IQE PLC Iqe Plc: Holding(s) In Company

 
TIDMIQE 
 
 
   4 October 2018 
 
   IQE plc 
 
   ("IQE" or the "Company") 
 
   Holding(s) in Company 
 
 
 
 
1a. Identity of the issuer 
 or the underlying issuer of 
 existing shares to which voting 
 rights are attached(ii) :                                       IQE plc 
-----------------------------------------  --------------------------------------------------- 
1b. Please indicate if the issuer is a non-UK issuer 
 (please mark with an "X" if appropriate) 
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Non-UK issuer 
--------------------------------------------------------------------------------  ------------ 
2. Reason for the notification (please mark the appropriate 
 box or boxes with an "X") 
---------------------------------------------------------------------------------------------- 
An acquisition or disposal of voting rights                                            X 
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An acquisition or disposal of financial instruments 
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An event changing the breakdown of voting rights 
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Other (please specify)(iii) : Type 1 Disclosure as 
 per the Transparency Directive II Regulation                                          X 
--------------------------------------------------------------------------------  ------------ 
3. Details of person subject to the notification obligation(iv) 
Name                                                          Schroders plc 
City and country of registered 
 office (if applicable)                                        London, UK 
4. Full name of shareholder(s) (if different from 3.)(v) 
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Name 
-----------------------------------------  --------------------------------------------------- 
City and country of registered 
 office (if applicable) 
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5. Date on which the threshold 
 was crossed or reached(vi) 
 :                                                             02.10.2018 
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6. Date on which issuer notified 
 (DD/MM/YYYY):                                                 03.10.2018 
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7. Total positions of person(s) subject to the notification 
 obligation 
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                           % of voting 
                          rights attached    % of voting rights                   Total number 
                             to shares       through financial     Total of both   of voting 
                             (total of     instruments (total of     in % (8.A     rights of 
                               8. A)           8.B 1 + 8.B 2)          + 8.B)      issuer(vii) 
-----------------------  ----------------  ----------------------  -------------  ------------ 
Resulting 
 situation 
 on the date 
 on which threshold 
 was crossed 
 or reached                        5.072%          0.015%                 5.087%  765,351,668 
-----------------------  ----------------  ----------------------  -------------  ------------ 
Position of                  Below 5%               N/A              Below 5% 
 previous notification 
 (if 
 applicable) 
-----------------------  ----------------  ----------------------  -------------  ------------ 
 
 
 
 
 
 
 
 8. Notified details of the resulting situation on the 
 date on which the threshold was crossed or reached(viii) 
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A: Voting rights attached to shares 
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                           Number of voting rights(ix)            % of voting rights 
------------------------ 
Class/type                    Direct             Indirect                                                    Indirect 
 of                          (Art 9 of          (Art 10 of                        Direct                     (Art 10 of 
 shares                      Directive           Directive                  (Art 9 of Directive              Directive 
 ISIN code (if              2004/109/EC)       2004/109/EC)                     2004/109/EC)                2004/109/EC) 
 possible)                    (DTR5.1)          (DTR5.2.1)                        (DTR5.1)                   (DTR5.2.1) 
-------------------------  -------------  ----------------------  ---------------------------------------  ------------- 
GB0009619924                                    38,814,913                                                    5.072% 
-------------------------  -------------  ----------------------  ---------------------------------------  ------------- 
 
 
SUBTOTAL 8. 
 A                                      38,814,913                                        5.072% 
-------------------------  -------------------------------------  ------------------------------------------------------ 
 
B 1: Financial Instruments according to Art. 13(1)(a) 
 of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
------------------------------------------------------------------------------------------------------------------------ 
                                                                                         Number of voting 
                                                                                              rights that 
                                                                                          may be acquired 
                                                                                        if the instrument 
Type of financial             Expiration               Exercise/                                       is    % of voting 
 instrument                      date(x)   Conversion Period(xi)                     exercised/converted.         rights 
-------------------------  -------------  ----------------------  ---------------------------------------  ------------- 
 
 
 
                                                     SUBTOTAL 8. 
                                                             B 1 
                                          ----------------------  ---------------------------------------  ------------- 
 
B 2: Financial Instruments with similar economic effect 
 according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 
 (b)) 
------------------------------------------------------------------------------------------------------------------------ 
Type of                                                Exercise/                                Number of 
 financial                Expiration                  Conversion    Physical or cash               voting    % of voting 
 instrument               date(x)                    Period (xi)     settlement(xii)               rights         rights 
------------------------  --------------  ----------------------  ------------------                       ------------- 
          CFD                  N/A                 N/A             Cash Settlement          116,758           0.015% 
------------------------  --------------  ----------------------  ------------------                       ------------- 
 
 
                                                                            SUBTOTAL 
                                                                               8.B.2        116,758           0.015% 
                                                                  ------------------                       ------------- 
 
9. Information in relation to the person subject to the 
 notification obligation (please mark the 
 applicable box with an "X") 
Person subject to the notification obligation is 
 not controlled by any natural person or legal entity 
 and does not control any other undertaking(s) holding 
 directly or indirectly an interest in the (underlying) 
 issuer(xiii) 
Full chain of controlled undertakings through which 
 the voting rights and/or the 
 financial instruments are effectively held starting 
 with the ultimate controlling natural person or legal 
 entity(xiv) (please add additional rows as necessary)                                                                 X 
---------------------------------------------------------------------------------------------------------  ------------- 
                                                                  % of voting rights 
                                                                   through financial 
                                    % of voting rights              instruments if              Total of both 
                                        if it equals                 it equals or                if it equals 
                                        or is higher                is higher than               or is higher 
                                    than the notifiable             the notifiable            than the notifiable 
        Name(xv)                         threshold                     threshold                   threshold 
-------------------------  -------------------------------------  ------------------  ---------------------------------- 
Schroders plc 
-------------------------  -------------------------------------  ------------------  ---------------------------------- 
Schroder Administration 
 Limited 
-------------------------  -------------------------------------  ------------------  ---------------------------------- 
Schroder International 
 Holdings Limited 

-------------------------  -------------------------------------  ------------------  ---------------------------------- 
Schroder Investment 
 Management Limited                       5.072%                         N/A                        5.087% 
-------------------------  -------------------------------------  ------------------  ---------------------------------- 
 
10. In case of proxy voting, please identify: 
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Name of the proxy holder 
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The number and % of voting 
 rights held 
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The date until which the voting 
 rights will be held 
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11. Additional information(xvi) 
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Place of completion  London 
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Date of completion   03.10.2018 
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(END) Dow Jones Newswires

October 04, 2018 05:00 ET (09:00 GMT)

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