Petra Diamonds Holding(s) in Company

 
TIDMPDL 
 
TR-1: Standard form for notification of major holdings 
 
 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the 
FCA in Microsoft Word format if possible)i 
 
 
 
 
 
 
 
1a. Identity of the issuer or the underlying issuer  PETRA DIAMONDS LTD 
of existing shares to which voting rights are 
attachedii : 
 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" 
if appropriate) 
 
Non-UK issuer                                                                              X 
 
2. Reason for the notification (please mark the appropriate box or boxes with 
an "X") 
 
An acquisition or disposal of voting rights                                                X 
 
An acquisition or disposal of financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify)iii: 
 
3. Details of person subject to the notification obligationiv 
 
 
 
 
Name                                             Bank of America Corporation 
 
City and country of registered office (if        Wilmington, DE, United States 
applicable) 
 
4. Full name of shareholder(s) (if different from 3.)v 
 
Name                                             Merrill Lynch International 
 
City and country of registered office (if        London, United Kingdom 
applicable) 
 
5. Date on which the threshold was crossed or    11/03/2021 
reachedvi : 
 
6. Date on which issuer notified (DD/MM/YYYY):   15/03/2021 
 
 
 
7. Total positions of person(s) subject to the notification obligation 
 
                         % of voting      % of voting rights    Total of   Total number 
                       rights attached    through financial    both in %    of voting 
                       to shares (total instruments (total of    (8.A +   rights held in 
                           of 8. A)         8.B 1 + 8.B 2)        8.B)      issuervii 
 
Resulting situation on 7.610%           0.003%                 7.612%     9,710,089,272 
the date on which 
threshold was crossed 
or reached 
 
Position of previous   Below Notifiable Below Notifiable       Below 
notification (if       Threshold        Threshold              Notifiable 
applicable)                                                    Threshold 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the 
threshold was crossed or reachedviii 
 
A: Voting rights attached to shares 
 
Class/type of shares ISIN code (if         Number of voting rights  % of voting rights 
possible)                                  ix 
 
                                             Direct     Indirect     Direct   Indirect 
                                            (DTR5.1)   (DTR5.2.1)   (DTR5.1) (DTR5.2.1) 
 
BMG702781417                               0          738,907,220   0.000%   7.610% 
 
SUBTOTAL 8. A                              738,907,220              7.610% 
 
 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 
Type of financial     Expiration    Exercise /    Number of voting rights    % of voting 
instrument            datex         Conversion    that may be acquired if    rights 
                                    Period xi     the instrument is 
                                                  exercised / converted. 
 
Right to Recall       N/A           N/A           235,149                    0.002% 
 
 
 
                                 SUBTOTAL 8. B 235,149                    0.002% 
                                 1 
 
 
 
 
 
 
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R 
(1) (b) 
 
Type of         Expiration date Exercise /     Physical or    Number of      % of voting 
financial       x               Conversion     cash           voting rights  rights 
instrument                      Period xi      settlement xii 
 
Swap            31/10/2023      N/A            Cash           12,526         0.000% 
 
 
 
                                               SUBTOTAL 8. B  12,526         0.000% 
                                               2 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation 
(please mark the applicable box with an "X") 
 
Person subject to the notification obligation is not controlled by any natural 
person or legal entity and does not control any other undertaking(s) holding 
directly or indirectly an interest in the (underlying) issuerxiii 
 
[X] Full chain of controlled undertakings through which the voting rights and/ 
or the financial instruments are effectively held starting with the ultimate 
controlling natural person or legal entityxiv (please add additional rows as 
necessary) 
 
              Namexv                   % of voting       % of voting    Total of both if 
                                      rights if it     rights through    it equals or is 
                                      equals or is        financial      higher than the 
                                     higher than the  instruments if it    notifiable 
                                       notifiable       equals or is        threshold 
                                        threshold      higher than the 
                                                         notifiable 
                                                          threshold 
 
Bank of America Corporation         N/A               N/A               N/A 
 
NB Holdings Corporation             N/A               N/A               N/A 
 
BofAML Jersey Holdings Limited      N/A               N/A               N/A 
 
BofAML EMEA Holdings 2 Limited      N/A               N/A               N/A 
 
ML UK Capital Holdings Limited      N/A               N/A               N/A 
 
Merrill Lynch International         7.610%            N/A               7.612% 
 
 
 
 
 
 
 
10. In case of proxy voting, please identify: 
 
Name of the proxy holder 
 
The number and % of voting rights held 
 
The date until which the voting rights will 
be held 
 
 
 
 
 
 
 
11. Additional informationxvi 
 
 
 
 
 
 
 
 
Place of completion        United Kingdom 
 
Date of completion         15.03.2021 
 
 
 
 
 
 
 
END 
 
 

(END) Dow Jones Newswires

March 16, 2021 09:31 ET (13:31 GMT)