Petra Diamonds Ltd - Holding(s) in Company

TR-1: Standard form for notification of major holdings

   

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

   

   

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii :	PETRA DIAMONDS LTD
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer		X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights		X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv

   

Name	Bank of America Corporation
City and country of registered office (if applicable)	Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.)v
Name	Merrill Lynch International
City and country of registered office (if applicable)	London, United Kingdom
5. Date on which the threshold was crossed or reachedvi :	11/03/2021
6. Date on which issuer notified (DD/MM/YYYY):	15/03/2021

   

7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuervii
Resulting situation on the date on which threshold was crossed or reached	7.610%	0.003%	7.612%	9,710,089,272
Position of previous notification (if applicable)	Below Notifiable Threshold	Below Notifiable Threshold	Below Notifiable Threshold

   

   

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix		% of voting rights
	Direct (DTR5.1)	Indirect (DTR5.2.1)	Direct (DTR5.1)	Indirect (DTR5.2.1)
BMG702781417	0	738,907,220	0.000%	7.610%
SUBTOTAL 8. A	738,907,220		7.610%

   

B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument	Expiration datex	Exercise / Conversion Period xi	Number of voting rights that may be acquired if the instrument is exercised / converted.	% of voting rights
Right to Recall	N/A	N/A	235,149	0.002%

   

SUBTOTAL 8. B 1

235,149

0.002%

   

   

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument	Expiration datex	Exercise / Conversion Period xi	Physical or cash settlement xii	Number of voting rights	% of voting rights
Swap	31/10/2023	N/A	Cash	12,526	0.000%

   

SUBTOTAL 8. B 2

12,526

0.000%

   

   

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
[X] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
BofAML Jersey Holdings Limited	N/A	N/A	N/A
BofAML EMEA Holdings 2 Limited	N/A	N/A	N/A
ML UK Capital Holdings Limited	N/A	N/A	N/A
Merrill Lynch International	7.610%	N/A	7.612%

   

   

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

   

   

11. Additional informationxvi

   

   

Place of completion	United Kingdom
Date of completion	15.03.2021

   

Copyright h 16 PR Newswire