Shanta Gold Limited Holding(s) in Company (6615J)

TIDMSHG

RNS Number : 6615J

Shanta Gold Limited

06 December 2018

 
 For filings with the FCA include the 
  annex 
 For filings with issuer exclude the 
  annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
 
 1. Identity of the issuer or the underlying                           SHANTA GOLD LTD 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
                                                    ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
 An acquisition or disposal of voting rights                                    ü 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  --------------------------------------------------------  ------- 
 3. Full name of person(s) subject                             SUSTAINABLE CAPITAL LTD 
  to the 
  notification obligation: (iii) 
                                              ---------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
                                              ---------------------------------------- 
 5. Date of the transaction and date                                   5 DECEMBER 2018 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
                                              ---------------------------------------- 
 6. Date on which issuer notified:                         6 DECEMBER 2018 
                                              ---------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached: (vi, vii)                                                                9% 
                                              ---------------------------------------- 
 
 
 
 8. Notified details: 
 A: Voting rights attached to shares (viii, ix) 
 Class/type of    Situation previous                   Resulting situation after the triggering 
  shares           to the triggering                    transaction 
                   transaction 
  if possible 
  using 
  the ISIN CODE 
                 -----------------------------------  ------------------------------------------------------------------ 
                  Number          Number               Number       Number of voting        % of voting rights 
                   of              of                   of shares    rights                  (x) 
                   Shares          Voting 
                                   Rights 
                 --------------  -------------------  -----------  ----------------------  ----------------------------- 
                                                       Direct       Direct       Indirect   Direct            Indirect 
                                                                    (xi)          (xii) 
                 ----  --------  -----  ------  ----  -----------  -----------  ---------  ----------------  ----------- 
 GB00B0CGR828     61068150        7.84%                73428150     9.43%                   9.43% 
                 --------------  -------------------  -----------  -----------  ---------  ----------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
 Resulting situation after the triggering transaction 
 Type of financial      Expiration       Exercise/                      Number of voting                % of voting 
  instrument             date (xiii)      Conversion Period              rights that may                 rights 
                                          (xiv)                          be 
                                                                         acquired if the 
                                                                         instrument is 
                                                                         exercised/ converted. 
                       ---------------  -----------------------------  ------------------------------  ----------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
 Resulting situation after the triggering transaction 
 Type of        Exercise          Expiration     Exercise/      Number of voting                 % of voting rights 
 financial       price             date           Conversion     rights instrument                (xix, xx) 
 instrument                        (xvii)         period         refers to 
                                                  (xviii) 
               ----------------  -------------  -------------  -------------------------------  ------------------------ 
                                                                                                 Nominal        Delta 
               ----------------  -------------  -------------  -------------------------------  -------------  --------- 
 
 
 Total (A+B+C) 
 Number of voting rights                                        Percentage of voting rights 
                                                               --------------------------------------------------------- 
 73,428,150                                                     9.43% 
                                                               --------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
 
                        HSBC FUND SERVICES CLIENTS A/C 006 
                                   HSBC BANK PLC 
 
 Proxy Voting: 
 10. Name of the proxy holder: 
                                                     --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
                                                     --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
                                                     --------------------------- 
 
 
  13. Additional information: 
 14. Contact name:                                            MAHARISHI RAMKORUN 
                                          -------------------------------------- 
 15. Contact telephone number:                                      [phone] 
                                          -------------------------------------- 
 
 

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December 06, 2018 04:13 ET (09:13 GMT)