------------------ 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  ------------------------------------ 
 
                                                                This notification is being 
  13. Additional information:                                   made based on the legal entity 
                                                                position crossing above 13%. 
                                                                Schroders Plc's position 
                                                                remains as per the previous 
                                                                disclosure. The shares referred 
                                                                to in section 9 are held 
                                                                in portfolios managed by 
                                                                those firms on a discretionary 
                                                                basis for clients under investment 
                                                                management agreements. This 
                                                                disclosure has been calculated 

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April 18, 2016 12:42 ET (16:42 GMT)

                                                                based on issued share capital 
                                                                amount 651,557,040. 
-------------------------------------------------------------  ------------------------------------ 
 14. Contact name: 
                                                                          Deborah Abrehart 
-------------------------------------------------------------  ------------------------------------ 
 
 15. Contact telephone number:                                              020 7000 5000 
-------------------------------------------------------------  ------------------------------------ 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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