Dimensional Fund Adv Form 8.3 - Smurfit Kappa Group plc - Ordinary shares

 
TIDMSKG 
 
 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

 
Name of person dealing(Note 1)     Dimensional Fund Advisors 
                                   Ltd. ("Dimensional"), 
                                   in its capacity as  investment 
                                   manager and on behalf 
                                   its affiliates 
                                   who are also  investment 
                                   managers. Dimensional 
                                   and its affiliates 
                                   expressly  disclaim beneficial 
                                   ownership of the shares described 
                                   in this form  8.3 
Company dealt in                   Smurfit Kappa Group plc 
Class of relevant security         EUR0.001 ordinary shares 
to which the dealings 
being disclosed  relate(Note 2) 
Date of dealing                    16 May 2018 
 
 

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
                                       Long                 Short 
                                       Number    (%)        Number    (%) 
(1) Relevant securities                3,017,273 1.27% 
(2) Derivatives (other than options) 
(3) Options and agreements 
to purchase/sell 
Total                                  3,017,273 1.27% 
 
 

NB there were net transfers out of 10,884 shares

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant security:                   Long           Short 
                                              Number    (%)  Number    (%) 
(1) Relevant securities 
(2) Derivatives (other than options) 
(3) Options and agreements to purchase/sell 
Total 
 
 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

 
Purchase/sale   Number of relevant securities  Price per unit (Note 5) 
Purchase        24                             34.2433 
 
 

(b) Derivatives transactions (other than options transactions)

 
Product name,   Nature of transaction  Number of relevant  Price per unit 
e.g. CFD        (Note 6)               securities          (Note 5) 
                                       (Note 7) 
 
 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

 
Product     Writing,      Number        Exercise  Type,      Expiry date  Option 
name,       selling,      of            price     e.g.                    money 
e.g. call   purchasing,   securities              American,               paid/received 
option      varying etc.  to which                European                per 
                          the                     etc.                    unit(Note 
                          option                                          5) 
                          relates(Note 
                          7) 
 
 

(ii) Exercising

 
Product name,      Number of securities  Exercise price per unit(Note 5) 
e.g. call option 
 
 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

 
Nature of transaction   Details  Price per unit 
(Note 8)                         (if applicable) (Note 5) 
 
 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9) NO

 
Date of disclosure                                        17 May 2018 
Contact name                                              Thomas Hone 
Telephone number                                          [phone] 
If a connected EFM, name of offeree/offeror               N/A 
with which connected 
If a connected EFM, state nature of connection(Note 10)   N/A 
 
 
 
 

View source version on businesswire.com: https://www.businesswire.com/news/home/20180517005623/en/

 
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(END) Dow Jones Newswires

May 17, 2018 07:05 ET (11:05 GMT)