Panmure Gordon (UK) Ltd Form 8.5 (EPT/RI)- DiamondCorp

 
TIDMDCP 
 
 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.KEY INFORMATION

 
(a) Name of exempt principal trader:       Panmure Gordon (UK) Limited 
(b) Name of offeror/offeree                DiamondCorp Plc 
in relation to whose 
relevant  securities this form relates: 
Use a separate form for 
each offeror/offeree 
(c) Name of the party to                   DiamondCorp Plc 
the offer with which 
exempt principal  trader is connected: 
(d) Date dealing undertaken:               19 October 2016 
(e) Has the EPT previously disclosed,      NO 
or is it today disclosing, 
under the Code in respect of any 
other party to this offer? 
 
 

2.DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)Purchases and sales

 
Class of         Purchases/  Total number of  Highest price  Lowest price 
relevant         sales       securities       per unit       per unit 
security                                      paid/received  paid/received 
ORD              Sales       100,000          3.5p           3.5p 
0.01p 
- GB00B183ZC46 
 
 

(b)Derivatives transactions (other than options)

 
Class of relevant  Product     Nature of           Number of reference Price per unit 
security           description dealing             securities 
                   e.g. CFD    e.g. 
                               opening/closing 
                               a long/short 
                               position, 
                               increasing/reducing 
                               a long/short 
                               position 
 
 

(c)Options transactions in respect of existing securities

(i)Writing, selling, purchasing or varying

 
Class of  Product         Writing,     Number        Exercise price Type           Expiry date Option money 
relevant  descriptione.g. purchasing,  of securities per unit       e.g. American,             paid/ 
security  call            selling,     to                           European etc.              received 
          option          varying etc. which option                                            per unit 
                                       relates 
 
 

(ii)Exercising

 
Class of relevant  Product description Number of securities Exercise price 
security           e.g. call option                         per unit 
 
 

(d)Other dealings (including subscribing for new securities)

 
Class of relevant security  Nature of dealing  Details Price per unit (if 
                            e.g. subscription,         applicable) 
                            conversion 
 
 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3.OTHER INFORMATION

(a)Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement  or understanding, formal or 
informal, relating to relevant  securities which 
may be an inducement to deal or refrain 
from  dealing entered into by the exempt principal 
trader making the  disclosure and 
any party to the offer or any person acting 
in  concert with a party to the offer: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
 
 

(b)Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the 
exempt principal trader making the disclosure 
and any other person relating to: 
(i) the voting rights of any relevant securities under any  option; or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
 
 
Date of disclosure:   20 October 2016 
Contact name:         Ann Whitfield 
Telephone number:     020 7886 2648 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail] Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20161020005619/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

October 20, 2016 05:53 ET (09:53 GMT)