Canaccord Genuity Limited Canaccord Genuity Corporation Form 38.5b (7128F)

TIDMDALR

RNS Number : 7128F

Canaccord Genuity Limited

19 May 2017

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FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

   1.          KEY INFORMATION 
 
Name of exempt principal  Canaccord Genuity 
 trader                    Corporation 
========================  =================== 
Company dealt in          Dalradian Resources 
========================  =================== 
Class of relevant         COM NPV 
 security to which 
 the dealings being 
 disclosed relate 
 (Note 1) 
========================  =================== 
Date of dealing           18 May 2017 
========================  =================== 
 
   2.          INTERESTS AND SHORT POSITIONS 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 
                                         Long               Short 
===========================  =================  =================== 
                             Number      (%)     Number       (%) 
===========================  =========  ======  ===========  ====== 
(1) Relevant securities      29 0.001% 
===========================  =================  =================== 
(2) Derivatives (other 
 than options) 
===========================  =================  =================== 
(3) Options and agreements 
 to purchase/sell 
===========================  =================  =================== 
Total 
===========================  =================  =================== 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 
Class of relevant                        Long                Short 
 security: 
==========================  ===================  ===================== 
                            Number        (%)     Number         (%) 
==========================  =========    ======  ===========    ====== 
(1) Relevant securities 
==========================  ===================  ===================== 
(2) Derivatives (other 
 than options) 
==========================  ===================  ===================== 
(3) Options and agreements 
 to purchase/sell 
==========================  ===================  ===================== 
Total 
==========================  ===================  ===================== 
 
 

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   3.       DEALINGS (Note 3) 
   (a)      Purchases and sales 
 
 Purchase/sale         Number of relevant       Price per 
                        securities               unit (Note 
                                                 4) 
==============  =========================  ================ 
Buy             6,800                      C$1.425 
 Buy             4,000                      C$1.43 
 Sale            10,800                     C$1.43 
==============  =========================  ================ 
 
   (b)      Derivatives transactions (other than options transactions) 
 
 Product     Nature of      Number of relevant   Price 
  name,       transaction    securities           per unit 
  e.g. CFD    (Note 5)       (Note 6)             (Note 
                                                  4) 
==========  =============  ===================  ========== 
 
 
   (c)      Options transactions in respect of existing relevant securities 
   (i)       Writing, selling, purchasing or varying 
 
 Product   Writing,       Number           Exercise   Type,       Expiry   Option 
  name,     selling,       of securities    price      e.g.        date     money 
  e.g.      purchasing,    to which                    American,            paid/received 
  call      varying        the option                  European             per unit 
  option    etc.           relates                     etc.                 (Note 
                           (Note                                            4) 
                           7) 
========  =============  ===============  =========  ===========  ======  =============== 
 
 
   (ii)      Exercising 
 
 Product name,         Number of securities       Exercise price 
  e.g. call                                        per unit (Note 
  option                                           4) 
==============  ===========================  ==================== 
 
 
   (d)      Other dealings (including transactions in respect of new securities) (Note 3) 
 
 Nature of            Details       Price per 
  transaction                        unit 
  (Note 7)                           (if applicable) 
                                     (Note 4) 
=============  ==============  ===================== 
 
 

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   4.       OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities

under any option referred to on this form or relating to the voting rights or future

acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

   Is a Supplemental Form 38.5(b) attached? (Note 8)                    YES/NO 
 
Date of disclosure        19 May 2017 
========================  ======================= 
Contact name              David Baker 
========================  ======================= 
Telephone number          020 7523 4656 
========================  ======================= 
Name of offeree/offeror   Dalradian Resources 
 with which connected      Inc 
========================  ======================= 
Nature of connection      Canaccord Genuity 
 (Note 9)                  Limited acts as broker 
                           to DALRADIAN RESOURCES 
                           INC 
========================  ======================= 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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May 19, 2017 09:52 ET (13:52 GMT)