Aurum Mining PLC Holding(s) in Company (8277L)

TIDMAUR

RNS Number : 8277L

Aurum Mining PLC

06 October 2016

 
 For filings with the FCA include the 
  annex 
 For filings with issuer exclude the 
  annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
---------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                 AURUM MINING PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------------  -------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
------------------------------------------------------------  ------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------  ------------------- 
 An acquisition or disposal of instruments with                        X 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------  ------------------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------  ------------------- 
 Other (please 
  specify): 
----------------------------------------------------------    ------------------- 
 3. Full name of person(s)                                     PAUL JOHN KAVANAGH 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  -------------------- 
 4. Full name of shareholder(s)                                      Spreadex Ltd 
  (if different from 3.):(iv) 
-----------------------------------------------------------  -------------------- 
 5. Date of the transaction                                    3(RD) October 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  -------------------- 
 6. Date on which issuer                                       5(th) October 2016 
  notified: 
-----------------------------------------------------------  -------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                           3% 
-----------------------------------------------------------  -------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type    Situation previous                    Resulting situation after the 
 of             to the triggering                     triggering transaction 
 shares         transaction 
 
 if possible 
 using 
 the ISIN 
 CODE 
------------  ------------------------------------  ------------------------------------------------------------------ 
               Number             Number             Number          Number of                % of voting 
               of                  of                 of shares       voting                   rights (x) 
               Shares              Voting                             rights 
                                   Rights 
------------  -----------------  -----------------  --------------  -----------------------  ------------------------- 
                                                     Direct          Direct     Indirect      Direct        Indirect 
                                                                     (xi)        (xii) 
------------      -------------    -------------    --------------  ---------  ------------  ------------  ----------- 
 Ordinary 
  shares of 
  1p           588356             0.2%               588356          588356                   0.2% 
              -----------------  -----------------  --------------  ---------  ------------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of           Expiration       Exercise/                          Number of voting           % of voting 
 financial          date             Conversion                         rights that                rights 
 instrument         (xiii)           Period (xiv)                       may be 
                                                                        acquired if 
                                                                        the 
                                                                        instrument 
                                                                        is 
                                                                        exercised/ 
                                                                        converted. 
----------------  ---------------  ---------------------------------  -------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of         Exercise         Expiration       Exercise/         Number of voting           % of voting 
 financial        price           date             Conversion         rights instrument          rights (xix, 
 instrument                       (xvii)           period             refers to                  xx) 
                                                   (xviii) 
--------------  ---------------  ---------------  ----------------  -------------------------  ----------------------- 
 Spread Bet                                                          9500000                    Nominal       Delta 
--------------  ---------------  ---------------  ----------------  -------------------------  ------------  --------- 
                                                                                                3.23% 
------------      -------------    -------------      ------------    -------  ------------    ------------  --------- 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                               Percentage of voting rights 
----------------------------------------------------  ---------------------------------------------------------------- 
 10088356                                              3.43% 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------ 
 
 
 Proxy Voting: 
------------------------------------------------------------------------------ 
 10. Name of the proxy holder: 
--------------------------------------------------------------  -------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
--------------------------------------------------------------  -------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
--------------------------------------------------------------  -------------- 
 
 
  13. Additional information: 
------------------------------------------------------------  ---------------- 
 14. Contact name:                                               Paul Kavanagh 
------------------------------------------------------------  ---------------- 
 15. Contact telephone number: 
------------------------------------------------------------  ---------------- 
 
 
 
 Note: Annex should only be submitted to the FCA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
----------------------------------------------------------------------- 
 Full name                                           Paul John Kavanagh 
  (including legal form of 
  legal entities) 
-------------------------------------  -------------------------------- 
 Contact address                              c/o Patronus Partners Ltd 
  (registered office for legal           3 Fitzhardinge Street, London, 
  entities)                                                     W1H 3EF 
-------------------------------------  -------------------------------- 
 Phone number & email                                     0203 818 5302 
-------------------------------------  -------------------------------- 
 Other useful information 
  (at least legal representative 
  for legal persons) 
-------------------------------------  -------------------------------- 
 
 B: Identity of the notifier, if applicable 
----------------------------------------------------------------------- 
 Full name 
-------------------------------------  -------------------------------- 
 Contact address 
-------------------------------------  -------------------------------- 
 Phone number & email 
-------------------------------------  -------------------------------- 
 Other useful information 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 

-------------------------------------  -------------------------------- 
 
 C: Additional information 
----------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the 
  FCA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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October 06, 2016 02:00 ET (06:00 GMT)