AFH Financial Group Plc TR-1: Notification of Major Interest in Shares (2467C)

TIDMAFHP TIDMAFHB

RNS Number : 2467C

AFH Financial Group Plc

11 April 2017

 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
--------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                         AFH Financial Group PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------------  ---------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                     X 
-------------------------------------------------------------------  ------------------------ 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
-------------------------------------------------------------------  ------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
-------------------------------------------------------------------  ------------------------ 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------  ------------------------ 
 Other (please 
  specify): 
---------------------------------------------------------  --------  ------------------------ 
 3. Full name of person(s)                                             Slater Investments Ltd 
  subject to the notification 
  obligation: (iii) 
-----------------------------------------------------------  -------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
-----------------------------------------------------------  -------------------------------- 
 5. Date of the transaction                                                 11(th) April 2017 
  and date on which the threshold 
  is crossed or reached: (v) 
-----------------------------------------------------------  -------------------------------- 
 6. Date on which issuer                                                    11(th) April 2017 
  notified: 
-----------------------------------------------------------  -------------------------------- 
 7. Threshold(s) that is/are                                                         Above 9% 
  crossed or reached: (vi, 
  vii) 
-----------------------------------------------------------  -------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation                        Resulting situation after the 
  of             previous                         triggering transaction 
  shares         to the triggering 
                 transaction 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  -------------------------------  ---------------------------------------------------------------------- 
                Number           Number          Number          Number of voting             % of voting 
                of                of              of shares       rights                       rights (x) 
                Shares            Voting 
                                  Rights 
-------------  ---------------  --------------  --------------  ---------------------------  ------------------------- 
                                                 Direct          Direct         Indirect      Direct     Indirect 
                                                                  (xi)           (xii) 
-------------      -----------    ------------  --------------  -------------  ------------  ---------  -------------- 
 GB00B4W5WQ08   0                0               115,000         115,000        2,704,000     0.38%      8.99% 
               ---------------  --------------  --------------  -------------  ------------  ---------  -------------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration     Exercise/                       Number of voting             % of voting 
 financial           date           Conversion                      rights that                  rights 
 instrument          (xiii)         Period (xiv)                    may be 
                                                                    acquired if 
                                                                    the 
                                                                    instrument 
                                                                    is 
                                                                    exercised/ 
                                                                    converted. 
-----------------  -------------  ------------------------------  ---------------------------  ----------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise       Expiration      Exercise/       Number of        % of voting 
 financial         price         date            Conversion      voting            rights (xix, 
 instrument                      (xvii)          period          rights            xx) 
                                                 (xviii)         instrument 
                                                                 refers to 
---------------  -------------  --------------  --------------  ---------------  ------------------------------------- 
                                                                                  Nominal                  Delta 
---------------  -------------  --------------  --------------  ---------------  -----------------------  ------------ 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                           Percentage of voting rights 
------------------------------------------------  -------------------------------------------------------------------- 
                                       2,819,000                                                                 9.37% 
------------------------------------------------  -------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
--------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
--------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ------------------ 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  ------------------ 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  ------------------ 
 
 
  13. Additional information: 
-------------------------------------------------------------  ------------------ 
 14. Contact name:                                                    Ralph Baber 
-------------------------------------------------------------  ------------------ 
 15. Contact telephone number:                                  + 44 20 7220 9460 
-------------------------------------------------------------  ------------------ 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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April 11, 2017 12:09 ET (16:09 GMT)