Barclays PLC Form 8.5 (EPT/NON-RI)BARCLAYS CAPITAL SECURITIES L

RNS Number : 2948Q

Barclays PLC

29 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			28 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,186,428	0.16%	5,324,464	0.10%
(2) Cash-settled derivatives:				4,794,284	0.09%	4,936,642	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				12,980,712	0.26%	10,261,106	0.20%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	865851	23.4900  GBP	23.2250  GBP
Ordinary NPV	Sale	205154	45.3080  AUD	45.0693  AUD
Ordinary NPV	Sale	402603	23.4900  GBP	23.2224  GBP
Ordinary NPV	Purchase	1199545	45.1500  AUD	45.0693  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Closing Long	2,823	23.3679  GBP
Ordinary NPV	CFD	Closing Long	4,939	23.3569  GBP
Ordinary NPV	CFD	Closing Long	7,704	23.2835  GBP
Ordinary NPV	CFD	Closing Long	11,505	23.3611  GBP
Ordinary NPV	CFD	Closing Long	13,477	23.3481  GBP
Ordinary NPV	CFD	Closing Long	18,882	23.3500  GBP
Ordinary NPV	SWAP	Decreasing Long	239	546.2800  ZAR
Ordinary NPV	CFD	Decreasing Long	400	545.4586  ZAR
Ordinary NPV	SWAP	Decreasing Long	874	546.8737  ZAR
Ordinary NPV	SWAP	Decreasing Long	1,863	547.7603  ZAR
Ordinary NPV	CFD	Decreasing Long	2,636	45.0800  AUD
Ordinary NPV	SWAP	Decreasing Long	2,835	547.8146  ZAR
Ordinary NPV	SWAP	Decreasing Long	3,501	547.2757  ZAR
Ordinary NPV	CFD	Decreasing Long	3,641	546.0530  ZAR
Ordinary NPV	SWAP	Decreasing Long	5,274	547.5580  ZAR
Ordinary NPV	CFD	Decreasing Long	6,222	45.0856  AUD
Ordinary NPV	CFD	Decreasing Long	23,654	45.0836  AUD
Ordinary NPV	CFD	Decreasing Long	31,664	547.0106  ZAR
Ordinary NPV	SWAP	Decreasing Short	56	23.2598  GBP
Ordinary NPV	SWAP	Decreasing Short	85	23.2500  GBP
Ordinary NPV	SWAP	Decreasing Short	104	23.3397  GBP
Ordinary NPV	SWAP	Decreasing Short	122	23.3200  GBP
Ordinary NPV	SWAP	Decreasing Short	155	23.4271  GBP
Ordinary NPV	SWAP	Decreasing Short	214	23.4800  GBP
Ordinary NPV	SWAP	Decreasing Short	232	23.2796  GBP
Ordinary NPV	SWAP	Decreasing Short	239	546.2800  ZAR
Ordinary NPV	SWAP	Decreasing Short	400	545.2950  ZAR
Ordinary NPV	SWAP	Decreasing Short	441	23.3010  GBP
Ordinary NPV	SWAP	Decreasing Short	490	23.2916  GBP
Ordinary NPV	SWAP	Decreasing Short	556	23.3454  GBP
Ordinary NPV	SWAP	Decreasing Short	1,144	23.3384  GBP
Ordinary NPV	SWAP	Decreasing Short	1,213	23.2840  GBP
Ordinary NPV	SWAP	Decreasing Short	1,241	23.2743  GBP
Ordinary NPV	SWAP	Decreasing Short	1,863	547.7603  ZAR
Ordinary NPV	SWAP	Decreasing Short	2,193	23.3015  GBP
Ordinary NPV	SWAP	Decreasing Short	2,835	547.8146  ZAR
Ordinary NPV	SWAP	Decreasing Short	3,479	23.3354  GBP
Ordinary NPV	SWAP	Decreasing Short	5,216	23.3862  GBP
Ordinary NPV	SWAP	Decreasing Short	5,274	547.5580  ZAR
Ordinary NPV	SWAP	Decreasing Short	5,551	23.2349  GBP
Ordinary NPV	SWAP	Decreasing Short	8,998	23.3500  GBP
Ordinary NPV	SWAP	Decreasing Short	13,500	23.3337  GBP
Ordinary NPV	SWAP	Decreasing Short	14,195	45.3034  AUD
Ordinary NPV	CFD	Increasing Long	27	45.3644  AUD
Ordinary NPV	CFD	Increasing Long	874	546.6550  ZAR
Ordinary NPV	SWAP	Increasing Long	2,290	547.0554  ZAR
Ordinary NPV	CFD	Increasing Long	2,500	45.2032  AUD
Ordinary NPV	CFD	Increasing Long	2,636	45.0800  AUD
Ordinary NPV	CFD	Increasing Long	3,501	547.1252  ZAR
Ordinary NPV	SWAP	Increasing Long	3,641	545.9029  ZAR
Ordinary NPV	SWAP	Increasing Long	3,732	546.4319  ZAR
Ordinary NPV	SWAP	Increasing Long	6,336	546.5323  ZAR
Ordinary NPV	SWAP	Increasing Long	31,664	546.8602  ZAR
Ordinary NPV	SWAP	Increasing Long	40,000	45.1444  AUD
Ordinary NPV	CFD	Increasing Long	92,083	546.7419  ZAR
Ordinary NPV	SWAP	Increasing Short	116	23.2796  GBP
Ordinary NPV	SWAP	Increasing Short	211	23.3321  GBP
Ordinary NPV	SWAP	Increasing Short	306	23.3917  GBP
Ordinary NPV	SWAP	Increasing Short	332	23.2949  GBP
Ordinary NPV	SWAP	Increasing Short	337	23.3176  GBP
Ordinary NPV	SWAP	Increasing Short	595	23.2769  GBP
Ordinary NPV	SWAP	Increasing Short	1,479	23.3425  GBP
Ordinary NPV	SWAP	Increasing Short	1,980	23.2760  GBP
Ordinary NPV	SWAP	Increasing Short	2,290	547.0554  ZAR
Ordinary NPV	SWAP	Increasing Short	2,919	23.2940  GBP
Ordinary NPV	SWAP	Increasing Short	3,299	23.3501  GBP
Ordinary NPV	SWAP	Increasing Short	3,732	546.4319  ZAR
Ordinary NPV	SWAP	Increasing Short	6,336	546.5323  ZAR
Ordinary NPV	SWAP	Increasing Short	7,747	23.2772  GBP
Ordinary NPV	SWAP	Increasing Short	9,892	23.3500  GBP
Ordinary NPV	SWAP	Increasing Short	20,498	23.3503  GBP
Ordinary NPV	SWAP	Increasing Short	33,590	23.3113  GBP
Ordinary NPV	SWAP	Increasing Short	36,450	23.3486  GBP
Ordinary NPV	SWAP	Increasing Short	42,891	23.3003  GBP
Ordinary NPV	SWAP	Increasing Short	75,414	23.2920  GBP
Ordinary NPV	SWAP	Increasing Short	92,083	546.9060  ZAR
Ordinary NPV	CFD	Opening Short	1,061	23.3500  GBP
Ordinary NPV	CFD	Opening Short	1,335	23.2683  GBP
Ordinary NPV	CFD	Opening Short	3,021	23.3170  GBP
Ordinary NPV	CFD	Opening Short	25,094	23.2949  GBP
Ordinary NPV	CFD	Opening Short	42,424	23.2802  GBP
Ordinary NPV	CFD	Opening Short	79,996	23.3532  GBP
Ordinary NPV	CFD	Opening Short	176,510	23.3200  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				29 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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