Capricorn Energy PLC Holding(s) in Company (1285W)

TIDMCNE

RNS Number : 1285W

Capricorn Energy PLC

13 April 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Irenic Capital Management

City of registered office (if applicable)

New York

Country of registered office (if applicable)

United States

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

30-Mar-2023

6. Date on which Issuer notified

31-Mar-2023

7. Total positions of person(s) subject to the notification obligation

 
              .                % of voting             % of voting            Total of both in         Total number of 
                               rights attached         rights through         % (8.A + 8.B)            voting rights 
                               to shares               financial                                       held in issuer 
                               (total of 8.A)          instruments 
                                                       (total of 8.B 
                                                       1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                5.031812                0.000000               5.031812                 15853854 
                        ======================  =====================  =======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable) 
                        ======================  =====================  =======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
       Class/Type of              Number of              Number of              % of direct             % of indirect 
       shares ISIN                direct voting          indirect               voting rights           voting rights 
       code(if possible)          rights                 voting rights          (DTR5.1)                (DTR5.2.1) 
                                  (DTR5.1)               (DTR5.2.1) 
GB00BN0SMB92                  15853854                                      5.031812 
                           =====================  =====================  ======================  ===================== 
       Sub Total 8.A          15853854                                      5.031812% 
                           ============================================  ============================================= 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
       Type of              Expiration            Exercise/conversion         Number of voting            % of voting 
       financial            date                  period                      rights that may be          rights 
       instrument                                                             acquired if the 
                                                                              instrument is 
                                                                              exercised/converted 
 
       Sub Total 
       8.B1 
                     ================================================  ==========================  =================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
       Type of            Expiration         Exercise/conversion         Physical           Number           % of 
       financial          date               period                      or cash            of               voting 
       instrument                                                        settlement         voting           rights 
                                                                                            rights 
 
       Sub Total 
       8.B2 
                   ================================================================  ===============  ================ 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
       Ultimate                Name of                 % of voting             % of voting             Total of both 
       controlling             controlled              rights if it            rights through          if it equals or 
       person                  undertaking             equals or is            financial               is higher than 
                                                       higher than the         instruments if          the notifiable 
                                                       notifiable              it equals or is         threshold 
                                                       threshold               higher than the 
                                                                               notifiable 
                                                                               threshold 
   Irenic Capital 
   Evergreen Master 
   Fund LP 
                        ======================  ======================  ======================  ====================== 
   Irenic Capital 
   Opportunity Master 
   Fund LP 
                        ======================  ======================  ======================  ====================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

31-Mar-2023

13. Place Of Completion

London

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April 13, 2023 05:04 ET (09:04 GMT)