Barclays PLC Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

RNS Number : 7965M

Barclays PLC

19 November 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				HARGREAVES LANSDOWN PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				HARGREAVES LANSDOWN PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				18 Nov 2024
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			8,410,353	1.77%	132,988	0.03%
(2)	Cash-settled derivatives:
	and/or controlled:			284,954	0.06%	8,106,703	1.70%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			8,695,307	1.83%	8,239,691	1.73%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
0.4p ordinary		Purchase		287,361		10.9050  GBP	10.8700  GBP
0.4p ordinary		Sale		545,991		10.9050  GBP	10.8700  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
0.4p ordinary		SWAP		Decreasing Short		8,189	10.8733  GBP
0.4p ordinary		SWAP		Decreasing Short		455	10.8734  GBP
0.4p ordinary		SWAP		Decreasing Short		1,669	10.8750  GBP
0.4p ordinary		SWAP		Decreasing Short		16,609	10.8757  GBP
0.4p ordinary		SWAP		Decreasing Short		50,742	10.8761  GBP
0.4p ordinary		SWAP		Decreasing Short		28,976	10.8775  GBP
0.4p ordinary		SWAP		Decreasing Short		178,459	10.8816  GBP
0.4p ordinary		SWAP		Decreasing Short		6,503	10.8818  GBP
0.4p ordinary		SWAP		Decreasing Short		675	10.8831  GBP
0.4p ordinary		SWAP		Decreasing Short		2,512	10.8851  GBP
0.4p ordinary		SWAP		Decreasing Short		2,806	10.8931  GBP
0.4p ordinary		SWAP		Decreasing Short		170	10.8973  GBP
0.4p ordinary		SWAP		Decreasing Short		304	10.9000  GBP
0.4p ordinary		SWAP		Decreasing Short		5,135	10.9093  GBP
0.4p ordinary		SWAP		Decreasing Short		477	10.9150  GBP
0.4p ordinary		SWAP		Increasing Short		5,417	10.8750  GBP
0.4p ordinary		SWAP		Increasing Short		2,410	10.8755  GBP
0.4p ordinary		SWAP		Increasing Short		8,383	10.8758  GBP
0.4p ordinary		SWAP		Increasing Short		15,352	10.8770  GBP
0.4p ordinary		SWAP		Increasing Short		99	10.8800  GBP
0.4p ordinary		SWAP		Increasing Short		4,504	10.8815  GBP
0.4p ordinary		SWAP		Increasing Short		35,472	10.8891  GBP
0.4p ordinary		CFD		Increasing Short		27,083	10.8822  GBP
0.4p ordinary		CFD		Increasing Short		12,241	10.8853  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				19 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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