BARCLAYS PLC FORM 8.3 - SMURFIT KAPPA GROUP PLC

 
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FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

 
   Name of person dealing (Note 1)           Barclays PLC. 
   Company dealt in                          SMURFIT KAPPA GROUP PLC 
   Class of relevant security to which the   EUR0.001 ordinary shares 
   dealings being disclosed relate (Note 2) 
   Date of dealing                           07 May 2018 
 
 

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
Class of                    EUR0.001 ordinary 
relevant                    shares 
security: 
                            Long                    Short 
                            Number           (%)    Number     (%) 
(1)         Relevant 
            securities 
                            3,543,878        1.49%  442,614    0.19% 
(2)         Derivatives 
            (other 
            than options): 
                            134,303          0.06%  2,249,655  0.95% 
(3)         Options and 
            agreements 
            to 
            purchase/sell:  0                0.00%  0          0.00% 
(4)         TOTAL: 
                            3,678,181        1.55%  2,692,269  1.14% 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant security:                   Long         Short 
                                              Number  (%)  Number  (%) 
(1) Relevant securities 
(2) Derivatives (other than options) 
(3) Options and agreements to purchase/sell 
Total 
 
 

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3. DEALINGS (Note 4)

(a) Purchases and sales

 
Purchase/sale   Number of relevant securities  Price per unit (Note 5) 
 
 

(b) Derivatives transactions (other than options transactions)

 
Product name,   Nature of transaction  Number of relevant  Price per unit 
e.g. CFD        (Note 6)               securities          (Note 5) 
                                       (Note 7) 
 
 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

 
Product     Writing,      Number      Exercise  Type,      Expiry date  Option 
name,       selling,      of          price     e.g.                    money 
e.g. call   purchasing,   securities            American,               paid/received 
option      varying etc.  to which              European                per unit 
                          the                   etc.                    (Note 5) 
                          option 
                          relates 
                          (Note 7) 
 
 

(ii) Exercising

 
Product name,      Number of securities  Exercise price per unit (Note 5) 
e.g. call option 
 
 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

 
Nature of transaction   Details  Price per unit 
(Note 8)                         (if applicable) (Note 5) 
 
 

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4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9) YES/NO

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
Date of disclosure:                                   8 May 2018 
Contact name:                                         ELISE TANG 
Telephone number:                                     0207 1163001 
If a connected EFM, name of offeree/offeror with which connected 
If a connected EFM, state nature of connection 
 
 
 
 

View source version on businesswire.com: https://www.businesswire.com/news/home/20180508005928/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

May 08, 2018 08:15 ET (12:15 GMT)