Bank of New York Mellon Corp. (The) Form 8.3 - Smurfit Kappa Group plc (4774I)

TIDMSKG

RNS Number : 4774I

Bank of New York Mellon Corp. (The)

21 March 2018

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

   1.       KEY INFORMATION 
 
Name of person dealing (Note 1)                             The Bank of New York Mellon Corporation and its 
                                                            subsidiaries; 1. Insight Investment Management 
                                                            (Global) Limited, 2. BNY Mellon Asset Management North 
                                                            America Corporation, 3. The Bank of 
                                                            New York Mellon, 4. Newton Investment Management Limited, 
                                                            5. Pershing LLC 
==========================================================  ========================================================== 
Company dealt in                                            Smurfit Kappa Group plc 
==========================================================  ========================================================== 
Class of relevant security to which the dealings being      EUR0.001 ordinary shares 
disclosed relate (Note 2) 
==========================================================  ========================================================== 
Date of dealing                                             20 March 2018 
==========================================================  ========================================================== 
 
   2.         INTERESTS AND SHORT POSITIONS 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
                                         Long               Short 
===========================  =================  =================== 
                             Number      (%)     Number       (%) 
===========================  =========  ======  ===========  ====== 
                             4,252,648 
(1) Relevant securities       1.79% 
===========================  =================  =================== 
(2) Derivatives (other 
 than options) 
===========================  =================  =================== 
(3) Options and agreements 
 to purchase/sell 
===========================  =================  =================== 
                             4,252,648 
Total                         1.79% 
===========================  =================  =================== 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant                          Long                Short 
 security: 
============================  ===================  ===================== 
                              Number        (%)     Number         (%) 
============================  =========    ======  ===========    ====== 
(1) Relevant securities 
============================  ===================  ===================== 
 
  (2) Derivatives (other 
  than options) 
============================  ===================  ===================== 
 
  (3) Options and agreements 
  to purchase/sell 
============================  ===================  ===================== 
Total 
============================  ===================  ===================== 
 
 

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   1.       DEALINGS (Note 4) 
   (a)      Purchases and sales 
 
 
  Purchase/sale           Number of relevant        Price per 
                          securities                unit (Note 
                                                    5) 
===============  ===========================  ================ 
     Sale                  123,411               GBP 30.91 
    Purchase                  200                 EUR 35.30 
      Sale                    200                 EUR 35.30 
===============  ===========================  ================ 
 
   (b)      Derivatives transactions (other than options transactions) 
 
Product    Nature of     Number of relevant   Price 
 name,      transaction   securities           per unit 
 e.g. CFD   (Note 6)      (Note 7)             (Note 
                                               5) 
=========  ============  ==================  ========== 
 
 
   (c)      Options transactions in respect of existing relevant securities 
   (i)       Writing, selling, purchasing or varying 
 
Product  Writing,      Number          Exercise  Type,       Expiry  Option 
 name,    selling,      of securities   price     e.g.        date    money 
 e.g.     purchasing,   to which                  American,           paid/received 
 call     varying       the option                European            per unit 
 option   etc.          relates                   etc.                (Note 
                        (Note                                         5) 
                        7) 
=======  ============  ==============  ========  ==========  ======  ============== 
 
 
   (ii)      Exercising 
 
Product name,         Number of securities      Exercise price 
 e.g. call                                       per unit (Note 
 option                                          5) 
=============  ===========================  =================== 
 
 
   (d)      Other dealings (including transactions in respect of new securities) (Note 4) 
 
Nature of            Details      Price per 
 transaction                       unit 
 (Note 8)                          (if applicable) 
                                   (Note 5) 
============  ==============  ==================== 
 
 

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   2.       OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none,

this should be stated.

   Is a Supplemental Form 8 attached? (Note 9)                                            NO 
 
Date of disclosure            21 March 2018 
============================  ============= 
Contact name                  Ivan Arias 
============================  ============= 
Telephone number              516-338-3370 
============================  ============= 
If a connected EFM, 
 name of offeree/offeror 
 with which connected 
============================  ============= 
If a connected EFM, 
 state nature of connection 
 (Note 10) 
============================  ============= 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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March 21, 2018 09:47 ET (13:47 GMT)